Vault-13

SPDR INDEX SHS FDS GXC

S&P CHINA ETF · ETP · CUSIP 78463X400

83 institutional holders -2 vs Q4 2023
3,087,8553.1m shares reported held*
$202.3mreported value*
13 new 19 added 24 reduced 15 sold out net sold ≈ $57.1m (-867.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $65.51. Options: 2 managers hold calls ($52.6k notional), 3 hold puts ($539.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 89Q1 23: 87Q2 23: 80Q3 23: 83Q4 23: 85Q1 24: 8383Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202289
Q4 202289
Q1 202387
Q2 202380
Q3 202383
Q4 202385
Q1 202483

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 41 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 34 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 39 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224145
Q1 20233633
Q2 20233934
Q3 20233034
Q4 20234241
Q1 20243239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $110.7kQ2 23 puts: $376.2kQ2 23P/C 3.40Q3 23 calls: $229.0kQ3 23 puts: $429.3kQ3 23P/C 1.88Q4 23 calls: $0Q4 23 puts: $470.0kQ4 23P/C —Q1 24 calls: $52.6kQ1 24 puts: $539.4kQ1 24P/C 10.25
Numbers
QuarterCallsPutsP/C
Q2 2023$110.7k$376.2k3.40
Q3 2023$229.0k$429.3k1.88
Q4 2023$0$470.0k—
Q1 2024$52.6k$539.4k10.25

Biggest buyers

OLD MISSION CAPITAL LLC New +302,761+302.8k
MORGAN STANLEY Added +273,540+273.5k
JANE STREET GROUP, LLC Added +145,562+145.6k
EXECUTIVE WEALTH GROUP LLC Added +94,190+94.2k
LPL Financial LLC Added +61,596+61.6k
FLOW TRADERS U.S. LLC New +43,451+43.5k
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC Added +29,959+30.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +27,624+27.6k
ZACKS INVESTMENT MANAGEMENT Added +24,728+24.7k
UBS Group AG Added +18,992+19.0k

Biggest sellers

3EDGE Asset Management, LP Sold out -702,230-702.2k
SYON CAPITAL LLC Sold out -388,342-388.3k
Parcion Private Wealth LLC Reduced -275,996-276.0k
BANK OF AMERICA CORP /DE/ Reduced -205,417-205.4k
Varma Mutual Pension Insurance Co Reduced -146,000-146.0k
Provida Pension Fund Administrator Reduced -85,216-85.2k
Cerity Partners LLC Sold out -59,952-60.0k
Prism Advisors, Inc. Sold out -29,633-29.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -23,433-23.4k
GSA CAPITAL PARTNERS LLP Sold out -10,342-10.3k

Biggest calls

CITADEL ADVISORS LLC New $52.6k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $513.1k7.8k shares
CITADEL ADVISORS LLC New $26.3k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Provida Pension Fund Administrator 0.89% of their portfolio LAS CONDES, SANTIAGO, F3 547,541547.5k $36.0m $36.0m 0.89% Reduced -85.2k -85,216
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 534,192534.2k $35.1m $35.1m 0.00% Added +273.5k +273,540
3 OLD MISSION CAPITAL LLC 0.49% of their portfolio CHICAGO, IL 302,761302.8k $19.9m $19.9m 0.49% New
4 Allianz SE 0.45% of their portfolio Munich, 2M 218,161218.2k $14.4m $14.4m 0.45% First filing
5 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 190,015190.0k $12.5m $12.5m 0.02% Added +145.6k +145,562
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 182,569182.6k $12.0m $12.0m 0.00% Reduced -205.4k -205,417
7 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.74% of their portfolio SAN FRANCISCO, CA 182,184182.2k $12.0m $12.0m 0.74% Added +30.0k +29,959
8 EXECUTIVE WEALTH GROUP LLC 1.88% of their portfolio KIRKLAND, WA 141,287141.3k $9.0m $9.0m 1.88% Added +94.2k +94,190
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,628100.6k $6.6m $6.6m 0.00% Added +19.0k +18,992
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 89,05489.1k $5.9m $5.9m 0.00% Added +61.6k +61,596
11 swisspartners Advisors Ltd 4.31% of their portfolio ZURICH, V8 88,09788.1k $5.2m $5.2m 4.31% Added +11.1k +11,105
12 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 43,45143.5k $2.9m $2.9m 0.15% New
13 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 38,53738.5k $2.5m $2.5m 0.03% Reduced -3.0k -2,994
14 ZACKS INVESTMENT MANAGEMENT 0.03% of their portfolio Chicago, IL 38,52138.5k $2.5m $2.5m 0.03% Added +24.7k +24,728
15 Varma Mutual Pension Insurance Co 0.02% of their portfolio Varma, H9 37,35837.4k $2.5m $2.5m 0.02% Reduced -146.0k -146,000
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,90230.9k $2.0m $2.0m 0.00% Added +27.6k +27,624
17 BlackRock Inc. 0.00% of their portfolio New York, NY 24,59224.6k $1.6m $1.6m 0.00% Unchanged
18 Simplicity Wealth,LLC 0.03% of their portfolio SUMMIT, NJ 18,44218.4k $1.2m $1.2m 0.03% New
19 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 18,44218.4k $1.2m $1.2m 0.04% Reduced -6 -6
20 TWIN FOCUS CAPITAL PARTNERS, LLC 0.23% of their portfolio Boston, MA 18,11118.1k $1.2m $1.2m 0.23% Unchanged
21 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 17,39317.4k $1.1m $1.1m 0.01% Added +1.5k +1,506
22 Michelson Medical Research Foundation, Inc. 0.67% of their portfolio Los Angeles, CA 16,75016.8k $1.1m $1.1m 0.67% Unchanged
23 Winthrop Capital Management, LLC 0.51% of their portfolio Carmel, IN 16,74916.7k $1.1m $1.1m 0.51% Reduced -1.7k -1,674
24 Summit Trail Advisors, LLC 0.03% of their portfolio NEW YORK, NY 16,08516.1k $1.1m $1.1m 0.03% New
25 ACIMA PRIVATE WEALTH, LLC 0.31% of their portfolio RICHMOND, VA 12,93612.9k $850.9k $850.9k 0.31% Added +1.9k +1,882
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,51311.5k $757.3k $757.3k 0.00% Reduced -23.4k -23,433
27 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 9,8739.9k $649.4k $649.4k 0.00% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,9909.0k $592.0k $592.0k 0.00% Added +4.8k +4,830
29 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,7908.8k $578.2k $578.2k 0.01% Added +2.5k +2,523
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,7628.8k $576.4k $576.4k 0.00% Reduced -16 -16
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,5978.6k $565.5k $565.5k 0.00% Reduced -5.5k -5,512
32 Virtu Financial LLC 0.04% of their portfolio New York, NY 8,5508.6k $562.0k $562.0k 0.04% New
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,3258.3k $547.6k $547.6k 0.00% Unchanged
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,8717.9k $517.8k $517.8k 0.00% New
35 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 7,5037.5k $493.5k $493.5k 0.01% Unchanged
36 Mittelman Wealth Management 0.33% of their portfolio ANDOVER, MA 7,3727.4k $484.9k $484.9k 0.33% First filing
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,7236.7k $442.0k $442.0k 0.00% Added +316 +316
38 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,0066.0k $395.1k $395.1k 0.00% Reduced -1.7k -1,702
39 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 5,6505.7k $371.7k $371.7k 0.02% Reduced -801 -801
40 Parcion Private Wealth LLC 0.03% of their portfolio BELLEVUE, WA 5,6115.6k $369.1k $369.1k 0.03% Reduced -276.0k -275,996
41 Private Wealth Strategies, L.L.C. 0.08% of their portfolio New Albany, OH 5,2815.3k $347.4k $347.4k 0.08% Unchanged
42 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 4,3304.3k $284.8k $284.8k 0.02% New
43 Sharper & Granite LLC 0.14% of their portfolio EL SEGUNDO, CA 4,2454.2k $280.7k $280.7k 0.14% Reduced -2.8k -2,800
44 SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio WINSTON-SALEM, NC 3,8073.8k $250.4k $250.4k 0.01% Reduced -450 -450
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,6153.6k $237.8k $237.8k 0.00% Added +306 +306
46 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 3,4313.4k $225.7k $225.7k 0.01% New
47 MONECO ADVISORS, LLC 0.03% of their portfolio FAIRFIELD, CT 3,0903.1k $203.3k $203.3k 0.03% Reduced -1.3k -1,290
48 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 2,5302.5k $172.3k $172.3k 0.00% Reduced -1.0k -1,026
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,8441.8k $121.3k $121.3k 0.00% Unchanged
50 OPTIMUM INVESTMENT ADVISORS 0.05% of their portfolio Chicago, IL 1,5421.5k $101.4k $101.4k 0.05% Added +267 +267
51 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 1,3821.4k $91.0k $91.0k 0.00% Not comparable
52 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 1,0001.0k $65.8k $65.8k 0.01% Unchanged
53 FMR LLC 0.00% of their portfolio BOSTON, MA 701701 $46.1k $46.1k 0.00% Added +592 +592
54 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 680680 $44.8k $44.8k 0.00% Reduced -2.0k -2,048
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 567567 $37.3k $37.3k 0.00% Reduced -292 -292
56 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 565565 $37.2k $37.2k 0.00% Unchanged
57 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 544544 $35.8k $35.8k 0.00% Unchanged
58 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 489489 $32.2k $32.2k 0.01% New
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 444444 $29.7k $29.7k 0.00% Reduced -300 -300
60 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 420420 $31.0k $31.0k 0.00% Unchanged
61 Hexagon Capital Partners LLC 0.01% of their portfolio ROGERS, AR 409409 $26.9k $26.9k 0.01% Added +88 +88
62 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 369369 $24.3k $24.3k 0.00% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 305305 $20.1k $20.1k 0.00% Unchanged
64 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 186186 $12.0k $12.0k 0.00% New
65 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 159159 $10.5k $10.5k 0.00% Unchanged
66 Indiana Trust & Investment Management Co 0.00% of their portfolio MISHAWAKA, IN 150150 $9.9k $9.9k 0.00% Unchanged
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 140140 $9.0k $9.0k 0.00% Unchanged
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 128128 $8.4k $8.4k 0.00% Reduced -3.4k -3,365
69 LGT Financial Advisors LLC 0.01% of their portfolio DALLAS, TX 107107 $7.1k $7.1k 0.01% Unchanged
70 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 103103 $6.8k $6.8k 0.00% Added +10 +10
71 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 8686 $5.8k $5.8k 0.00% Unchanged
72 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 6161 $4.0k $4.0k 0.00% Unchanged
73 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4848 $3.2k $3.2k 0.00% Reduced -1 -1
74 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 4646 $3.0k $3.0k 0.00% Unchanged
75 Sandy Spring Bank 0.00% of their portfolio Olney, MD 3333 $2.2k $2.2k 0.00% Unchanged
76 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 2525 $1.6k $1.6k 0.00% Unchanged
77 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 2525 $1.6k $1.6k 0.00% New
78 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 2222 $1.4k $1.4k 0.00% Reduced -9 -9
79 Register Financial Advisors LLC 0.00% of their portfolio ATLANTA, GA 2121 $1.4k $1.4k 0.00% New
80 Pflug Koory, LLC 0.00% of their portfolio OMAHA, NE 2020 $1.3k $1.3k 0.00% Unchanged
81 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1111 $719 $719 0.00% Reduced -60 -60
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
83 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 00 $0 $0 0.00% Reduced -1.2k -1,200