Vault-13

NEOS ETF TRUST IAUI

GOLD HIG INC ETF · ETP · CUSIP 78433H550

65 institutional holders +20 vs Q1 2026
1,246,5041.2m shares reported held*
$58.5mreported value*
27 new 26 added 5 reduced 5 sold out net bought ≈ $22.9m (+513.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.90. Options: 2 managers hold calls ($1.2m notional), 3 hold puts ($2.3m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q2 25: 3Q3 25: 11Q4 25: 24Q1 26: 45Q2 26: 6565Q2 25Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q2 20253
Q3 202511
Q4 202524
Q1 202645
Q2 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 25: 11 bought or addedQ3 25: 0 cut or sold outQ3 25Q4 25: 21 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 38 bought or addedQ1 26: 7 cut or sold outQ1 26Q2 26: 53 bought or addedQ2 26: 10 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2025110
Q4 2025214
Q1 2026387
Q2 20265310

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $502.9kQ4 25P/C —Q1 26 calls: $574.4kQ1 26 puts: $818.9kQ1 26P/C 1.43Q2 26 calls: $1.2mQ2 26 puts: $2.3mQ2 26P/C 1.97
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$502.9k—
Q1 2026$574.4k$818.9k1.43
Q2 2026$1.2m$2.3m1.97

Biggest buyers

ROYAL BANK OF CANADA Added +182,017+182.0k
LPL Financial LLC Added +55,177+55.2k
GFS Advisors, LLC New +40,600+40.6k
Stratos Wealth Partners, LTD. Added +37,943+37.9k
Cambridge Investment Research Advisors, Inc. Added +33,186+33.2k
AE Wealth Management LLC Added +22,138+22.1k
Belvedere Trading LLC Added +20,059+20.1k
Diversify Advisory Services, LLC New +19,970+20.0k
DIVERSIFY WEALTH MANAGEMENT, LLC New +19,970+20.0k
Compound Planning, Inc. New +16,512+16.5k

Biggest sellers

CITADEL ADVISORS LLC Sold out -63,067-63.1k
Cresset Asset Management, LLC Reduced -4,345-4.3k
Thompson David Blair Sold out -4,022-4.0k
INDEPENDENT FINANCIAL GROUP, LLC Sold out -3,620-3.6k
HB Wealth Management, LLC Sold out -3,605-3.6k
Farther Finance Advisors, LLC Reduced -3,520-3.5k
HUB Investment Partners, LLC Reduced -1,377-1.4k
SIMPLEX TRADING, LLC Reduced -1,058-1.1k
HBW ADVISORY SERVICES LLC Reduced -700-700
GROUP ONE TRADING LLC Sold out -700-700

Biggest calls

CITADEL ADVISORS LLC Added $1.1m22.3k shares
Belvedere Trading LLC Added $106.6k2.2k shares

Biggest puts

Belvedere Trading LLC Added $1.8m37.4k shares
CITADEL ADVISORS LLC Added $518.4k10.7k shares
GROUP ONE TRADING LLC Reduced $4.8k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 242,820242.8k $11.8m $11.8m 0.05% Added +5.3k +5,320
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 239,794239.8k $11.6m $11.6m 0.00% Added +182.0k +182,017
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,326115.3k $5.6m $5.6m 0.00% Added +55.2k +55,177
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 43,05243.1k $2.1m $2.1m 0.00% Added +33.2k +33,186
5 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 42,59142.6k $2.1m $2.1m 0.02% Added +37.9k +37,943
6 GFS Advisors, LLC 0.00% of their portfolio HOUSTON, TX 40,60040.6k $4.8k $4.8k 0.00% New
7 MADDEN SECURITIES Corp 0.53% of their portfolio DALLAS, TX 39,44039.4k $1.9m $1.9m 0.53% Added +1.2k +1,233
8 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 38,09838.1k $1.8m $1.8m 0.01% Reduced -3.5k -3,520
9 PFG Advisors 0.08% of their portfolio Phoenix, AZ 33,56033.6k $1.6m $1.6m 0.08% Added +8.8k +8,750
10 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,58131.6k $1.5m $1.5m 0.01% Added +22.1k +22,138
11 RED CRANE WEALTH MANAGEMENT, LLC 0.93% of their portfolio SAN FRANCISCO, CA 26,15126.2k $1.3m $1.3m 0.93% Added +2.1k +2,143
12 New England Private Wealth Advisors LLC 0.12% of their portfolio WELLESLEY, MA 25,19525.2k $1.2m $1.2m 0.12% Added +8.0k +7,990
13 Belvedere Trading LLC 0.08% of their portfolio CHICAGO, IL 21,02121.0k $1.0m $1.0m 0.08% Added +20.1k +20,059
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,11420.1k $974.7k $974.7k 0.00% Added +875 +875
15 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 19,97020.0k $979.5k $979.5k 0.02% New
16 DIVERSIFY WEALTH MANAGEMENT, LLC 0.02% of their portfolio SANDY, UT 19,97020.0k $979.5k $979.5k 0.02% New
17 Coastal Bridge Advisors, LLC 0.05% of their portfolio WESTPORT, CT 17,53517.5k $849.6k $849.6k 0.05% Added +479 +479
18 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 17,45217.5k $845.5k $845.5k 0.03% Added +7.4k +7,440
19 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 16,51216.5k $800.0k $800.0k 0.02% New
20 SBI Securities Co., Ltd. 0.02% of their portfolio TOKYO, M0 15,72815.7k $762.0k $762.0k 0.02% Added +9.4k +9,429
21 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 15,50415.5k $751.2k $751.2k 0.01% Reduced -1.4k -1,377
22 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 14,61914.6k $708.3k $708.3k 0.00% New
23 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,5169.5k $461.1k $461.1k 0.00% Reduced -4.3k -4,345
24 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,7148.7k $422.2k $422.2k 0.00% New
25 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 8,6508.7k $418.7k $418.7k 0.01% New
26 HERBST GROUP, LLC 0.22% of their portfolio WESTPORT, CT 8,3078.3k $402.5k $402.5k 0.22% New
27 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,0838.1k $391.6k $391.6k 0.00% Added +3.6k +3,606
28 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,9728.0k $386.2k $386.2k 0.00% Added +1.5k +1,528
29 BCS Wealth Management 0.07% of their portfolio JOHNSON CITY, TN 7,9137.9k $383.4k $383.4k 0.07% Added +2.0k +2,037
30 CAP Partners, LLC 0.18% of their portfolio FRANKLIN, TN 7,7897.8k $377.4k $377.4k 0.18% Added +1.6k +1,577
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,9146.9k $335.0k $335.0k 0.00% New
32 BROWN WEALTH MANAGEMENT, LLC 0.07% of their portfolio NAPERVILLE, IL 6,8026.8k $329.6k $329.6k 0.07% New
33 Strategic Wealth Partners, Ltd. 0.02% of their portfolio INDEPENDENCE, OH 6,2186.2k $301.3k $301.3k 0.02% New
34 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 6,2126.2k $301.0k $301.0k 0.03% Reduced -700 -700
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,8305.8k $282.5k $282.5k 0.00% Added +1.0k +1,025
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,3265.3k $258.0k $258.0k 0.00% New
37 THRYVE WEALTH MANAGEMENT LLC 0.14% of their portfolio IRVING, TX 5,3215.3k $257.8k $257.8k 0.14% New
38 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 4,7624.8k $230.7k $230.7k 0.00% Added +630 +630
39 ZEGA Investments, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 4,2744.3k $207.1k $207.1k 0.03% New
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,2584.3k $206.3k $206.3k 0.00% New
41 WealthPlan Investment Management, LLC 0.01% of their portfolio OMAHA, NE 4,2484.2k $205.8k $205.8k 0.01% New
42 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 4,2474.2k $205.8k $205.8k 0.00% New
43 EFG International AG 0.00% of their portfolio Zurich, V8 4,1704.2k $202.8k $202.8k 0.00% Unchanged
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3492.3k $113.8k $113.8k 0.00% New
45 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,6001.6k $77.5k $77.5k 0.00% New
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5471.5k $75.0k $75.0k 0.00% New
47 Innovative Asset Advisors Group, LLC 0.03% of their portfolio SHELTON, CT 1,4001.4k $67.8k $67.8k 0.03% Unchanged
48 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 1,1821.2k $57.3k $57.3k 0.01% Added +105 +105
49 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1091.1k $53.7k $53.7k 0.00% New
50 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 996996 $48.3k $48.3k 0.00% New
51 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 793793 $38.4k $38.4k 0.00% Reduced -1.1k -1,058
52 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 693693 $33.6k $33.6k 0.00% New
53 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 515515 $25.1k $25.1k 0.00% Added +195 +195
54 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 500500 $24.2k $24.2k 0.00% Added +400 +400
55 IMA Advisory Services, Inc. 0.00% of their portfolio DENVER, CO 450450 $21.8k $21.8k 0.00% Added +430 +430
56 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 381381 $18.5k $18.5k 0.00% Added +144 +144
57 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 274274 $13.0k $13.0k 0.00% New
58 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 200200 $9.7k $9.7k 0.00% Unchanged
59 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 100100 $4.8k $4.8k 0.00% Unchanged
60 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 100100 $4.8k $4.8k 0.00% New
61 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 9898 $5.0k $5.0k 0.00% Unchanged
62 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 3838 $1.8k $1.8k 0.00% New
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1919 $921 $921 0.00% New
64 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $59 $59 0.00% Unchanged
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $15 $15 0.00% Unchanged