Vault-13

NEOS ETF TRUST QQQI

NASDAQ 100 HIGH · ETP · CUSIP 78433H675

361 institutional holders +59 vs Q1 2026
23,612,83223.6m shares reported held*
$1.3bnreported value*
85 new 201 added 46 reduced 22 sold out net bought ≈ $322.6m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($992.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.63. Options: 3 managers hold calls ($77.6m notional), 5 hold puts ($46.5m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q1 24: 12Q2 24: 32Q3 24: 48Q4 24: 71Q1 25: 92Q2 25: 136Q3 25: 208Q4 25: 263Q1 26: 302Q2 26: 361361Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202412
Q2 202432
Q3 202448
Q4 202471
Q1 202592
Q2 2025136
Q3 2025208
Q4 2025263
Q1 2026302
Q2 2026361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 37 bought or addedQ3 24: 9 cut or sold outQ4 24: 54 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 74 bought or addedQ1 25: 22 cut or sold outQ2 25: 113 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 178 bought or addedQ3 25: 28 cut or sold outQ4 25: 203 bought or addedQ4 25: 46 cut or sold outQ4 25Q1 26: 235 bought or addedQ1 26: 69 cut or sold outQ2 26: 286 bought or addedQ2 26: 68 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024379
Q4 20245413
Q1 20257422
Q2 202511318
Q3 202517828
Q4 202520346
Q1 202623569
Q2 202628668

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 25 calls: $12.6mQ3 25 puts: $25.0mQ3 25P/C 1.99Q4 25 calls: $34.8mQ4 25 puts: $25.9mQ4 25P/C 0.74Q1 26 calls: $50.9mQ1 26 puts: $39.8mQ1 26P/C 0.78Q2 26 calls: $77.6mQ2 26 puts: $46.5mQ2 26P/C 0.60
Numbers
QuarterCallsPutsP/C
Q3 2025$12.6m$25.0m1.99
Q4 2025$34.8m$25.9m0.74
Q1 2026$50.9m$39.8m0.78
Q2 2026$77.6m$46.5m0.60

Biggest buyers

LPL Financial LLC Added +1,145,809+1.1m
Howard Capital Management, LLC Added +571,310+571.3k
ROYAL BANK OF CANADA Added +339,181+339.2k
GOLDMAN SACHS GROUP INC Added +296,842+296.8k
UBS Group AG Added +271,478+271.5k
MML INVESTORS SERVICES, LLC Added +255,669+255.7k
CITADEL ADVISORS LLC New +250,496+250.5k
Foguth Wealth Management, LLC. Added +249,095+249.1k
JANE STREET GROUP, LLC New +240,580+240.6k
RAYMOND JAMES FINANCIAL INC Added +237,388+237.4k

Biggest sellers

MORGAN STANLEY Reduced -976,788-976.8k
Nearwater Capital Markets, Ltd Sold out -700,000-700.0k
Massar Capital Management, LP Sold out -83,390-83.4k
SG Americas Securities, LLC Sold out -75,000-75.0k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Reduced -67,558-67.6k
Orion Porfolio Solutions, LLC Sold out -30,723-30.7k
PFG Investments, LLC Reduced -29,123-29.1k
Grant Private Wealth Management Inc Sold out -28,995-29.0k
AE Wealth Management LLC Reduced -25,478-25.5k
Linscomb Wealth, Inc. Sold out -25,030-25.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $51.2m902.1k shares
JANE STREET GROUP, LLC Added $18.9m332.8k shares
CITADEL ADVISORS LLC Reduced $7.5m131.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $30.5m537.7k shares
CITADEL ADVISORS LLC Added $12.4m217.6k shares
JANE STREET GROUP, LLC Added $2.8m49.5k shares
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New $777.8k13.8k shares
Strategic Blueprint, LLC New $5.7k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,310,1643.3m $188.0m $188.0m 0.04% Added +1.1m +1,145,809
2 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,244,0801.2m $70.7m $70.7m 0.01% Added +296.8k +296,842
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 994,260994.3k $56.5m $56.5m 0.01% Added +339.2k +339,181
4 Howard Capital Management, LLC 0.64% of their portfolio Alpharetta, GA 940,809940.8k $53.4m $53.4m 0.64% Added +571.3k +571,310
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 760,789760.8k $43.2m $43.2m 0.01% Added +271.5k +271,478
6 Foguth Wealth Management, LLC. 4.54% of their portfolio BRIGHTON, MI 735,478735.5k $39.9m $39.9m 4.54% Added +249.1k +249,095
7 Merit Financial Group, LLC 0.20% of their portfolio ALPHARETTA, GA 558,944558.9k $31.7m $31.7m 0.20% Added +5.2k +5,171
8 INDEPENDENT FINANCIAL GROUP, LLC 0.57% of their portfolio SAN DIEGO, CA 534,418534.4k $30.3m $30.3m 0.57% Added +87.7k +87,662
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 510,639510.6k $29.0m $29.0m 0.01% Added +237.4k +237,388
10 Second Half Financial Partners, LLC 11.63% of their portfolio SEBRING, FL 499,503499.5k $28.4m $28.4m 11.63% Unchanged
11 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 480,022480.0k $27.3m $27.3m 0.06% Added +255.7k +255,669
12 MADDEN SECURITIES Corp 7.17% of their portfolio DALLAS, TX 454,657454.7k $25.8m $25.8m 7.17% Added +27.3k +27,294
13 Capital Investment Advisory Services, LLC 1.45% of their portfolio RALEIGH, NC 413,694413.7k $23.5m $23.5m 1.45% Added +41.2k +41,222
14 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 328,985329.0k $18.7m $18.7m 0.09% Added +121.3k +121,275
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 304,032304.0k $17.3m $17.3m 0.02% Added +183.3k +183,281
16 MBL Wealth, LLC 1.13% of their portfolio CHARLOTTE, NC 292,422292.4k $16.6m $16.6m 1.13% Added +16.1k +16,064
17 Apollon Wealth Management, LLC 0.20% of their portfolio MOUNT PLEASANT, SC 288,095288.1k $16.4m $16.4m 0.20% Added +30.6k +30,617
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 281,469281.5k $16.0m $16.0m 0.00% Added +64.6k +64,649
19 URS Advisory LLC 7.94% of their portfolio JUPITER, FL 251,064251.1k $14.3m $14.3m 7.94% Added +30.6k +30,589
20 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 250,496250.5k $14.2m $14.2m 0.01% New
21 Summit Financial, LLC 0.15% of their portfolio PARSIPPANY, NJ 242,782242.8k $13.8m $13.8m 0.15% Added +40.0k +40,039
22 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 240,580240.6k $13.7m $13.7m 0.01% New
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 236,154236.2k $13.4m $13.4m 0.01% Added +79.4k +79,396
24 Aventura Private Wealth, LLC 4.00% of their portfolio AVENTURA, FL 229,423229.4k $13.0m $13.0m 4.00% Added +84.6k +84,616
25 J.W. COLE ADVISORS, INC. 0.20% of their portfolio TAMPA, FL 207,608207.6k $11.8m $11.8m 0.20% Added +152.2k +152,207
26 Baker Avenue Asset Management, LP 0.22% of their portfolio SAN FRANCISCO, CA 204,151204.2k $11.6m $11.6m 0.22% New
27 Cascade Wealth Advisors, Inc 4.29% of their portfolio WENATCHEE, WA 193,307193.3k $10.7m $10.7m 4.29% Reduced -3.4k -3,424
28 CHOREO, LLC 0.11% of their portfolio ROCKFORD, IL 176,990177.0k $10.1m $10.1m 0.11% Added +21.5k +21,541
29 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 175,214175.2k $10.0m $10.0m 0.01% Added +81.1k +81,119
30 Gotham Asset Management, LLC 0.02% of their portfolio NEW YORK, NY 170,523170.5k $9.7m $9.7m 0.02% Added +97.7k +97,673
31 Palacios Wealth Management, LLC 5.36% of their portfolio ORMOND BEACH, FL 159,762159.8k $9.1m $9.1m 5.36% Added +19.4k +19,425
32 PSI Advisors, LLC 2.01% of their portfolio TAMPA, FL 152,021152.0k $8.6m $8.6m 2.01% Added +48.7k +48,679
33 Chung Wu Investment Group, LLC 5.46% of their portfolio SUGAR LAND, TX 146,296146.3k $8.3m $8.3m 5.46% Added +22.6k +22,580
34 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 145,322145.3k $8.3m $8.3m 0.10% Added +37.0k +36,957
35 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 140,708140.7k $8.0m $8.0m 0.08% Added +35.0k +35,005
36 ARQ WEALTH ADVISORS, LLC 0.94% of their portfolio SCOTTSDALE, AZ 138,848138.8k $7.5m $7.5m 0.94% New
37 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 138,473138.5k $7.9m $7.9m 0.02% Added +33.1k +33,071
38 Estate Planners Group, LLC 3.53% of their portfolio YARDLEY, PA 137,290137.3k $7.8m $7.8m 3.53% Reduced -3.6k -3,612
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 136,101136.1k $7.7m $7.7m 0.01% Added +131.0k +131,004
40 SBI Securities Co., Ltd. 0.17% of their portfolio TOKYO, M0 135,013135.0k $7.7m $7.7m 0.17% Added +16.4k +16,357
41 Teamwork Financial Advisors, LLC 0.69% of their portfolio San Antonio, TX 130,088130.1k $7.4m $7.4m 0.69% Reduced -1.2k -1,185
42 RFG Advisory, LLC 0.11% of their portfolio BIRMINGHAM, AL 124,100124.1k $7.0m $7.0m 0.11% Added +11.6k +11,617
43 Genesee Capital Advisors, LLC 2.07% of their portfolio AUBURN, NY 115,720115.7k $6.6m $6.6m 2.07% Added +111.6k +111,556
44 Owen LaRue, LLC 2.25% of their portfolio ELIZABETHTOWN, KY 113,790113.8k $6.5m $6.5m 2.25% Added +45.8k +45,770
45 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 110,068110.1k $6.3m $6.3m 0.05% Added +29.4k +29,395
46 Ameritas Advisory Services, LLC 0.12% of their portfolio Lincoln, NE 105,652105.7k $6.0m $6.0m 0.12% Added +71.5k +71,527
47 RiverTree Advisors, LLC 3.51% of their portfolio WINTER PARK, FL 104,729104.7k $5.9m $5.9m 3.51% Added +11.5k +11,459
48 StoneCrest Wealth Management, Inc. 1.88% of their portfolio CHANDLER, AZ 103,394103.4k $5.9m $5.9m 1.88% Added +2.1k +2,102
49 IEQ CAPITAL, LLC 0.03% of their portfolio Foster City, CA 97,33797.3k $5.5m $5.5m 0.03% Added +1.9k +1,930
50 Independence Wealth Advisors, LLC 2.68% of their portfolio INDEPENDENCE, OH 94,22794.2k $5.4m $5.4m 2.68% Added +8.6k +8,575
51 Astoria Portfolio Advisors LLC. 0.89% of their portfolio NEW YORK, NY 92,79292.8k $5.3m $5.3m 0.89% Added +22.8k +22,795
52 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 90,95791.0k $5.2m $5.2m 0.05% Added +39.7k +39,743
53 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 84,80084.8k $4.8m $4.8m 0.01% New
54 PFG Investments, LLC 0.18% of their portfolio WOODBURY, NY 83,80283.8k $4.8m $4.8m 0.18% Reduced -29.1k -29,123
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 79,79779.8k $4.5m $4.5m 0.01% Added +12.1k +12,138
56 Virtue Capital Management, LLC 0.60% of their portfolio BRENTWOOD, TN 79,39379.4k $4.5m $4.5m 0.60% Added +36.1k +36,123
57 WEST MICHIGAN ADVISORS, LLC 0.82% of their portfolio HOLLAND, MI 76,12676.1k $4.3m $4.3m 0.82% Added +9.7k +9,723
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 70,64570.6k $4.0m $4.0m 0.01% Added +19.9k +19,930
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,98970.0k $4.0m $4.0m 0.00% Added +62.7k +62,712
60 PURSUE WEALTH PARTNERS LLC 2.22% of their portfolio ALAMO, CA 69,93169.9k $4.0m $4.0m 2.22% New
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 69,77069.8k $4.0m $4.0m 0.04% Added +3.8k +3,844
62 MILESTONE ASSET MANAGEMENT, LLC 0.62% of their portfolio PITTSBURGH, PA 69,05469.1k $3.9m $3.9m 0.62% Added +34.5k +34,489
63 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 68,97569.0k $3.9m $3.9m 0.00% Added +48.5k +48,518
64 NFSG Corp 0.48% of their portfolio BOCA RATON, FL 68,55768.6k $3.9m $3.9m 0.48% Added +3.1k +3,095
65 Eddie Patel Inc 2.32% of their portfolio CHICAGO, IL 68,48968.5k $3.9m $3.9m 2.32% Reduced -16.0k -15,980
66 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.55% of their portfolio LEAWOOD, KS 65,41765.4k $3.7m $3.7m 0.55% Reduced -67.6k -67,558
67 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 64,16564.2k $3.6m $3.6m 0.02% Added +12.8k +12,836
68 FSA Advisors, Inc. 1.66% of their portfolio TROY, MI 63,77563.8k $3.6m $3.6m 1.66% Added +3.1k +3,059
69 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 62,70762.7k $3.6m $3.6m 0.08% Added +34.5k +34,479
70 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 60,13160.1k $3.4m $3.4m 0.01% Added +44.3k +44,331
71 CHILTON INVESTMENT CO INC. 0.08% of their portfolio STAMFORD, CT 60,09460.1k $3.4m $3.4m 0.08% Added +9.9k +9,879
72 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 58,84858.8k $3.3m $3.3m 0.03% Added +4.9k +4,908
73 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 57,64157.6k $3.3m $3.3m 0.01% Added +12.5k +12,543
74 Arete Wealth Advisors, LLC 0.22% of their portfolio CHICAGO, IL 57,22757.2k $3.3m $3.3m 0.22% Reduced -569 -569
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 56,67456.7k $3.2m $3.2m 0.01% Added +50.5k +50,480
76 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 56,13056.1k $3.2m $3.2m 0.10% Added +7.8k +7,798
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 54,96255.0k $3.1m $3.1m 0.00% Added +1.9k +1,919
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 53,07453.1k $3.0m $3.0m 0.00% Added +15.5k +15,544
79 NORDEN GROUP LLC 0.24% of their portfolio PROVO, UT 52,58752.6k $3.0m $3.0m 0.24% Added +13.6k +13,603
80 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 49,52749.5k $2.8m $2.8m 0.00% Added +7.7k +7,717
81 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 48,27448.3k $2.7m $2.7m 0.02% Added +3.8k +3,765
82 Diversify Advisory Services, LLC 0.04% of their portfolio SANDY, UT 48,23448.2k $2.5m $2.5m 0.04% New
83 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 48,23448.2k $2.5m $2.5m 0.04% Added +15.0k +15,043
84 Kovack Advisors, Inc. 0.13% of their portfolio FT. LAUDERDALE, FL 47,85847.9k $2.7m $2.7m 0.13% Added +2.7k +2,706
85 Indivisible Partners 0.15% of their portfolio CLEARWATER, FL 46,44946.4k $2.6m $2.6m 0.15% Added +18.7k +18,656
86 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,02246.0k $2.6m $2.6m 0.00% Added +22.7k +22,714
87 CORNERSTONE ENTERPRISES, LLC 1.18% of their portfolio APPLETON, WI 45,38745.4k $2.6m $2.6m 1.18% New
88 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 45,13245.1k $2.6m $2.6m 0.08% Added +4.7k +4,739
89 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 45,01745.0k $2.6m $2.6m 0.00% Reduced -976.8k -976,788
90 Gainplan LLC 1.00% of their portfolio BLOOMFIELD HILLS, MI 44,58644.6k $2.5m $2.5m 1.00% Added +25.5k +25,478
91 Ellis Investment Partners, LLC 0.38% of their portfolio Berwyn, PA 44,35644.4k $2.5m $2.5m 0.38% Added +5.1k +5,100
92 Garden State Investment Advisory Services LLC 0.49% of their portfolio Red Bank, NJ 44,08944.1k $2.5m $2.5m 0.49% Added +6.8k +6,768
93 BlueStem Wealth Partners, LLC 0.25% of their portfolio MINNETONKA, MN 43,95744.0k $2.5m $2.5m 0.25% Added +2.7k +2,656
94 Banco BTG Pactual S.A. 0.33% of their portfolio RIO DE JANEIRO, D5 43,86543.9k $2.5m $2.5m 0.33% Added +15.2k +15,232
95 CAP Partners, LLC 1.21% of their portfolio FRANKLIN, TN 43,49743.5k $2.5m $2.5m 1.21% Added +11.8k +11,824
96 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 42,80442.8k $2.4m $2.4m 0.02% Added +39.7k +39,701
97 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 42,32842.3k $2.4m $2.4m 0.06% Added +3.4k +3,381
98 VERUS CAPITAL PARTNERS, LLC 0.13% of their portfolio SCOTTSDALE, AZ 41,16541.2k $2.3m $2.3m 0.13% Added +36.8k +36,833
99 CCG WEALTH MANAGEMENT, LLC 0.53% of their portfolio SAN DIEGO, CA 40,14340.1k $2.3m $2.3m 0.53% Added +11.9k +11,872
100 PFG Advisors 0.11% of their portfolio Phoenix, AZ 39,30839.3k $2.2m $2.2m 0.11% Added +760 +760