Vault-13

NEOS ETF TRUST QQQI

NASDAQ 100 HIGH · ETP · CUSIP 78433H675

263 institutional holders +55 vs Q3 2025
13,089,52013.1m shares reported held*
$704.3mreported value*
60 new 143 added 28 reduced 18 sold out net bought ≈ $195.0m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.81. Options: 3 managers hold calls ($34.8m notional), 4 hold puts ($25.9m).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q1 24: 12Q2 24: 32Q3 24: 48Q4 24: 71Q1 25: 92Q2 25: 136Q3 25: 208Q4 25: 263263Q1 24Q3 24Q1 25Q3 25Q4 25
Numbers
QuarterHolders
Q1 202412
Q2 202432
Q3 202448
Q4 202471
Q1 202592
Q2 2025136
Q3 2025208
Q4 2025263

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 25 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 9 cut or sold outQ4 24: 54 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 74 bought or addedQ1 25: 22 cut or sold outQ2 25: 113 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 178 bought or addedQ3 25: 28 cut or sold outQ4 25: 203 bought or addedQ4 25: 46 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q2 2024255
Q3 2024379
Q4 20245413
Q1 20257422
Q2 202511318
Q3 202517828
Q4 202520346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ1 25 calls: $763.6kQ1 25 puts: $1.8mQ1 25P/C 2.29Q2 25 calls: $2.6mQ2 25 puts: $5.2mQ2 25P/C 2.03Q3 25 calls: $12.6mQ3 25 puts: $25.0mQ3 25P/C 1.99Q4 25 calls: $34.8mQ4 25 puts: $25.9mQ4 25P/C 0.74
Numbers
QuarterCallsPutsP/C
Q1 2025$763.6k$1.8m2.29
Q2 2025$2.6m$5.2m2.03
Q3 2025$12.6m$25.0m1.99
Q4 2025$34.8m$25.9m0.74

Biggest buyers

LPL Financial LLC Added +576,464+576.5k
UBS Group AG Added +491,153+491.2k
MORGAN STANLEY Added +412,334+412.3k
ROYAL BANK OF CANADA Added +251,005+251.0k
GOLDMAN SACHS GROUP INC New +170,337+170.3k
INDEPENDENT FINANCIAL GROUP, LLC Added +133,679+133.7k
Teamwork Financial Advisors, LLC Added +126,260+126.3k
Capital Investment Advisory Services, LLC Added +90,315+90.3k
Summit Financial, LLC Added +71,681+71.7k
Corient Private Wealth LP Added +61,064+61.1k

Biggest sellers

JANE STREET GROUP, LLC Reduced -124,421-124.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -68,560-68.6k
RENAISSANCE TECHNOLOGIES LLC Sold out -27,500-27.5k
Davies Financial Advisors, Inc. Sold out -26,300-26.3k
Private Advisor Group, LLC Reduced -25,794-25.8k
Alpha Financial Partners LLC Reduced -23,376-23.4k
Palacios Wealth Management, LLC Reduced -18,847-18.8k
Sanctuary Advisors, LLC Reduced -16,888-16.9k
Lifestyle Asset Management, Inc. Sold out -10,606-10.6k
World Investment Advisors Sold out -9,834-9.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $27.4m509.0k shares
CITADEL ADVISORS LLC Added $3.9m72.7k shares
JANE STREET GROUP, LLC Added $3.5m64.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $21.4m397.7k shares
CITADEL ADVISORS LLC Reduced $2.7m51.0k shares
JANE STREET GROUP, LLC Added $1.7m32.1k shares
Cetera Investment Advisers New $100500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,922,4791.9m $103.5m $103.5m 0.03% Added +576.5k +576,464
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 704,001704.0k $37.9m $37.9m 0.01% Added +491.2k +491,153
3 Howard Capital Management, LLC 0.42% of their portfolio Alpharetta, GA 606,307606.3k $32.7m $32.7m 0.42% Added +47.9k +47,868
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 590,450590.5k $31.8m $31.8m 0.01% Added +251.0k +251,005
5 Merit Financial Group, LLC 0.22% of their portfolio ALPHARETTA, GA 505,562505.6k $27.2m $27.2m 0.22% Added +13.0k +12,995
6 Second Half Financial Partners, LLC 11.94% of their portfolio SEBRING, FL 499,503499.5k $26.9m $26.9m 11.94% Unchanged
7 INDEPENDENT FINANCIAL GROUP, LLC 0.52% of their portfolio SAN DIEGO, CA 433,400433.4k $23.3m $23.3m 0.52% Added +133.7k +133,679
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 416,793416.8k $22.4m $22.4m 0.00% Added +412.3k +412,334
9 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 372,234372.2k $20.0m $20.0m 0.05% Added +50.0k +49,971
10 MADDEN SECURITIES Corp 4.75% of their portfolio DALLAS, TX 289,499289.5k $15.6m $15.6m 4.75% Added +58.6k +58,594
11 Capital Investment Advisory Services, LLC 0.98% of their portfolio RALEIGH, NC 258,407258.4k $13.9m $13.9m 0.98% Added +90.3k +90,315
12 MBL Wealth, LLC 1.09% of their portfolio CHARLOTTE, NC 251,528251.5k $13.5m $13.5m 1.09% Added +42.6k +42,636
13 Apollon Wealth Management, LLC 0.19% of their portfolio MOUNT PLEASANT, SC 208,758208.8k $11.2m $11.2m 0.19% Added +7.6k +7,633
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 192,661192.7k $10.4m $10.4m 0.00% Added +34.8k +34,791
15 Cascade Wealth Advisors, Inc 4.80% of their portfolio WENATCHEE, WA 191,075191.1k $10.4m $10.4m 4.80% Added +32.9k +32,907
16 URS Advisory LLC 8.54% of their portfolio JUPITER, FL 190,874190.9k $10.3m $10.3m 8.54% First filing
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 170,337170.3k $9.2m $9.2m 0.00% New
18 Teamwork Financial Advisors, LLC 0.96% of their portfolio San Antonio, TX 167,677167.7k $9.0m $9.0m 0.96% Added +126.3k +126,260
19 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 167,381167.4k $9.0m $9.0m 0.04% Reduced -25.8k -25,794
20 Summit Financial, LLC 0.12% of their portfolio PARSIPPANY, NJ 155,897155.9k $8.4m $8.4m 0.12% Added +71.7k +71,681
21 Estate Planners Group, LLC 3.19% of their portfolio YARDLEY, PA 136,417136.4k $7.3m $7.3m 3.19% First filing
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 127,342127.3k $6.9m $6.9m 0.01% Added +17.3k +17,321
23 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 121,284121.3k $6.5m $6.5m 0.00% Added +61.1k +61,064
24 Foguth Wealth Management, LLC. 1.00% of their portfolio BRIGHTON, MI 119,898119.9k $6.4m $6.4m 1.00% First filing
25 Chung Wu Investment Group, LLC 5.04% of their portfolio SUGAR LAND, TX 114,456114.5k $6.2m $6.2m 5.04% Added +14.9k +14,940
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 111,105111.1k $6.0m $6.0m 0.00% Added +43.9k +43,863
27 Eddie Patel Inc 4.29% of their portfolio CHICAGO, IL 106,805106.8k $5.8m $5.8m 4.29% First filing
28 StoneCrest Wealth Management, Inc. 2.30% of their portfolio CHANDLER, AZ 105,812105.8k $5.7m $5.7m 2.30% Added +10.2k +10,202
29 RFG Advisory, LLC 0.11% of their portfolio BIRMINGHAM, AL 104,599104.6k $5.6m $5.6m 0.11% Added +18.1k +18,120
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 100,854100.9k $5.4m $5.4m 0.01% Added +17.4k +17,421
31 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 91,78391.8k $4.9m $4.9m 0.07% Added +26.3k +26,290
32 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 89,56089.6k $4.8m $4.8m 0.01% Added +2.6k +2,619
33 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 86,66386.7k $4.7m $4.7m 0.01% Added +24.1k +24,103
34 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 82,54782.5k $4.4m $4.4m 0.05% Added +11.4k +11,387
35 RiverTree Advisors, LLC 2.75% of their portfolio WINTER PARK, FL 80,06380.1k $4.3m $4.3m 2.75% Added +77 +77
36 PFG Investments, LLC 0.19% of their portfolio WOODBURY, NY 73,78173.8k $4.0m $4.0m 0.19% Added +11.8k +11,785
37 Independence Wealth Advisors, LLC 2.22% of their portfolio INDEPENDENCE, OH 73,12373.1k $3.9m $3.9m 2.22% First filing
38 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 72,49372.5k $3.9m $3.9m 0.03% Added +53.7k +53,738
39 Palacios Wealth Management, LLC 2.94% of their portfolio ORMOND BEACH, FL 71,34471.3k $3.8m $3.8m 2.94% Reduced -18.8k -18,847
40 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 69,68969.7k $3.8m $3.8m 0.00% Added +204 +204
41 PSI Advisors, LLC 0.93% of their portfolio TAMPA, FL 68,77768.8k $3.7m $3.7m 0.93% Added +22.6k +22,593
42 OLD MISSION CAPITAL LLC 0.14% of their portfolio CHICAGO, IL 67,94267.9k $3.7m $3.7m 0.14% Added +43.2k +43,164
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 67,27167.3k $3.6m $3.6m 0.01% Added +14.4k +14,384
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 66,10066.1k $3.6m $3.6m 0.04% Added +58.6k +58,590
45 NFSG Corp 0.52% of their portfolio BOCA RATON, FL 61,70861.7k $3.3m $3.3m 0.52% Added +16.7k +16,723
46 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 58,25058.2k $3.1m $3.1m 0.01% Added +9.0k +9,000
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,96858.0k $3.1m $3.1m 0.01% Added +15.4k +15,415
48 FSA Advisors, Inc. 2.07% of their portfolio TROY, MI 55,41055.4k $3.0m $3.0m 2.07% Added +24.7k +24,719
49 Astoria Portfolio Advisors LLC. 0.63% of their portfolio NEW YORK, NY 53,73453.7k $2.8m $2.8m 0.63% New
50 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 52,57652.6k $2.8m $2.8m 0.03% Added +14.5k +14,457
51 Lifeworks Advisors, LLC 0.34% of their portfolio GRAND RAPIDS, MI 49,19149.2k $2.6m $2.6m 0.34% New
52 Arete Wealth Advisors, LLC 0.18% of their portfolio CHICAGO, IL 47,09247.1k $2.5m $2.5m 0.18% Added +3.7k +3,713
53 Grantvest Financial Group LLC 1.59% of their portfolio MATAWAN, NJ 46,07846.1k $2.5m $2.5m 1.59% Added +2.4k +2,367
54 Owen LaRue, LLC 0.94% of their portfolio ELIZABETHTOWN, KY 46,04046.0k $2.5m $2.5m 0.94% Added +15.0k +15,023
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,30242.3k $2.3m $2.3m 0.00% Reduced -1.7k -1,666
56 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 39,48539.5k $2.1m $2.1m 0.02% New
57 SBI Securities Co., Ltd. 0.05% of their portfolio TOKYO, M0 37,98838.0k $2.0m $2.0m 0.05% New
58 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 37,93837.9k $2.0m $2.0m 0.10% Added +26.0k +25,977
59 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 36,95937.0k $2.0m $2.0m 0.02% Added +4.4k +4,434
60 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 36,41936.4k $2.0m $2.0m 0.07% New
61 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 34,86134.9k $1.9m $1.9m 0.02% Added +5.2k +5,229
62 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 34,84734.8k $1.9m $1.9m 0.07% New
63 Kaizen Financial Strategies 0.82% of their portfolio CAMPBELL, CA 34,70734.7k $1.9m $1.9m 0.82% Added +955 +955
64 Uniplan Investment Counsel, Inc. 0.18% of their portfolio MILWAUKEE, WI 32,74632.7k $1.8m $1.8m 0.18% New
65 BlueStem Wealth Partners, LLC 0.19% of their portfolio MINNETONKA, MN 32,72532.7k $1.8m $1.8m 0.19% Added +5.9k +5,920
66 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 32,12932.1k $1.7m $1.7m 0.05% Added +810 +810
67 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 31,42131.4k $1.7m $1.7m 0.06% Added +31.1k +31,065
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,68730.7k $1.7m $1.7m 0.00% Added +3.8k +3,810
69 Virtue Capital Management, LLC 0.25% of their portfolio BRENTWOOD, TN 29,83729.8k $1.6m $1.6m 0.25% Added +29.1k +29,100
70 CAP Partners, LLC 0.91% of their portfolio FRANKLIN, TN 29,82329.8k $1.6m $1.6m 0.91% Added +3.2k +3,192
71 Tactive Advisors, LLC 0.43% of their portfolio Jacksonville, FL 27,12827.1k $1.5m $1.5m 0.43% Reduced -2.7k -2,675
72 Garden State Investment Advisory Services LLC 0.35% of their portfolio Red Bank, NJ 26,99827.0k $1.5m $1.5m 0.35% Added +2.9k +2,946
73 Gainplan LLC 0.53% of their portfolio BLOOMFIELD HILLS, MI 26,39726.4k $1.4m $1.4m 0.53% Added +5.2k +5,193
74 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 26,32926.3k $1.4m $1.4m 0.05% Added +2.0k +2,034
75 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.25% of their portfolio LEAWOOD, KS 25,53025.5k $1.4m $1.4m 0.25% New
76 Fortis Group Advisors, LLC 0.23% of their portfolio WESTWOOD, NJ 25,24125.2k $1.4m $1.4m 0.23% Added +5.2k +5,213
77 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 25,21525.2k $1.4m $1.4m 0.01% Reduced -16.9k -16,888
78 Aventura Private Wealth, LLC 0.48% of their portfolio AVENTURA, FL 24,61224.6k $1.3m $1.3m 0.48% Added +20.3k +20,348
79 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 24,04524.0k $1.3m $1.3m 0.02% Reduced -400 -400
80 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 23,46823.5k $1.3m $1.3m 0.03% Reduced -859 -859
81 Clearstead Advisors, LLC 0.02% of their portfolio CLEVELAND, OH 23,21423.2k $1.3m $1.3m 0.02% Added +4.0k +4,001
82 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 22,87922.9k $1.2m $1.2m 0.05% Added +11.4k +11,392
83 High Net Worth Advisory Group LLC 0.28% of their portfolio NAPLES, FL 22,27722.3k $1.2m $1.2m 0.28% Added +550 +550
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,77820.8k $1.1m $1.1m 0.00% Added +3.6k +3,614
85 CCG WEALTH MANAGEMENT, LLC 0.48% of their portfolio SAN DIEGO, CA 20,66120.7k $1.1m $1.1m 0.48% New
86 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 18,68718.7k $1.0m $1.0m 0.04% New
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,40818.4k $991.4k $991.4k 0.00% Added +3.4k +3,365
88 Oasis Advisors, LLC 0.52% of their portfolio FOREST CITY, IA 18,05418.1k $972.4k $972.4k 0.52% First filing
89 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 17,60917.6k $216.9k $216.9k 0.01% Added +6.4k +6,409
90 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 17,23217.2k $941.8k $941.8k 0.04% Added +1.4k +1,364
91 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 16,90516.9k $910.5k $910.5k 0.01% Added +249 +249
92 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 16,71216.7k $900.1k $900.1k 0.01% Added +2.8k +2,789
93 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 16,66716.7k $897.7k $897.7k 0.01% Added +1.4k +1,445
94 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,53716.5k $890.7k $890.7k 0.00% Reduced -124.4k -124,421
95 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 16,48216.5k $887.7k $887.7k 0.04% Added +10.4k +10,390
96 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 16,34016.3k $880.1k $880.1k 0.00% Reduced -336 -336
97 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 16,28716.3k $877.2k $877.2k 0.03% Added +11.0k +10,992
98 Thompson David Blair 0.49% of their portfolio CHARLOTTE, NC 16,07916.1k $866.0k $866.0k 0.49% First filing
99 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 15,87515.9k $860.4k $860.4k 0.00% Unchanged
100 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 15,26915.3k $822.4k $822.4k 0.04% Reduced -979 -979