Vault-13

NEOS ETF TRUST QQQI

NASDAQ 100 HIGH · ETP · CUSIP 78433H675

302 institutional holders +39 vs Q4 2025
17,993,77618.0m shares reported held*
$898.0mreported value*
65 new 170 added 42 reduced 27 sold out net bought ≈ $242.5m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.90. Options: 3 managers hold calls ($50.9m notional), 3 hold puts ($39.8m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q1 24: 12Q2 24: 32Q3 24: 48Q4 24: 71Q1 25: 92Q2 25: 136Q3 25: 208Q4 25: 263Q1 26: 302302Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q1 202412
Q2 202432
Q3 202448
Q4 202471
Q1 202592
Q2 2025136
Q3 2025208
Q4 2025263
Q1 2026302

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 25 bought or addedQ2 24: 5 cut or sold outQ3 24: 37 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 13 cut or sold outQ1 25: 74 bought or addedQ1 25: 22 cut or sold outQ1 25Q2 25: 113 bought or addedQ2 25: 18 cut or sold outQ3 25: 178 bought or addedQ3 25: 28 cut or sold outQ3 25Q4 25: 203 bought or addedQ4 25: 46 cut or sold outQ1 26: 235 bought or addedQ1 26: 69 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024255
Q3 2024379
Q4 20245413
Q1 20257422
Q2 202511318
Q3 202517828
Q4 202520346
Q1 202623569

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 25 calls: $2.6mQ2 25 puts: $5.2mQ2 25P/C 2.03Q3 25 calls: $12.6mQ3 25 puts: $25.0mQ3 25P/C 1.99Q4 25 calls: $34.8mQ4 25 puts: $25.9mQ4 25P/C 0.74Q1 26 calls: $50.9mQ1 26 puts: $39.8mQ1 26P/C 0.78
Numbers
QuarterCallsPutsP/C
Q2 2025$2.6m$5.2m2.03
Q3 2025$12.6m$25.0m1.99
Q4 2025$34.8m$25.9m0.74
Q1 2026$50.9m$39.8m0.78

Biggest buyers

GOLDMAN SACHS GROUP INC Added +776,901+776.9k
Nearwater Capital Markets, Ltd New +700,000+700.0k
MORGAN STANLEY Added +605,012+605.0k
Foguth Wealth Management, LLC. Added +366,485+366.5k
RAYMOND JAMES FINANCIAL INC Added +268,708+268.7k
LPL Financial LLC Added +241,876+241.9k
CHOREO, LLC New +155,449+155.4k
Northeast Financial Group, Inc. New +153,434+153.4k
MADDEN SECURITIES Corp Added +137,864+137.9k
Aventura Private Wealth, LLC Added +120,195+120.2k

Biggest sellers

Howard Capital Management, LLC Reduced -236,808-236.8k
UBS Group AG Reduced -214,690-214.7k
MML INVESTORS SERVICES, LLC Reduced -147,881-147.9k
CITADEL ADVISORS LLC Sold out -111,105-111.1k
Corient Private Wealth LP Reduced -68,241-68.2k
OLD MISSION CAPITAL LLC Sold out -67,942-67.9k
Focus Partners Wealth Reduced -58,505-58.5k
Lifeworks Advisors, LLC Sold out -49,191-49.2k
Orion Porfolio Solutions, LLC Reduced -41,770-41.8k
Teamwork Financial Advisors, LLC Reduced -36,404-36.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $23.8m479.7k shares
JANE STREET GROUP, LLC Added $14.5m291.1k shares
CITADEL ADVISORS LLC Added $12.6m252.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $34.5m693.8k shares
CITADEL ADVISORS LLC Added $3.5m70.6k shares
JANE STREET GROUP, LLC Added $1.8m35.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,164,3552.2m $107.5m $107.5m 0.03% Added +241.9k +241,876
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,021,8051.0m $50.8m $50.8m 0.00% Added +605.0k +605,012
3 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 947,238947.2k $47.1m $47.1m 0.01% Added +776.9k +776,901
4 Nearwater Capital Markets, Ltd 0.82% of their portfolio NEW YORK, NY 700,000700.0k $34.8m $34.8m 0.82% New
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 655,079655.1k $32.6m $32.6m 0.01% Added +64.6k +64,629
6 Merit Financial Group, LLC 0.20% of their portfolio ALPHARETTA, GA 553,773553.8k $27.5m $27.5m 0.20% Added +48.2k +48,211
7 Second Half Financial Partners, LLC 11.18% of their portfolio SEBRING, FL 499,503499.5k $24.8m $24.8m 11.18% Unchanged
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 489,311489.3k $24.3m $24.3m 0.00% Reduced -214.7k -214,690
9 Foguth Wealth Management, LLC. 3.25% of their portfolio BRIGHTON, MI 486,383486.4k $27.8m $27.8m 3.25% Added +366.5k +366,485
10 INDEPENDENT FINANCIAL GROUP, LLC 0.50% of their portfolio SAN DIEGO, CA 446,756446.8k $22.2m $22.2m 0.50% Added +13.4k +13,356
11 MADDEN SECURITIES Corp 6.39% of their portfolio DALLAS, TX 427,363427.4k $21.2m $21.2m 6.39% Added +137.9k +137,864
12 Capital Investment Advisory Services, LLC 1.35% of their portfolio RALEIGH, NC 372,472372.5k $18.5m $18.5m 1.35% Added +114.1k +114,065
13 Howard Capital Management, LLC 0.30% of their portfolio Alpharetta, GA 369,499369.5k $18.4m $18.4m 0.30% Reduced -236.8k -236,808
14 MBL Wealth, LLC 1.04% of their portfolio CHARLOTTE, NC 276,358276.4k $13.7m $13.7m 1.04% Added +24.8k +24,830
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 273,251273.3k $13.6m $13.6m 0.00% Added +268.7k +268,708
16 Apollon Wealth Management, LLC 0.21% of their portfolio MOUNT PLEASANT, SC 257,478257.5k $12.8m $12.8m 0.21% Added +48.7k +48,720
17 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 224,353224.4k $11.1m $11.1m 0.03% Reduced -147.9k -147,881
18 URS Advisory LLC 8.01% of their portfolio JUPITER, FL 220,475220.5k $11.0m $11.0m 8.01% Added +29.6k +29,601
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 216,820216.8k $10.8m $10.8m 0.00% Added +24.2k +24,159
20 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 207,710207.7k $10.3m $10.3m 0.05% Added +40.3k +40,329
21 Summit Financial, LLC 0.13% of their portfolio PARSIPPANY, NJ 202,743202.7k $10.1m $10.1m 0.13% Added +46.8k +46,846
22 Cascade Wealth Advisors, Inc 4.88% of their portfolio WENATCHEE, WA 196,731196.7k $11.1m $11.1m 4.88% Added +5.7k +5,656
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 156,758156.8k $7.8m $7.8m 0.01% Added +29.4k +29,416
24 CHOREO, LLC 0.09% of their portfolio ROCKFORD, IL 155,449155.4k $7.7m $7.7m 0.09% New
25 Northeast Financial Group, Inc. 2.03% of their portfolio Allentown, PA 153,434153.4k $7.6m $7.6m 2.03% New
26 Aventura Private Wealth, LLC 2.63% of their portfolio AVENTURA, FL 144,807144.8k $7.2m $7.2m 2.63% Added +120.2k +120,195
27 Estate Planners Group, LLC 3.36% of their portfolio YARDLEY, PA 140,902140.9k $7.0m $7.0m 3.36% Added +4.5k +4,485
28 Palacios Wealth Management, LLC 4.75% of their portfolio ORMOND BEACH, FL 140,337140.3k $7.6m $7.6m 4.75% Added +69.0k +68,993
29 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.11% of their portfolio LEAWOOD, KS 132,975133.0k $6.6m $6.6m 1.11% Added +107.4k +107,445
30 Teamwork Financial Advisors, LLC 0.72% of their portfolio San Antonio, TX 131,273131.3k $6.5m $6.5m 0.72% Reduced -36.4k -36,404
31 Chung Wu Investment Group, LLC 5.30% of their portfolio SUGAR LAND, TX 123,716123.7k $6.1m $6.1m 5.30% Added +9.3k +9,260
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 120,751120.8k $6.0m $6.0m 0.02% Added +19.9k +19,897
33 SBI Securities Co., Ltd. 0.16% of their portfolio TOKYO, M0 118,656118.7k $5.9m $5.9m 0.16% Added +80.7k +80,668
34 PFG Investments, LLC 0.26% of their portfolio WOODBURY, NY 112,925112.9k $5.6m $5.6m 0.26% Added +39.1k +39,144
35 RFG Advisory, LLC 0.10% of their portfolio BIRMINGHAM, AL 112,483112.5k $5.6m $5.6m 0.10% Added +7.9k +7,884
36 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 108,365108.4k $5.4m $5.4m 0.07% Added +16.6k +16,582
37 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 105,703105.7k $5.3m $5.3m 0.06% Added +23.2k +23,156
38 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 105,402105.4k $5.2m $5.2m 0.02% New
39 PSI Advisors, LLC 1.23% of their portfolio TAMPA, FL 103,342103.3k $5.1m $5.1m 1.23% Added +34.6k +34,565
40 StoneCrest Wealth Management, Inc. 2.13% of their portfolio CHANDLER, AZ 101,292101.3k $5.0m $5.0m 2.13% Reduced -4.5k -4,520
41 IEQ CAPITAL, LLC 0.02% of their portfolio Foster City, CA 95,40795.4k $4.7m $4.7m 0.02% Added +5.8k +5,847
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 94,09594.1k $4.7m $4.7m 0.01% Added +7.4k +7,432
43 RiverTree Advisors, LLC 2.94% of their portfolio WINTER PARK, FL 93,27093.3k $4.6m $4.6m 2.94% Added +13.2k +13,207
44 Independence Wealth Advisors, LLC 2.27% of their portfolio INDEPENDENCE, OH 85,65285.7k $4.3m $4.3m 2.27% Added +12.5k +12,529
45 Eddie Patel Inc 3.22% of their portfolio CHICAGO, IL 84,46984.5k $4.2m $4.2m 3.22% Reduced -22.3k -22,336
46 Massar Capital Management, LP 0.83% of their portfolio STAMFORD, CT 83,39083.4k $4.1m $4.1m 0.83% New
47 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 80,67380.7k $4.0m $4.0m 0.04% Added +69.1k +69,081
48 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 75,00075.0k $3.7m $3.7m 0.00% New
49 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 72,85072.8k $3.6m $3.6m 0.01% Added +14.6k +14,600
50 Astoria Portfolio Advisors LLC. 0.81% of their portfolio NEW YORK, NY 69,99770.0k $3.8m $3.8m 0.81% Added +16.3k +16,263
51 Owen LaRue, LLC 1.30% of their portfolio ELIZABETHTOWN, KY 68,02068.0k $3.4m $3.4m 1.30% Added +22.0k +21,980
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 67,65967.7k $3.4m $3.4m 0.01% Added +388 +388
53 WEST MICHIGAN ADVISORS, LLC 0.72% of their portfolio HOLLAND, MI 66,40366.4k $3.3m $3.3m 0.72% New
54 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 65,92665.9k $3.3m $3.3m 0.04% Reduced -174 -174
55 NFSG Corp 0.53% of their portfolio BOCA RATON, FL 65,46265.5k $3.3m $3.3m 0.53% Added +3.8k +3,754
56 FSA Advisors, Inc. 1.99% of their portfolio TROY, MI 60,71660.7k $3.0m $3.0m 1.99% Added +5.3k +5,306
57 Arete Wealth Advisors, LLC 0.22% of their portfolio CHICAGO, IL 57,79657.8k $2.9m $2.9m 0.22% Added +10.7k +10,704
58 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 55,40155.4k $2.8m $2.8m 0.09% Added +37.8k +37,792
59 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 53,94053.9k $2.7m $2.7m 0.03% Added +1.4k +1,364
60 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 53,04353.0k $111.9k $111.9k 0.00% Reduced -68.2k -68,241
61 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 51,32951.3k $2.6m $2.6m 0.02% Added +11.8k +11,844
62 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 51,21451.2k $2.5m $2.5m 0.03% Added +16.4k +16,353
63 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 50,71550.7k $2.5m $2.5m 0.01% Reduced -7.3k -7,253
64 CHILTON INVESTMENT CO INC. 0.06% of their portfolio STAMFORD, CT 50,21550.2k $2.5m $2.5m 0.06% New
65 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 48,33248.3k $2.4m $2.4m 0.09% Added +13.5k +13,485
66 Kovack Advisors, Inc. 0.12% of their portfolio FT. LAUDERDALE, FL 45,15245.2k $2.3m $2.3m 0.12% Added +7.2k +7,214
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 45,09845.1k $2.2m $2.2m 0.00% Added +31.0k +31,022
68 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 44,50944.5k $2.2m $2.2m 0.02% Added +7.5k +7,550
69 Virtue Capital Management, LLC 0.32% of their portfolio BRENTWOOD, TN 43,27043.3k $2.1m $2.1m 0.32% Added +13.4k +13,433
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,81041.8k $2.1m $2.1m 0.00% Reduced -492 -492
71 BlueStem Wealth Partners, LLC 0.23% of their portfolio MINNETONKA, MN 41,30141.3k $2.1m $2.1m 0.23% Added +8.6k +8,576
72 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 40,39340.4k $2.0m $2.0m 0.07% Added +4.0k +3,974
73 Ellis Investment Partners, LLC 0.34% of their portfolio Berwyn, PA 39,25639.3k $2.0m $2.0m 0.34% Added +25.9k +25,919
74 NORDEN GROUP LLC 0.19% of their portfolio PROVO, UT 38,98439.0k $1.9m $1.9m 0.19% Added +25.5k +25,525
75 SteelPeak Wealth, LLC 0.06% of their portfolio WOODLAND HILLS, CA 38,94738.9k $1.9m $1.9m 0.06% New
76 PFG Advisors 0.09% of their portfolio Phoenix, AZ 38,54838.5k $1.9m $1.9m 0.09% New
77 Grantvest Financial Group LLC 1.23% of their portfolio MATAWAN, NJ 38,36838.4k $1.9m $1.9m 1.23% Reduced -7.7k -7,710
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,53037.5k $1.9m $1.9m 0.00% Added +6.8k +6,843
79 Garden State Investment Advisory Services LLC 0.44% of their portfolio Red Bank, NJ 37,32137.3k $1.9m $1.9m 0.44% Added +10.3k +10,323
80 Kaizen Financial Strategies 0.83% of their portfolio CAMPBELL, CA 36,75136.8k $2.0m $2.0m 0.83% Added +2.0k +2,044
81 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 35,34235.3k $1.8m $1.8m 0.04% Added +3.2k +3,213
82 MILESTONE ASSET MANAGEMENT, LLC 0.32% of their portfolio PITTSBURGH, PA 34,56534.6k $1.7m $1.7m 0.32% Added +23.6k +23,586
83 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 34,12534.1k $1.7m $1.7m 0.07% Added +2.7k +2,704
84 DIVERSIFY WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANDY, UT 33,19133.2k $1.8m $1.8m 0.03% Added +16.0k +15,959
85 Uniplan Investment Counsel, Inc. 0.16% of their portfolio MILWAUKEE, WI 31,75931.8k $1.6m $1.6m 0.16% Reduced -987 -987
86 CAP Partners, LLC 0.89% of their portfolio FRANKLIN, TN 31,67331.7k $1.6m $1.6m 0.89% Added +1.9k +1,850
87 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 30,72330.7k $1.5m $1.5m 0.01% Reduced -41.8k -41,770
88 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 30,54030.5k $1.5m $1.5m 0.01% Added +25.6k +25,585
89 Grant Private Wealth Management Inc 0.76% of their portfolio PLEASANTON, CA 28,99529.0k $1.4m $1.4m 0.76% New
90 Banco BTG Pactual S.A. 0.28% of their portfolio RIO DE JANEIRO, D5 28,63328.6k $1.4m $1.4m 0.28% New
91 CCG WEALTH MANAGEMENT, LLC 0.38% of their portfolio SAN DIEGO, CA 28,27128.3k $1.4m $1.4m 0.38% Added +7.6k +7,610
92 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 28,22828.2k $1.4m $1.4m 0.03% Added +22.0k +21,971
93 Tactive Advisors, LLC 0.40% of their portfolio Jacksonville, FL 28,22428.2k $1.4m $1.4m 0.40% Added +1.1k +1,096
94 Indivisible Partners 0.12% of their portfolio CLEARWATER, FL 27,79327.8k $1.4m $1.4m 0.12% New
95 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 27,59127.6k $1.4m $1.4m 0.04% Added +23.6k +23,649
96 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,21627.2k $1.4m $1.4m 0.01% Added +10.5k +10,504
97 Avidian Wealth Enterprises, LLC 0.04% of their portfolio Houston, TX 26,70126.7k $1.3m $1.3m 0.04% Added +12.5k +12,498
98 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 26,66626.7k $1.3m $1.3m 0.01% Added +1.5k +1,451
99 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 25,56525.6k $1.3m $1.3m 0.04% New
100 Fortis Group Advisors, LLC 0.23% of their portfolio WESTWOOD, NJ 25,34025.3k $1.4m $1.4m 0.23% Added +99 +99