SPDR INDEX SHS FDS GXC
S&P CHINA ETF · ETP · CUSIP 78463X400
87
institutional holders
-2 vs Q4 2022
3.5m
shares reported held*
$292.0mreported value*
12 new
24 added
21 reduced
12 sold out
net bought ≈ $77.1m (+937.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $82.62. Options: 2 managers hold calls ($238.7k notional), 3 hold puts ($452.6k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 89 |
| Q4 2022 | 89 |
| Q1 2023 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 41 | 45 |
| Q1 2023 | 36 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $481.0k | $510.0k | 1.06 |
| Q4 2022 | $415.3k | $4.0m | 9.68 |
| Q1 2023 | $238.7k | $452.6k | 1.90 |
Biggest buyers
| Provida Pension Fund Administrator | Added | +1.4m |
| STIFEL FINANCIAL CORP | Added | +27.2k |
| Simplicity Solutions, LLC | New | +17.4k |
| MORGAN STANLEY | Added | +14.1k |
| Delphi Financial Group, Inc. | Added | +12.9k |
| Parcion Private Wealth LLC | Added | +12.0k |
| StoneX Group Inc. | New | +8.7k |
| UBS Group AG | Added | +7.4k |
| New York Life Investment Management LLC | Added | +7.2k |
| GSA CAPITAL PARTNERS LLP | New | +5.0k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -195.2k |
| JANE STREET GROUP, LLC | Reduced | -109.3k |
| OLD MISSION CAPITAL LLC | Sold out | -86.2k |
| NEW ENGLAND ASSET MANAGEMENT INC | Sold out | -57.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -35.1k |
| CITADEL ADVISORS LLC | Reduced | -14.3k |
| ACIMA PRIVATE WEALTH, LLC | Sold out | -10.9k |
| FLOW TRADERS U.S. LLC | Sold out | -8.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -8.8k |
| OSAIC HOLDINGS, INC. | Reduced | -7.1k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $238.7k2.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $428.0k5.2k shares |
| CITADEL ADVISORS LLC | Reduced | $24.7k300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Provida Pension Fund Administrator 4.81% of their portfolio | 1.5m $121.1m | Added +1.4m |
| Varma Mutual Pension Insurance Co 0.69% of their portfolio | 691.0k $56.9m | Unchanged |
| Parcion Private Wealth LLC 1.84% of their portfolio | 213.9k $17.6m | Added +12.0k |
| MORGAN STANLEY 0.00% of their portfolio | 182.8k $15.0m | Added +14.1k |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.86% of their portfolio | 142.4k $11.7m | Added +3.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 131.1k $10.8m | Reduced -195.2k |
| swisspartners Advisors Ltd 4.79% of their portfolio | 69.8k $5.7m | Reduced -315 |
| UBS Group AG 0.00% of their portfolio | 65.8k $5.4m | Added +7.4k |
| Savant Capital, LLC 0.08% of their portfolio | 49.1k $4.0m | Reduced -959 |
| EXECUTIVE WEALTH GROUP LLC 2.85% of their portfolio | 49.0k $4.0m | Unchanged |
| Delphi Financial Group, Inc. 1.90% of their portfolio | 46.8k $3.9m | Added +12.9k |
| LPL Financial LLC 0.00% of their portfolio | 35.8k $3.0m | Added +3.5k |
| ZACKS INVESTMENT MANAGEMENT 0.04% of their portfolio | 32.8k $2.7m | Reduced -4.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 32.7k $2.7m | Added +27.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 32.3k $2.7m | Added +284 |
| BlackRock Inc. 0.00% of their portfolio | 24.6k $2.0m | Unchanged |
| Krilogy Financial LLC 0.16% of their portfolio | 23.2k $1.9m | Reduced -3.4k |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.30% of their portfolio | 18.1k $1.5m | Unchanged |
| Simplicity Solutions, LLC 0.04% of their portfolio | 17.4k $1.4m | New |
| Bleakley Financial Group, LLC 0.05% of their portfolio | 17.4k $1.4m | Added +1.3k |
| New York Life Investment Management LLC 0.01% of their portfolio | 16.1k $1.3m | Added +7.2k |
| Private Wealth Strategies, L.L.C. 0.29% of their portfolio | 13.8k $1.1m | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 13.5k $1.1m | Unchanged |
| MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio | 11.3k $903.2k | Reduced -5.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 10.8k $890.0k | Reduced -6.4k |
| Glovista Investments LLC 0.50% of their portfolio | 10.1k $830.5k | Reduced -381 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 8.9k $730.4k | Reduced -109.3k |
| StoneX Group Inc. 0.08% of their portfolio | 8.7k $714.7k | New |
| SALEM INVESTMENT COUNSELORS INC 0.03% of their portfolio | 8.2k $672.3k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 6.9k $569.5k | Reduced -14.3k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 6.6k $539.5k | Added +895 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 5.5k $452.0k | Added +16 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.3k $439.5k | Reduced -35.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 5.1k $417.0k | Added +247 |
| GSA CAPITAL PARTNERS LLP 0.04% of their portfolio | 5.0k $407.0k | New |
| Wakefield Asset Management LLLP 0.17% of their portfolio | 4.9k $403.5k | New |
| CITIGROUP INC 0.00% of their portfolio | 4.5k $369.8k | Added +4.0k |
| Wealthfront Advisers LLC 0.00% of their portfolio | 4.3k $352.0k | Reduced -477 |
| Western Wealth Management, LLC 0.03% of their portfolio | 3.6k $296.3k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 3.5k $289.0k | Added +47 |
| Unconventional Investor, LLC 0.26% of their portfolio | 3.2k $267.5k | Reduced -47 |
| Sharper & Granite LLC 0.15% of their portfolio | 3.1k $252.7k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 3.0k $246.5k | Reduced -48 |
| Samalin Investment Counsel, LLC 0.14% of their portfolio | 2.8k $234.3k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 2.8k $232.7k | Reduced -82 |
| HighTower Advisors, LLC 0.00% of their portfolio | 2.8k $226.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 2.6k $217.4k | Reduced -8.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.6k $213.8k | Reduced -7.1k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 2.2k $179.0k | Reduced -2.3k |
| Y.D. More Investments Ltd 0.04% of their portfolio | 2.0k $164.6k | Unchanged |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio | 1.9k $153.5k | New |
| BARCLAYS PLC 0.00% of their portfolio | 1.8k $151.8k | Added +1.5k |
| Grey Ledge Advisors, LLC 0.04% of their portfolio | 1.6k $128.1k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.4k $112.8k | Reduced -424 |
| WHITTIER TRUST CO 0.00% of their portfolio | 1.2k $101.7k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 1.2k $98.8k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.05% of their portfolio | 1.1k $94.1k | Added +132 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.0k $79.2k | Added +15 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 976 $80.3k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 744 $61.6k | Added +500 |
| US BANCORP \DE\ 0.00% of their portfolio | 605 $49.8k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 600 $49.4k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 591 $49.0k | Added +450 |
| WEBSTER BANK, N. A. 0.01% of their portfolio | 565 $46.5k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 369 $30.4k | Unchanged |
| FMR LLC 0.00% of their portfolio | 338 $27.8k | Added +158 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 305 $25.1k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 304 $25.4k | Reduced -110 |
| Hexagon Capital Partners LLC 0.01% of their portfolio | 289 $23.8k | Added +55 |
| NFSG Corp 0.01% of their portfolio | 188 $15.5k | Unchanged |
| Aptus Capital Advisors, LLC 0.00% of their portfolio | 183 $15.1k | Reduced -47 |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 153 $12.6k | Unchanged |
| BALLAST ADVISORS LLC 0.00% of their portfolio | 149 $12.3k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 138 $11.0k | New |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 128 $11.0k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 90 $7.5k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 86 $7.1k | Added +1 |
| PrairieView Partners, LLC 0.00% of their portfolio | 79 $6.0k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 68 $5.3k | New |
| ASSETMARK, INC 0.00% of their portfolio | 39 $3.2k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 33 $2.7k | New |
| Spire Wealth Management 0.00% of their portfolio | 33 $2.7k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 24 $2.0k | Unchanged |
| Pflug Koory, LLC 0.00% of their portfolio | 20 $1.6k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 11 $899 | Unchanged |
| Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio | 1 $83 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |