Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

395 institutional holders +42 vs Q4 2025
27,699,60627.7m shares reported held*
$1.4bnreported value*
67 new 217 added 64 reduced 28 sold out net bought ≈ $256.9m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.62. Options: 5 managers hold calls ($17.3m notional), 3 hold puts ($15.8m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112Q3 24: 136Q4 24: 170Q1 25: 194Q2 25: 236Q3 25: 297Q4 25: 353Q1 26: 395395Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112
Q3 2024136
Q4 2024170
Q1 2025194
Q2 2025236
Q3 2025297
Q4 2025353
Q1 2026395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 91 bought or addedQ2 24: 18 cut or sold outQ3 24: 105 bought or addedQ3 24: 32 cut or sold outQ3 24Q4 24: 127 bought or addedQ4 24: 31 cut or sold outQ1 25: 137 bought or addedQ1 25: 56 cut or sold outQ1 25Q2 25: 182 bought or addedQ2 25: 52 cut or sold outQ3 25: 228 bought or addedQ3 25: 58 cut or sold outQ3 25Q4 25: 263 bought or addedQ4 25: 69 cut or sold outQ1 26: 284 bought or addedQ1 26: 92 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20249118
Q3 202410532
Q4 202412731
Q1 202513756
Q2 202518252
Q3 202522858
Q4 202526369
Q1 202628492

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 25 calls: $6.4mQ2 25 puts: $5.6mQ2 25P/C 0.88Q3 25 calls: $10.6mQ3 25 puts: $8.6mQ3 25P/C 0.81Q4 25 calls: $17.5mQ4 25 puts: $9.1mQ4 25P/C 0.52Q1 26 calls: $17.3mQ1 26 puts: $15.8mQ1 26P/C 0.91
Numbers
QuarterCallsPutsP/C
Q2 2025$6.4m$5.6m0.88
Q3 2025$10.6m$8.6m0.81
Q4 2025$17.5m$9.1m0.52
Q1 2026$17.3m$15.8m0.91

Biggest buyers

LPL Financial LLC Added +1,161,798+1.2m
Foguth Wealth Management, LLC. Added +1,096,123+1.1m
TWO SIGMA INVESTMENTS, LP Added +307,200+307.2k
Farther Finance Advisors, LLC Added +244,466+244.5k
Centurion Wealth Management LLC New +210,514+210.5k
Steward Partners Investment Advisory, LLC Added +201,063+201.1k
Cetera Investment Advisers Added +143,956+144.0k
HUB Investment Partners, LLC Added +143,632+143.6k
LEE JOHNSON CAPITAL MANAGEMENT, LLC Added +138,720+138.7k
ROYAL BANK OF CANADA Added +134,250+134.2k

Biggest sellers

Gradient Investments LLC Reduced -748,841-748.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -154,574-154.6k
MML INVESTORS SERVICES, LLC Reduced -148,440-148.4k
UBS Group AG Reduced -117,946-117.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -97,300-97.3k
Mattson Financial Services, LLC Reduced -90,041-90.0k
Brown Financial Advisors Reduced -82,896-82.9k
Legacy Capital Wealth Partners, LLC Sold out -76,078-76.1k
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC Sold out -74,828-74.8k
Fortis Group Advisors, LLC Sold out -72,179-72.2k

Biggest calls

JANE STREET GROUP, LLC Added $5.9m119.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m115.8k shares
CITADEL ADVISORS LLC Added $3.6m73.3k shares
IMC-Chicago, LLC Added $1.1m22.0k shares
GROUP ONE TRADING LLC Reduced $967.7k19.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.3m249.9k shares
CITADEL ADVISORS LLC Added $2.2m44.9k shares
JANE STREET GROUP, LLC Added $1.2m24.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 4,301,6714.3m $212.4m $212.4m 0.06% Added +1.2m +1,161,798
2 Foguth Wealth Management, LLC. 7.63% of their portfolio BRIGHTON, MI 1,214,3071.2m $65.4m $65.4m 7.63% Added +1.1m +1,096,123
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,061,4911.1m $52.4m $52.4m 0.01% Added +134.2k +134,250
4 Gradient Investments LLC 0.79% of their portfolio ARDEN HILLS, MN 1,036,4071.0m $51.2m $51.2m 0.79% Reduced -748.8k -748,841
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 936,428936.4k $46.2m $46.2m 0.01% Reduced -117.9k -117,946
6 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 688,839688.8k $34.0m $34.0m 0.03% Added +87.4k +87,438
7 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 600,133600.1k $29.6m $29.6m 0.14% Added +54.4k +54,392
8 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 536,814536.8k $26.5m $26.5m 0.03% Added +144.0k +143,956
9 MADDEN SECURITIES Corp 7.96% of their portfolio DALLAS, TX 536,366536.4k $26.5m $26.5m 7.96% Added +110.4k +110,359
10 Howard Capital Management, LLC 0.42% of their portfolio Alpharetta, GA 525,470525.5k $25.9m $25.9m 0.42% Added +71.9k +71,905
11 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 497,249497.2k $24.5m $24.5m 0.07% Reduced -148.4k -148,440
12 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 460,074460.1k $22.7m $22.7m 0.01% Added +15.4k +15,431
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 435,538435.5k $21.5m $21.5m 0.01% Added +94.2k +94,235
14 Second Half Financial Partners, LLC 9.00% of their portfolio SEBRING, FL 404,802404.8k $20.0m $20.0m 9.00% Unchanged
15 Merit Financial Group, LLC 0.14% of their portfolio ALPHARETTA, GA 381,394381.4k $18.8m $18.8m 0.14% Reduced -44.0k -44,047
16 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 344,100344.1k $17.0m $17.0m 0.01% Added +307.2k +307,200
17 Cascade Wealth Advisors, Inc 7.98% of their portfolio WENATCHEE, WA 340,419340.4k $18.2m $18.2m 7.98% Added +10.5k +10,468
18 Aventura Private Wealth, LLC 5.02% of their portfolio AVENTURA, FL 278,178278.2k $13.7m $13.7m 5.02% Added +37.6k +37,648
19 URS Advisory LLC 9.69% of their portfolio JUPITER, FL 268,418268.4k $13.3m $13.3m 9.69% Added +10.7k +10,706
20 Farther Finance Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 261,973262.0k $13.0m $13.0m 0.12% Added +244.5k +244,466
21 Summit Financial, LLC 0.15% of their portfolio PARSIPPANY, NJ 233,512233.5k $11.5m $11.5m 0.15% Added +62.9k +62,916
22 Capital Investment Advisory Services, LLC 0.83% of their portfolio RALEIGH, NC 229,643229.6k $11.3m $11.3m 0.83% Added +75.1k +75,116
23 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 223,414223.4k $11.0m $11.0m 0.04% Added +17.4k +17,367
24 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 217,668217.7k $10.7m $10.7m 0.12% Added +34.7k +34,708
25 Centurion Wealth Management LLC 2.35% of their portfolio Mclean, VA 210,514210.5k $10.4m $10.4m 2.35% New
26 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 203,426203.4k $10.0m $10.0m 0.05% Added +201.1k +201,063
27 Ausdal Financial Partners, Inc. 0.45% of their portfolio Davenport, IA 203,127203.1k $10.0m $10.0m 0.45% Added +22.5k +22,464
28 Indivisible Partners 0.81% of their portfolio CLEARWATER, FL 184,628184.6k $9.1m $9.1m 0.81% Added +73.7k +73,677
29 LEE JOHNSON CAPITAL MANAGEMENT, LLC 3.16% of their portfolio FORT WORTH, TX 178,254178.3k $8.8m $8.8m 3.16% Added +138.7k +138,720
30 INDEPENDENT FINANCIAL GROUP, LLC 0.19% of their portfolio SAN DIEGO, CA 173,720173.7k $8.6m $8.6m 0.19% Reduced -27.5k -27,515
31 Marshall & Sterling Wealth Advisors Inc. 5.57% of their portfolio POUGHKEEPSIE, NY 172,485172.5k $8.5m $8.5m 5.57% Added +87.4k +87,402
32 MGO ONE SEVEN LLC 0.17% of their portfolio Beachwood, OH 168,328168.3k $8.3m $8.3m 0.17% Added +28.4k +28,374
33 Steele Capital Management, Inc. 0.33% of their portfolio DUBUQUE, IA 161,913161.9k $8.0m $8.0m 0.33% Added +1.7k +1,723
34 HUB Investment Partners, LLC 0.20% of their portfolio AUSTIN, TX 161,834161.8k $8.0m $8.0m 0.20% Added +143.6k +143,632
35 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.31% of their portfolio LEAWOOD, KS 158,074158.1k $7.8m $7.8m 1.31% Added +22.7k +22,672
36 Sentinel Advisory Group, LLC 3.65% of their portfolio MIDDLETON, WI 151,804151.8k $7.5m $7.5m 3.65% First filing
37 Teamwork Financial Advisors, LLC 0.81% of their portfolio San Antonio, TX 148,370148.4k $7.3m $7.3m 0.81% Reduced -30.3k -30,293
38 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 146,017146.0k $7.2m $7.2m 0.02% Reduced -45.7k -45,667
39 Apollon Wealth Management, LLC 0.12% of their portfolio MOUNT PLEASANT, SC 145,291145.3k $7.2m $7.2m 0.12% Added +30.7k +30,690
40 Chung Wu Investment Group, LLC 6.08% of their portfolio SUGAR LAND, TX 142,890142.9k $7.1m $7.1m 6.08% Added +23.4k +23,430
41 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 137,189137.2k $6.8m $6.8m 0.06% Reduced -10.1k -10,051
42 SageGuard Financial Group, LLC 1.00% of their portfolio GOODLETTSVILLE, TN 131,192131.2k $6.5m $6.5m 1.00% Reduced -23.3k -23,336
43 RiverTree Advisors, LLC 3.99% of their portfolio WINTER PARK, FL 127,718127.7k $6.3m $6.3m 3.99% Added +16.4k +16,379
44 SteelPeak Wealth, LLC 0.20% of their portfolio WOODLAND HILLS, CA 127,593127.6k $6.3m $6.3m 0.20% New
45 CHOREO, LLC 0.07% of their portfolio ROCKFORD, IL 121,640121.6k $6.0m $6.0m 0.07% New
46 Northeast Financial Group, Inc. 1.56% of their portfolio Allentown, PA 118,594118.6k $5.9m $5.9m 1.56% New
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 116,510116.5k $5.8m $5.8m 0.00% Added +37.8k +37,846
48 Integrity Wealth Partners, LLC 5.04% of their portfolio WALNUT CREEK, CA 113,495113.5k $5.6m $5.6m 5.04% First filing
49 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 110,836110.8k $5.5m $5.5m 0.01% Added +87.6k +87,624
50 Delta Investment Management, LLC 0.97% of their portfolio SAN FRANCISCO, CA 109,998110.0k $5.4m $5.4m 0.97% Added +8.0k +8,027
51 Palacios Wealth Management, LLC 3.58% of their portfolio ORMOND BEACH, FL 109,093109.1k $5.7m $5.7m 3.58% Added +56.2k +56,184
52 Independence Wealth Advisors, LLC 2.80% of their portfolio INDEPENDENCE, OH 106,485106.5k $5.3m $5.3m 2.80% Added +3.7k +3,696
53 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 105,494105.5k $5.2m $5.2m 0.04% Added +29.9k +29,929
54 Belpointe Asset Management LLC 0.19% of their portfolio RENO, NV 103,262103.3k $5.1m $5.1m 0.19% Added +21.0k +21,016
55 Prota Financial, LLC 3.67% of their portfolio HOUSTON, TX 102,584102.6k $5.1m $5.1m 3.67% New
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 97,64297.6k $4.8m $4.8m 0.01% New
57 HBW ADVISORY SERVICES LLC 0.50% of their portfolio SIMI VALLEY, CA 96,08796.1k $4.7m $4.7m 0.50% Added +15.8k +15,827
58 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 95,12795.1k $4.7m $4.7m 0.06% Added +2.6k +2,565
59 StoneCrest Wealth Management, Inc. 1.94% of their portfolio CHANDLER, AZ 92,94992.9k $4.6m $4.6m 1.94% Added +422 +422
60 J.W. COLE ADVISORS, INC. 0.15% of their portfolio TAMPA, FL 91,13491.1k $4.5m $4.5m 0.15% Added +18.6k +18,607
61 Centennial Bank/AR/ 1.59% of their portfolio CONWAY, AR 89,47089.5k $4.4m $4.4m 1.59% Added +53.9k +53,921
62 PFG Advisors 0.21% of their portfolio Phoenix, AZ 88,72288.7k $4.4m $4.4m 0.21% Added +59.9k +59,929
63 Sound Income Strategies, LLC 0.21% of their portfolio FT LAUDERDALE, FL 87,26287.3k $4.3m $4.3m 0.21% Added +69.2k +69,230
64 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 82,99483.0k $4.1m $4.1m 0.08% Added +5.9k +5,913
65 Massar Capital Management, LP 0.81% of their portfolio STAMFORD, CT 82,48382.5k $4.1m $4.1m 0.81% New
66 High Net Worth Advisory Group LLC 0.94% of their portfolio NAPLES, FL 81,53281.5k $4.0m $4.0m 0.94% Added +1.9k +1,852
67 GREAT VALLEY ADVISOR GROUP, INC. 0.07% of their portfolio WILMINGTON, DE 80,89480.9k $4.0m $4.0m 0.07% Added +66.0k +65,953
68 NFSG Corp 0.65% of their portfolio BOCA RATON, FL 79,69579.7k $3.9m $3.9m 0.65% Added +2.0k +2,035
69 Perennial Investment Advisors, LLC 0.31% of their portfolio Los Angeles, CA 78,16878.2k $3.9m $3.9m 0.31% Added +7.8k +7,782
70 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio ORLANDO, FL 75,14575.1k $3.7m $3.7m 0.26% Added +4.3k +4,320
71 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 75,00075.0k $3.7m $3.7m 0.00% New
72 Garden State Investment Advisory Services LLC 0.88% of their portfolio Red Bank, NJ 74,75074.8k $3.7m $3.7m 0.88% Added +11.0k +11,005
73 Investment Partners Asset Management, Inc. 2.21% of their portfolio METUCHEN, NJ 72,41672.4k $3.6m $3.6m 2.21% Added +1.9k +1,881
74 FSA Advisors, Inc. 2.30% of their portfolio TROY, MI 70,58970.6k $3.5m $3.5m 2.30% Added +5.2k +5,151
75 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 69,33369.3k $3.4m $3.4m 0.02% Added +19.5k +19,493
76 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 66,83766.8k $3.3m $3.3m 0.12% Added +10.3k +10,336
77 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 66,50666.5k $3.3m $3.3m 0.07% Reduced -881 -881
78 PFG Investments, LLC 0.15% of their portfolio WOODBURY, NY 66,31566.3k $3.3m $3.3m 0.15% Added +2.3k +2,320
79 Astoria Portfolio Advisors LLC. 0.73% of their portfolio NEW YORK, NY 65,41465.4k $3.4m $3.4m 0.73% Added +12.4k +12,433
80 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 65,28265.3k $3.2m $3.2m 0.05% Added +60.9k +60,853
81 Owen LaRue, LLC 1.21% of their portfolio ELIZABETHTOWN, KY 64,08264.1k $3.2m $3.2m 1.21% Added +11.2k +11,225
82 Ameritas Advisory Services, LLC 0.12% of their portfolio Lincoln, NE 63,11863.1k $3.1m $3.1m 0.12% Added +593 +593
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 62,77062.8k $3.1m $3.1m 0.01% Reduced -46.7k -46,713
84 MILESTONE ASSET MANAGEMENT, LLC 0.57% of their portfolio PITTSBURGH, PA 62,68762.7k $3.1m $3.1m 0.57% Added +20.1k +20,129
85 Arete Wealth Advisors, LLC 0.23% of their portfolio CHICAGO, IL 62,51662.5k $3.1m $3.1m 0.23% Added +8.0k +8,028
86 Gainplan LLC 2.30% of their portfolio BLOOMFIELD HILLS, MI 62,11362.1k $3.1m $3.1m 2.30% Added +15.3k +15,266
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 60,07160.1k $3.0m $3.0m 0.00% Added +7.8k +7,757
88 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 59,46159.5k $2.9m $2.9m 0.00% Reduced -40.5k -40,453
89 Triumph Capital Management 0.59% of their portfolio DENVER, CO 59,17459.2k $2.9m $2.9m 0.59% Added +6.7k +6,731
90 UNIQUE WEALTH, LLC 0.39% of their portfolio TAMPA, FL 57,22957.2k $2.8m $2.8m 0.39% Added +471 +471
91 Aspen Investment Management Inc 0.86% of their portfolio GRAND RAPIDS, MI 56,85056.9k $2.8m $2.8m 0.86% Added +1.1k +1,140
92 CARY STREET PARTNERS FINANCIAL LLC 0.07% of their portfolio RICHMOND, VA 56,15456.2k $2.8m $2.8m 0.07% Added +556 +556
93 Guardian Financial Partners, LLC 1.16% of their portfolio ORANGE, CA 55,59755.6k $2.7m $2.7m 1.16% Reduced -870 -870
94 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 55,23355.2k $2.7m $2.7m 0.08% Added +14.6k +14,612
95 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,54754.5k $2.8m $2.8m 0.00% Added +23.3k +23,274
96 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 54,50454.5k $2.7m $2.7m 0.06% Added +30.0k +30,001
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 53,76653.8k $2.7m $2.7m 0.00% Added +10.7k +10,667
98 3EDGE Asset Management, LP 0.13% of their portfolio Naples, FL 53,64353.6k $2.6m $2.6m 0.13% Added +3.6k +3,600
99 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,46553.5k $2.6m $2.6m 0.00% Reduced -154.6k -154,574
100 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 52,67052.7k $2.6m $2.6m 0.03% Added +21.3k +21,286