Vault-13

NEOS ETF TRUST CSHI

NEOS ENH INC 1-3 · ETP · CUSIP 78433H501

52 institutional holders +1 vs Q4 2023
3,000,6603.0m shares reported held*
$149.4mreported value*
5 new 30 added 12 reduced 3 sold out net bought ≈ $31.1m (+624.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.80.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 1Q4 22: 2Q1 23: 9Q2 23: 21Q3 23: 34Q4 23: 51Q1 24: 5252Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221
Q4 20222
Q1 20239
Q2 202321
Q3 202334
Q4 202351
Q1 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 1 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 39 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 15 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210
Q1 202351
Q2 2023154
Q3 2023298
Q4 2023398
Q1 20243515

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV New +375,194+375.2k
Worth Asset Management, LLC Added +91,475+91.5k
MML INVESTORS SERVICES, LLC Added +89,452+89.5k
LPL Financial LLC Added +82,340+82.3k
ATTICUS WEALTH MANAGEMENT, LLC Added +64,550+64.5k
AXXCESS WEALTH MANAGEMENT, LLC Added +47,439+47.4k
Independent Wealth Network Inc. New +45,536+45.5k
Retirement Planning Group, LLC New +39,998+40.0k
Latitude Advisors, LLC Added +38,105+38.1k
Great Lakes Retirement, Inc. Added +33,805+33.8k

Biggest sellers

Precision Wealth Strategies, LLC Reduced -215,349-215.3k
Cambridge Investment Research Advisors, Inc. Reduced -70,825-70.8k
FLOW TRADERS U.S. LLC Reduced -62,578-62.6k
Kingsview Wealth Management, LLC Reduced -30,455-30.5k
OLD MISSION CAPITAL LLC Sold out -14,466-14.5k
Madison Wealth Partners, Inc Reduced -5,286-5.3k
SILVER OAK SECURITIES, INCORPORATED Reduced -5,156-5.2k
OSAIC HOLDINGS, INC. Reduced -4,200-4.2k
Gradient Investments LLC Reduced -3,203-3.2k
Castleview Partners, LLC Reduced -2,861-2.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ATTICUS WEALTH MANAGEMENT, LLC 9.62% of their portfolio Palm Beach Gardens, FL 590,845590.8k $29.4m $29.4m 9.62% Added +64.5k +64,550
2 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 375,194375.2k $18.7m $18.7m 0.05% New
3 WT Wealth Management 4.42% of their portfolio SCOTTSDALE, AZ 248,447248.4k $12.4m $12.4m 4.42% Added +8.0k +7,998
4 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 228,220228.2k $11.4m $11.4m 0.03% Reduced -4.2k -4,200
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 145,473145.5k $7.2m $7.2m 0.00% Added +82.3k +82,340
6 Precision Wealth Strategies, LLC 6.74% of their portfolio SAINT LOUIS, MO 143,097143.1k $7.1m $7.1m 6.74% Reduced -215.3k -215,349
7 AXXCESS WEALTH MANAGEMENT, LLC 0.17% of their portfolio CARLSBAD, CA 119,791119.8k $6.0m $6.0m 0.17% Added +47.4k +47,439
8 Worth Asset Management, LLC 3.55% of their portfolio DALLAS, TX 115,827115.8k $5.8m $5.8m 3.55% Added +91.5k +91,475
9 Camarda Financial Advisors, LLC 2.31% of their portfolio FLEMING ISLAND, FL 114,600114.6k $5.7m $5.7m 2.31% Added +18.7k +18,662
10 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 106,158106.2k $5.3m $5.3m 0.02% Added +89.5k +89,452
11 Great Lakes Retirement, Inc. 0.72% of their portfolio SANDUSKY, OH 97,92697.9k $4.9m $4.9m 0.72% Added +33.8k +33,805
12 Compound Planning, Inc. 0.32% of their portfolio NEW YORK, NY 70,26070.3k $3.5m $3.5m 0.32% Added +23.1k +23,099
13 Gradient Investments LLC 0.08% of their portfolio ARDEN HILLS, MN 68,59268.6k $3.4m $3.4m 0.08% Reduced -3.2k -3,203
14 Latitude Advisors, LLC 1.95% of their portfolio YORKVILLE, IL 62,50562.5k $3.1m $3.1m 1.95% Added +38.1k +38,105
15 Gainplan LLC 1.30% of their portfolio BLOOMFIELD HILLS, MI 54,13854.1k $2.7m $2.7m 1.30% Added +11.6k +11,644
16 Independent Wealth Network Inc. 1.06% of their portfolio URBANDALE, IA 45,53645.5k $2.3m $2.3m 1.06% New
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,53343.5k $2.2m $2.2m 0.00% Added +16.4k +16,386
18 Retirement Planning Group, LLC 0.15% of their portfolio LEAWOOD, KS 39,99840.0k $2.0m $2.0m 0.15% New
19 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 33,01733.0k $1.6m $1.6m 0.06% Added +145 +145
20 NFSG Corp 0.60% of their portfolio BOCA RATON, FL 27,81327.8k $1.4m $1.4m 0.60% Added +4.8k +4,762
21 Madison Wealth Partners, Inc 0.47% of their portfolio MADISON, WI 26,18626.2k $1.3m $1.3m 0.47% Reduced -5.3k -5,286
22 Capital Investment Advisory Services, LLC 0.14% of their portfolio RALEIGH, NC 25,66925.7k $1.3m $1.3m 0.14% Added +13.3k +13,339
23 CAPITAL INSIGHT PARTNERS, LLC 0.23% of their portfolio SCOTTSDALE, AZ 24,38724.4k $1.2m $1.2m 0.23% Added +923 +923
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,75920.8k $1.0m $1.0m 0.01% Added +1.9k +1,911
25 MGO ONE SEVEN LLC 0.05% of their portfolio Beachwood, OH 19,14919.1k $953.6k $953.6k 0.05% Added +3.4k +3,412
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,75816.8k $834.5k $834.5k 0.00% Added +2.8k +2,788
27 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 13,22713.2k $658.7k $658.7k 0.02% New
28 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 12,06512.1k $601.0k $601.0k 0.03% Reduced -62.6k -62,578
29 Empire Financial Management Company, LLC 0.19% of their portfolio NEW YORK, NY 11,56511.6k $575.9k $575.9k 0.19% Added +2.2k +2,159
30 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 9,8959.9k $492.8k $492.8k 0.01% Reduced -30.5k -30,455
31 Claro Advisors Inc. 0.08% of their portfolio BOSTON, MA 9,3039.3k $463.3k $463.3k 0.08% Reduced -2.7k -2,664
32 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 8,8708.9k $441.7k $441.7k 0.01% New
33 Tactive Advisors, LLC 0.23% of their portfolio Jacksonville, FL 8,5978.6k $428.1k $428.1k 0.23% Added +2.0k +2,000
34 Moloney Securities Asset Management, LLC 0.06% of their portfolio MANCHESTER, MO 8,2058.2k $408.6k $408.6k 0.06% Unchanged
35 Derbend Asset Management 0.18% of their portfolio Peachtree City, GA 7,5097.5k $373.9k $373.9k 0.18% Added +3.0k +2,999
36 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 7,0047.0k $348.8k $348.8k 0.05% Reduced -5.2k -5,156
37 Secure Asset Management, LLC 0.08% of their portfolio Troy, MI 6,5666.6k $327.0k $327.0k 0.08% Added +307 +307
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,9806.0k $298.0k $298.0k 0.00% Added +250 +250
39 Heck Capital Advisors, LLC 0.05% of their portfolio Rhinelander, WI 5,9335.9k $295.5k $295.5k 0.05% Added +656 +656
40 Delta Investment Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 5,6255.6k $280.1k $280.1k 0.06% Reduced -1.5k -1,546
41 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,4045.4k $269.1k $269.1k 0.01% Added +461 +461
42 Fiduciary Group, LLC 0.03% of their portfolio SAVANNAH, GA 4,7764.8k $237.8k $237.8k 0.03% Reduced -143 -143
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,5294.5k $226.0k $226.0k 0.00% Reduced -70.8k -70,825
44 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $29.9k $29.9k 0.00% Unchanged
45 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 410410 $20.4k $20.4k 0.01% Added +405 +405
46 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 306306 $15.2k $15.2k 0.00% Added +4 +4
47 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 226226 $11.3k $11.3k 0.01% Reduced -2.9k -2,861
48 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 154154 $7.0k $7.0k 0.00% Added +6 +6
49 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2020 $996 $996 0.00% Unchanged
50 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1010 $498 $498 0.00% Unchanged
51 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $171 $171 0.00% Added +1 +1
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged