Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

236 institutional holders +42 vs Q1 2025
12,048,37812.0m shares reported held*
$606.8mreported value*
60 new 122 added 33 reduced 19 sold out net bought ≈ $145.1m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.36. Options: 4 managers hold calls ($6.4m notional), 2 hold puts ($5.6m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112Q3 24: 136Q4 24: 170Q1 25: 194Q2 25: 236236Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112
Q3 2024136
Q4 2024170
Q1 2025194
Q2 2025236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 22 bought or addedQ3 23: 5 cut or sold outQ4 23: 49 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 14 cut or sold outQ2 24: 91 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 105 bought or addedQ3 24: 32 cut or sold outQ4 24: 127 bought or addedQ4 24: 31 cut or sold outQ4 24Q1 25: 137 bought or addedQ1 25: 56 cut or sold outQ2 25: 182 bought or addedQ2 25: 52 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023225
Q4 2023499
Q1 20246414
Q2 20249118
Q3 202410532
Q4 202412731
Q1 202513756
Q2 202518252

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 24 calls: $1.4mQ3 24 puts: $3.0mQ3 24P/C 2.13Q4 24 calls: $2.8mQ4 24 puts: $1.5mQ4 24P/C 0.55Q1 25 calls: $2.9mQ1 25 puts: $3.8mQ1 25P/C 1.31Q2 25 calls: $6.4mQ2 25 puts: $5.6mQ2 25P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2024$1.4m$3.0m2.13
Q4 2024$2.8m$1.5m0.55
Q1 2025$2.9m$3.8m1.31
Q2 2025$6.4m$5.6m0.88

Biggest buyers

LPL Financial LLC Added +531,503+531.5k
UBS Group AG Added +321,500+321.5k
ROYAL BANK OF CANADA Added +265,006+265.0k
TWO SIGMA INVESTMENTS, LP New +206,100+206.1k
Cascade Wealth Advisors, Inc Added +101,172+101.2k
READYSTATE ASSET MANAGEMENT LP New +98,496+98.5k
Teamwork Financial Advisors, LLC New +88,212+88.2k
Kestra Advisory Services, LLC Added +85,049+85.0k
StoneCrest Wealth Management, Inc. New +79,321+79.3k
RENAISSANCE TECHNOLOGIES LLC Added +77,100+77.1k

Biggest sellers

American Alpha Advisors, LLC Sold out -88,596-88.6k
3EDGE Asset Management, LP Sold out -81,613-81.6k
SCS Capital Management LLC Sold out -58,986-59.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -47,750-47.8k
STEPHENS INC /AR/ Sold out -44,740-44.7k
INSIGNEO ADVISORY SERVICES, LLC Sold out -35,122-35.1k
LEE JOHNSON CAPITAL MANAGEMENT, LLC Sold out -28,398-28.4k
Atria Wealth Solutions, Inc. Reduced -22,958-23.0k
Crescent Grove Advisors, LLC Sold out -22,083-22.1k
Banco BTG Pactual S.A. Sold out -19,959-20.0k

Biggest calls

GROUP ONE TRADING LLC Added $3.6m71.7k shares
CITADEL ADVISORS LLC Added $2.2m43.4k shares
WOLVERINE TRADING, LLC New $582.7k11.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $4.5m89.9k shares
WOLVERINE TRADING, LLC Added $1.1m21.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,821,9811.8m $91.7m $91.7m 0.03% Added +531.5k +531,503
2 Gradient Investments LLC 1.54% of their portfolio ARDEN HILLS, MN 1,668,9831.7m $84.0m $84.0m 1.54% Added +26.7k +26,747
3 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 567,247567.2k $28.5m $28.5m 0.03% Added +21.3k +21,296
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 448,139448.1k $22.6m $22.6m 0.00% Added +321.5k +321,500
5 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 426,424426.4k $21.5m $21.5m 0.12% Added +49.5k +49,549
6 Second Half Financial Partners, LLC 9.72% of their portfolio SEBRING, FL 409,806409.8k $20.6m $20.6m 9.72% Added +2.4k +2,391
7 Cascade Wealth Advisors, Inc 10.66% of their portfolio WENATCHEE, WA 367,420367.4k $18.9m $18.9m 10.66% Added +101.2k +101,172
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 327,190327.2k $16.5m $16.5m 0.00% Added +265.0k +265,006
9 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 230,323230.3k $11.6m $11.6m 0.03% Added +23.9k +23,866
10 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 206,100206.1k $10.4m $10.4m 0.02% New
11 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.67% of their portfolio ORLANDO, FL 164,380164.4k $8.3m $8.3m 0.67% Added +9.1k +9,114
12 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 157,902157.9k $7.9m $7.9m 0.04% Added +85.0k +85,049
13 Ausdal Financial Partners, Inc. 0.50% of their portfolio Davenport, IA 147,662147.7k $7.4m $7.4m 0.50% Added +43.2k +43,180
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 143,390143.4k $7.2m $7.2m 0.01% Added +24.8k +24,758
15 INDEPENDENT FINANCIAL GROUP, LLC 0.20% of their portfolio SAN DIEGO, CA 142,064142.1k $7.1m $7.1m 0.20% Added +69.8k +69,814
16 Brown Financial Advisors 2.37% of their portfolio MILFORD, OH 120,855120.9k $6.1m $6.1m 2.37% Reduced -2.2k -2,161
17 MADDEN SECURITIES Corp 1.96% of their portfolio DALLAS, TX 116,020116.0k $5.8m $5.8m 1.96% Added +43.1k +43,135
18 Mattson Financial Services, LLC 1.54% of their portfolio KENTWOOD, MI 113,215113.2k $5.7m $5.7m 1.54% Added +529 +529
19 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 103,700103.7k $5.2m $5.2m 0.01% Added +77.1k +77,100
20 RiverTree Advisors, LLC 3.49% of their portfolio WINTER PARK, FL 103,203103.2k $5.2m $5.2m 3.49% Added +65.3k +65,282
21 READYSTATE ASSET MANAGEMENT LP 0.21% of their portfolio CHICAGO, IL 98,49698.5k $5.0m $5.0m 0.21% New
22 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 93,82893.8k $4.7m $4.7m 0.06% Added +23.5k +23,499
23 Steele Capital Management, Inc. 0.22% of their portfolio DUBUQUE, IA 92,86092.9k $4.7m $4.7m 0.22% Added +11.5k +11,460
24 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 90,04290.0k $4.5m $4.5m 0.04% Added +5.5k +5,537
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 88,31788.3k $4.5m $4.5m 0.01% Added +16.3k +16,268
26 Teamwork Financial Advisors, LLC 0.54% of their portfolio San Antonio, TX 88,21288.2k $4.4m $4.4m 0.54% New
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 85,89085.9k $4.3m $4.3m 0.00% Added +45.0k +45,020
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 84,60084.6k $4.3m $4.3m 0.01% Reduced -5.2k -5,151
29 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 81,92681.9k $4.1m $4.1m 0.00% Added +34.6k +34,595
30 StoneCrest Wealth Management, Inc. 1.90% of their portfolio CHANDLER, AZ 79,32179.3k $4.0m $4.0m 1.90% New
31 Delta Investment Management, LLC 0.75% of their portfolio SAN FRANCISCO, CA 77,50677.5k $3.9m $3.9m 0.75% Added +3.5k +3,516
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 77,13877.1k $3.9m $3.9m 0.00% Added +31.3k +31,305
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 76,21176.2k $3.8m $3.8m 0.01% Reduced -16.4k -16,378
34 Capital Investment Advisory Services, LLC 0.30% of their portfolio RALEIGH, NC 71,82571.8k $3.6m $3.6m 0.30% Added +28.0k +27,976
35 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 69,56269.6k $3.5m $3.5m 0.04% Added +4.6k +4,552
36 IFG Advisory, LLC 0.16% of their portfolio ATLANTA, GA 65,02365.0k $3.3m $3.3m 0.16% Added +14.7k +14,740
37 PFG Investments, LLC 0.19% of their portfolio WOODBURY, NY 64,79964.8k $3.3m $3.3m 0.19% Added +9.6k +9,604
38 Palacios Wealth Management, LLC 2.64% of their portfolio ORMOND BEACH, FL 63,96064.0k $3.2m $3.2m 2.64% Added +6.9k +6,900
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.22% of their portfolio CEDAR RAPIDS, IA 62,30562.3k $3.1m $3.1m 0.22% Added +54.6k +54,585
40 NFSG Corp 0.50% of their portfolio BOCA RATON, FL 60,63960.6k $3.1m $3.1m 0.50% Added +4.5k +4,483
41 High Net Worth Advisory Group LLC 0.72% of their portfolio NAPLES, FL 53,83853.8k $2.7m $2.7m 0.72% Added +3.2k +3,162
42 Guardian Financial Partners, LLC 1.18% of their portfolio ORANGE, CA 52,40152.4k $2.6m $2.6m 1.18% Added +3.0k +2,974
43 Garden State Investment Advisory Services LLC 0.69% of their portfolio Red Bank, NJ 50,51950.5k $2.5m $2.5m 0.69% Added +44.0k +43,980
44 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 50,37650.4k $2.5m $2.5m 0.01% Added +14.3k +14,277
45 SMITH, MOORE & CO. 0.20% of their portfolio CLAYTON, MO 48,17648.2k $2.4m $2.4m 0.20% Reduced -9.1k -9,148
46 Independent Advisor Alliance 0.07% of their portfolio CHARLOTTE, NC 47,70447.7k $2.4m $2.4m 0.07% Reduced -18.7k -18,688
47 Perennial Investment Advisors, LLC 0.23% of their portfolio Los Angeles, CA 47,25247.3k $2.4m $2.4m 0.23% Added +41.9k +41,925
48 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,75945.8k $2.3m $2.3m 0.00% Added +8.9k +8,862
49 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 45,00245.0k $2.3m $2.3m 0.04% Added +14.0k +14,029
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 42,64842.6k $2.1m $2.1m 0.00% Added +31.7k +31,749
51 Owen LaRue, LLC 0.88% of their portfolio ELIZABETHTOWN, KY 41,15141.2k $2.1m $2.1m 0.88% Added +3.8k +3,787
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 41,10541.1k $2.1m $2.1m 0.00% Added +6.2k +6,194
53 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 40,97041.0k $2.1m $2.1m 0.02% Added +6.5k +6,532
54 Gainplan LLC 0.90% of their portfolio BLOOMFIELD HILLS, MI 39,47739.5k $2.0m $2.0m 0.90% Added +3.5k +3,466
55 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 39,21739.2k $2.0m $2.0m 0.05% Added +3.0k +3,006
56 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 38,67538.7k $1.9m $1.9m 0.05% Reduced -6.2k -6,250
57 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 38,00038.0k $1.9m $1.9m 0.01% New
58 UNIQUE WEALTH, LLC 0.31% of their portfolio TAMPA, FL 37,89837.9k $1.9m $1.9m 0.31% Reduced -2.5k -2,488
59 HBW ADVISORY SERVICES LLC 0.23% of their portfolio SIMI VALLEY, CA 37,82237.8k $1.9m $1.9m 0.23% Added +8.7k +8,715
60 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 37,21237.2k $1.9m $1.9m 0.05% Added +49 +49
61 CASCADE INVESTMENT GROUP, INC. 1.30% of their portfolio Colorado Springs, CO 37,04537.0k $1.9m $1.9m 1.30% Added +5 +5
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,54536.5k $1.8m $1.8m 0.00% Added +8.1k +8,145
63 Arete Wealth Advisors, LLC 0.13% of their portfolio CHICAGO, IL 35,71435.7k $1.8m $1.8m 0.13% Added +18.7k +18,737
64 FSA Advisors, Inc. 1.45% of their portfolio TROY, MI 35,44235.4k $1.8m $1.8m 1.45% Added +14.6k +14,601
65 Moloney Securities Asset Management, LLC 0.21% of their portfolio MANCHESTER, MO 33,98834.0k $1.7m $1.7m 0.21% Added +6.9k +6,855
66 Paladin Wealth, LLC 1.26% of their portfolio ARDEN HILLS, MN 32,23832.2k $1.6m $1.6m 1.26% Added +1.0k +1,003
67 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 30,50330.5k $1.5m $1.5m 0.08% Added +313 +313
68 Grantvest Financial Group LLC 1.10% of their portfolio MATAWAN, NJ 29,36729.4k $1.5m $1.5m 1.10% Added +3.7k +3,660
69 Legacy Capital Wealth Partners, LLC 0.33% of their portfolio LITTLE ROCK, AR 29,19029.2k $1.5m $1.5m 0.33% New
70 BROWN, LISLE/CUMMINGS, INC. 0.39% of their portfolio PROVIDENCE, RI 29,17529.2k $1.5m $1.5m 0.39% Added +700 +700
71 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 29,08529.1k $1.5m $1.5m 0.01% Added +18.3k +18,336
72 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 28,12428.1k $1.4m $1.4m 0.04% Added +22.0k +21,979
73 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 27,71927.7k $1.4m $1.4m 0.03% Added +21.0k +21,021
74 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 27,46527.5k $1.4m $1.4m 0.02% New
75 Astoria Portfolio Advisors LLC. 0.39% of their portfolio NEW YORK, NY 27,26327.3k $1.4m $1.4m 0.39% Added +13.6k +13,637
76 Fortress Wealth Management, Inc. 0.64% of their portfolio Culver City, CA 26,47426.5k $1.3m $1.3m 0.64% Added +86 +86
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 25,54925.5k $1.3m $1.3m 0.00% New
78 CAP Partners, LLC 0.80% of their portfolio FRANKLIN, TN 25,39425.4k $1.3m $1.3m 0.80% Added +980 +980
79 PDS Planning, Inc 0.09% of their portfolio DUBLIN, OH 24,80524.8k $1.2m $1.2m 0.09% Added +2.5k +2,522
80 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,37724.4k $1.2m $1.2m 0.00% Added +4.5k +4,508
81 MILESTONE ASSET MANAGEMENT, LLC 0.26% of their portfolio PITTSBURGH, PA 24,15724.2k $1.2m $1.2m 0.26% Added +8.7k +8,692
82 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 22,60622.6k $1.1m $1.1m 0.03% Reduced -23.0k -22,958
83 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 22,49222.5k $1.1m $1.1m 0.01% New
84 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22,07722.1k $1.1m $1.1m 0.00% Added +14.6k +14,586
85 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 22,05822.1k $1.1m $1.1m 0.02% Added +11.2k +11,250
86 SHEETS SMITH WEALTH MANAGEMENT 0.13% of their portfolio WINSTON-SALEM, NC 22,00522.0k $1.1m $1.1m 0.13% Unchanged
87 BlueStem Wealth Partners, LLC 0.13% of their portfolio MINNETONKA, MN 21,35821.4k $1.1m $1.1m 0.13% New
88 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 21,16021.2k $1.1m $1.1m 0.03% Added +7.8k +7,812
89 LEVEL FOUR ADVISORY SERVICES, LLC 0.04% of their portfolio DALLAS, TX 20,59620.6k $1.0m $1.0m 0.04% New
90 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.36% of their portfolio Phoenix, AZ 19,99020.0k $1.0m $1.0m 0.36% New
91 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 19,78019.8k $995.3k $995.3k 0.04% Added +12.9k +12,938
92 Centennial Bank/AR/ 0.41% of their portfolio CONWAY, AR 19,28919.3k $970.6k $970.6k 0.41% Added +8.0k +8,013
93 Intrua Financial, LLC 0.14% of their portfolio Houston, TX 19,07819.1k $960.0k $960.0k 0.14% Added +8.3k +8,290
94 DIVERSIFY WEALTH MANAGEMENT, LLC 0.06% of their portfolio SANDY, UT 18,97119.0k $980.1k $980.1k 0.06% Added +2.0k +2,008
95 Key Client Fiduciary Advisors, LLC 0.37% of their portfolio Fairfield, NJ 18,16418.2k $914.0k $914.0k 0.37% Added +363 +363
96 Jupiter Wealth Management LLC 0.47% of their portfolio GLENDALE, CO 17,99918.0k $932.2k $932.2k 0.47% Reduced -1.0k -1,000
97 Reyes Financial Architecture, Inc. 0.75% of their portfolio SAN DIEGO, CA 17,28117.3k $869.6k $869.6k 0.75% Added +4.9k +4,922
98 Claro Advisors Inc. 0.14% of their portfolio BOSTON, MA 16,91816.9k $851.3k $851.3k 0.14% Reduced -11.0k -11,009
99 Triumph Capital Management 0.25% of their portfolio DENVER, CO 16,54716.5k $832.6k $832.6k 0.25% Reduced -558 -558
100 Heck Capital Advisors, LLC 0.07% of their portfolio Rhinelander, WI 16,27616.3k $819.0k $819.0k 0.07% Reduced -6 -6