Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

194 institutional holders +24 vs Q4 2024
9,323,8759.3m shares reported held*
$446.3mreported value*
43 new 94 added 39 reduced 17 sold out net bought ≈ $31.5m (+657.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.87. Options: 3 managers hold calls ($2.9m notional), 2 hold puts ($3.8m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112Q3 24: 136Q4 24: 170Q1 25: 194194Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112
Q3 2024136
Q4 2024170
Q1 2025194

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 10 bought or addedQ2 23: 2 cut or sold outQ3 23: 22 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 9 cut or sold outQ1 24: 64 bought or addedQ1 24: 14 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 18 cut or sold outQ3 24: 105 bought or addedQ3 24: 32 cut or sold outQ3 24Q4 24: 127 bought or addedQ4 24: 31 cut or sold outQ1 25: 137 bought or addedQ1 25: 56 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023102
Q3 2023225
Q4 2023499
Q1 20246414
Q2 20249118
Q3 202410532
Q4 202412731
Q1 202513756

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 24 calls: $611.8kQ2 24 puts: $290.9kQ2 24P/C 0.48Q3 24 calls: $1.4mQ3 24 puts: $3.0mQ3 24P/C 2.13Q4 24 calls: $2.8mQ4 24 puts: $1.5mQ4 24P/C 0.55Q1 25 calls: $2.9mQ1 25 puts: $3.8mQ1 25P/C 1.31
Numbers
QuarterCallsPutsP/C
Q2 2024$611.8k$290.9k0.48
Q3 2024$1.4m$3.0m2.13
Q4 2024$2.8m$1.5m0.55
Q1 2025$2.9m$3.8m1.31

Biggest buyers

LPL Financial LLC Added +458,785+458.8k
Cascade Wealth Advisors, Inc Added +116,972+117.0k
Ausdal Financial Partners, Inc. New +104,482+104.5k
American Alpha Advisors, LLC New +88,596+88.6k
Orion Portfolio Solutions, LLC Added +84,505+84.5k
3EDGE Asset Management, LP New +81,613+81.6k
MADDEN SECURITIES Corp New +72,885+72.9k
SCS Capital Management LLC New +58,986+59.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +58,530+58.5k
Stratos Wealth Partners, LTD. Added +58,184+58.2k

Biggest sellers

Gradient Investments LLC Reduced -563,112-563.1k
Private Advisor Group, LLC Reduced -287,873-287.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -173,000-173.0k
Crescent Grove Advisors, LLC Reduced -102,976-103.0k
Brown Financial Advisors Reduced -75,182-75.2k
Mattson Financial Services, LLC Reduced -55,487-55.5k
AMERIPRISE FINANCIAL INC Sold out -55,316-55.3k
Second Half Financial Partners, LLC Reduced -46,585-46.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -29,228-29.2k
OLD MISSION CAPITAL LLC Sold out -29,101-29.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.5m31.7k shares
GROUP ONE TRADING LLC Added $1.4m29.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $3.2m65.8k shares
WOLVERINE TRADING, LLC New $685.6k14.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 1.59% of their portfolio ARDEN HILLS, MN 1,642,2361.6m $78.6m $78.6m 1.59% Reduced -563.1k -563,112
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,290,4781.3m $61.8m $61.8m 0.02% Added +458.8k +458,785
3 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 545,951546.0k $26.1m $26.1m 0.03% Added +42.6k +42,594
4 Second Half Financial Partners, LLC 9.67% of their portfolio SEBRING, FL 407,415407.4k $19.5m $19.5m 9.67% Reduced -46.6k -46,585
5 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 376,875376.9k $18.0m $18.0m 0.11% Reduced -287.9k -287,873
6 Cascade Wealth Advisors, Inc 8.53% of their portfolio WENATCHEE, WA 266,248266.2k $12.3m $12.3m 8.53% Added +117.0k +116,972
7 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 206,457206.5k $9.9m $9.9m 0.03% Added +32.7k +32,749
8 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 165,514165.5k $8.2m $8.2m 0.04% Added +84.5k +84,505
9 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.65% of their portfolio ORLANDO, FL 155,266155.3k $7.4m $7.4m 0.65% Reduced -1.5k -1,527
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 126,639126.6k $6.1m $6.1m 0.00% Added +31.3k +31,309
11 Brown Financial Advisors 2.43% of their portfolio MILFORD, OH 123,016123.0k $5.9m $5.9m 2.43% Reduced -75.2k -75,182
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 118,632118.6k $5.7m $5.7m 0.01% Added +15.1k +15,084
13 Mattson Financial Services, LLC 1.62% of their portfolio KENTWOOD, MI 112,686112.7k $5.4m $5.4m 1.62% Reduced -55.5k -55,487
14 Ausdal Financial Partners, Inc. 0.38% of their portfolio Davenport, IA 104,482104.5k $5.0m $5.0m 0.38% New
15 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 92,58992.6k $4.4m $4.4m 0.01% Added +34.4k +34,396
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 89,75189.8k $4.3m $4.3m 0.01% Added +23.0k +23,030
17 American Alpha Advisors, LLC 3.76% of their portfolio NEW YORK, NY 88,59688.6k $4.2m $4.2m 3.76% New
18 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 84,50584.5k $4.0m $4.0m 0.04% Added +3.5k +3,496
19 3EDGE Asset Management, LP 0.27% of their portfolio Naples, FL 81,61381.6k $3.9m $3.9m 0.27% New
20 Steele Capital Management, Inc. 0.20% of their portfolio DUBUQUE, IA 81,40081.4k $3.9m $3.9m 0.20% Added +51.9k +51,900
21 Delta Investment Management, LLC 0.72% of their portfolio SAN FRANCISCO, CA 73,99074.0k $3.5m $3.5m 0.72% Added +22.4k +22,395
22 MADDEN SECURITIES Corp 1.35% of their portfolio DALLAS, TX 72,88572.9k $3.5m $3.5m 1.35% New
23 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 72,85372.9k $3.5m $3.5m 0.02% Added +36.3k +36,348
24 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 72,25072.2k $3.5m $3.5m 0.12% Added +52.6k +52,613
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 72,04972.0k $3.5m $3.5m 0.01% Added +58.5k +58,530
26 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 70,32970.3k $3.4m $3.4m 0.05% Added +58.2k +58,184
27 Independent Advisor Alliance 0.11% of their portfolio CHARLOTTE, NC 66,39266.4k $3.2m $3.2m 0.11% Added +7.7k +7,651
28 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 65,01065.0k $3.1m $3.1m 0.04% Added +13.8k +13,814
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,18462.2k $3.0m $3.0m 0.00% Added +9.3k +9,262
30 SCS Capital Management LLC 0.04% of their portfolio BOSTON, MA 58,98659.0k $2.8m $2.8m 0.04% New
31 SMITH, MOORE & CO. 0.25% of their portfolio CLAYTON, MO 57,32457.3k $2.7m $2.7m 0.25% Added +2.5k +2,477
32 Palacios Wealth Management, LLC 2.03% of their portfolio ORMOND BEACH, FL 57,06057.1k $2.7m $2.7m 2.03% Added +5.2k +5,221
33 NFSG Corp 0.65% of their portfolio BOCA RATON, FL 56,15656.2k $2.7m $2.7m 0.65% Added +15.6k +15,582
34 PFG Investments, LLC 0.17% of their portfolio WOODBURY, NY 55,19555.2k $2.6m $2.6m 0.17% Added +19.0k +18,958
35 High Net Worth Advisory Group LLC 0.68% of their portfolio NAPLES, FL 50,67650.7k $2.4m $2.4m 0.68% Added +5.3k +5,256
36 IFG Advisory, LLC 0.13% of their portfolio ATLANTA, GA 50,28350.3k $2.4m $2.4m 0.13% Added +19.4k +19,411
37 Guardian Financial Partners, LLC 1.13% of their portfolio ORANGE, CA 49,42749.4k $2.4m $2.4m 1.13% Added +3.6k +3,564
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,75047.8k $2.3m $2.3m 0.00% Added +25.3k +25,335
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 47,33147.3k $2.3m $2.3m 0.01% Added +15.2k +15,248
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,83345.8k $2.2m $2.2m 0.00% Reduced -5.1k -5,115
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 45,56445.6k $2.2m $2.2m 0.03% Added +7.2k +7,190
42 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 44,92544.9k $2.2m $2.2m 0.06% Added +20.2k +20,157
43 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 44,74044.7k $2.1m $2.1m 0.03% Added +18.0k +17,990
44 Capital Investment Advisory Services, LLC 0.19% of their portfolio RALEIGH, NC 43,84943.8k $2.1m $2.1m 0.19% Added +30.0k +29,969
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,87040.9k $2.0m $2.0m 0.00% Reduced -29.2k -29,228
46 UNIQUE WEALTH, LLC 0.37% of their portfolio TAMPA, FL 40,38640.4k $1.9m $1.9m 0.37% Reduced -14.5k -14,451
47 RiverTree Advisors, LLC 1.22% of their portfolio WINTER PARK, FL 37,92137.9k $1.8m $1.8m 1.22% New
48 Owen LaRue, LLC 0.89% of their portfolio ELIZABETHTOWN, KY 37,36437.4k $1.8m $1.8m 0.89% Added +9.2k +9,162
49 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 37,16337.2k $1.8m $1.8m 0.05% Added +2.0k +1,980
50 CASCADE INVESTMENT GROUP, INC. 1.36% of their portfolio Colorado Springs, CO 37,04037.0k $1.8m $1.8m 1.36% Reduced -140 -140
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,89736.9k $1.8m $1.8m 0.00% Added +10.4k +10,422
52 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 36,21136.2k $1.7m $1.7m 0.05% New
53 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 36,09936.1k $1.7m $1.7m 0.01% Added +15.9k +15,867
54 Gainplan LLC 1.12% of their portfolio BLOOMFIELD HILLS, MI 36,01136.0k $1.7m $1.7m 1.12% Reduced -11.9k -11,928
55 INSIGNEO ADVISORY SERVICES, LLC 0.17% of their portfolio MIAMI, FL 35,12235.1k $1.7m $1.7m 0.17% Added +5.4k +5,408
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,91134.9k $1.7m $1.7m 0.00% Reduced -85 -85
57 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 34,43834.4k $1.6m $1.6m 0.02% Reduced -5.8k -5,793
58 Paladin Wealth, LLC 1.34% of their portfolio ARDEN HILLS, MN 31,23531.2k $1.5m $1.5m 1.34% Reduced -13.8k -13,788
59 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 30,97331.0k $1.5m $1.5m 0.03% Added +8.4k +8,395
60 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 30,19030.2k $1.4m $1.4m 0.08% New
61 HBW ADVISORY SERVICES LLC 0.20% of their portfolio SIMI VALLEY, CA 29,10729.1k $1.4m $1.4m 0.20% Added +15.7k +15,662
62 BROWN, LISLE/CUMMINGS, INC. 0.40% of their portfolio PROVIDENCE, RI 28,47528.5k $1.4m $1.4m 0.40% Added +525 +525
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,40028.4k $1.4m $1.4m 0.00% Reduced -4.2k -4,231
64 LEE JOHNSON CAPITAL MANAGEMENT, LLC 0.72% of their portfolio FORT WORTH, TX 28,39828.4k $1.4m $1.4m 0.72% New
65 Claro Advisors Inc. 0.18% of their portfolio BOSTON, MA 27,92727.9k $1.3m $1.3m 0.18% Added +9.0k +8,990
66 Moloney Securities Asset Management, LLC 0.18% of their portfolio MANCHESTER, MO 27,13327.1k $1.3m $1.3m 0.18% Added +7.9k +7,916
67 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 26,60026.6k $1.3m $1.3m 0.00% Reduced -173.0k -173,000
68 Fortress Wealth Management, Inc. 0.66% of their portfolio Culver City, CA 26,38826.4k $1.3m $1.3m 0.66% Reduced -2.0k -1,968
69 Grantvest Financial Group LLC 1.00% of their portfolio MATAWAN, NJ 25,70725.7k $1.2m $1.2m 1.00% Added +12.5k +12,529
70 CAP Partners, LLC 0.85% of their portfolio FRANKLIN, TN 24,41424.4k $1.2m $1.2m 0.85% Added +4.0k +4,002
71 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 23,23023.2k $1.1m $1.1m 0.05% Added +10.5k +10,464
72 PDS Planning, Inc 0.09% of their portfolio DUBLIN, OH 22,28322.3k $1.1m $1.1m 0.09% Added +2.0k +1,967
73 Crescent Grove Advisors, LLC 0.11% of their portfolio LAKE FOREST, IL 22,08322.1k $1.1m $1.1m 0.11% Reduced -103.0k -102,976
74 SHEETS SMITH WEALTH MANAGEMENT 0.13% of their portfolio WINSTON-SALEM, NC 22,00522.0k $1.1m $1.1m 0.13% Added +13.0k +13,025
75 FSA Advisors, Inc. 0.79% of their portfolio TROY, MI 20,84120.8k $998.1k $998.1k 0.79% Added +15.8k +15,831
76 Banco BTG Pactual S.A. 0.24% of their portfolio RIO DE JANEIRO, D5 19,95920.0k $955.8k $955.8k 0.24% New
77 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,86919.9k $951.5k $951.5k 0.00% Reduced -28.0k -27,979
78 Jupiter Wealth Management LLC 0.57% of their portfolio GLENDALE, CO 18,99919.0k $943.1k $943.1k 0.57% Added +2.7k +2,700
79 Key Client Fiduciary Advisors, LLC 0.39% of their portfolio Fairfield, NJ 17,80117.8k $852.5k $852.5k 0.39% Added +6.0k +5,995
80 Triumph Capital Management 0.27% of their portfolio DENVER, CO 17,10517.1k $819.2k $819.2k 0.27% Added +655 +655
81 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 17,05217.1k $816.6k $816.6k 0.02% Added +17.0k +16,978
82 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 16,97717.0k $813.0k $813.0k 0.06% Added +2.7k +2,679
83 DIVERSIFY WEALTH MANAGEMENT, LLC 0.06% of their portfolio SANDY, UT 16,96317.0k $801.2k $801.2k 0.06% Added +4.9k +4,919
84 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,70916.7k $800.0k $800.0k 0.00% Added +2.3k +2,317
85 Heck Capital Advisors, LLC 0.09% of their portfolio Rhinelander, WI 16,28216.3k $779.7k $779.7k 0.09% Added +2.4k +2,361
86 Weaver Consulting Group 0.23% of their portfolio HUNTINGTON BEACH, CA 15,87515.9k $760.3k $760.3k 0.23% Added +3.1k +3,100
87 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 15,68215.7k $751.0k $751.0k 0.02% Reduced -350 -350
88 MILESTONE ASSET MANAGEMENT, LLC 0.16% of their portfolio PITTSBURGH, PA 15,46515.5k $740.6k $740.6k 0.16% Added +5.0k +4,992
89 SEAVIEW INVESTMENT MANAGERS LLC 0.18% of their portfolio MIAMI, FL 15,35715.4k $735.4k $735.4k 0.18% Added +4.4k +4,436
90 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,00014.0k $666.5k $666.5k 0.00% Unchanged
91 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 13,97614.0k $669.3k $669.3k 0.03% Added +1.4k +1,425
92 Astoria Portfolio Advisors LLC. 0.21% of their portfolio NEW YORK, NY 13,62613.6k $622.5k $622.5k 0.21% New
93 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 13,55513.6k $649.2k $649.2k 0.02% Reduced -5.6k -5,637
94 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 13,34813.3k $639.2k $639.2k 0.02% Added +3.0k +2,950
95 Camarda Financial Advisors, LLC 0.28% of their portfolio FLEMING ISLAND, FL 13,16613.2k $630.5k $630.5k 0.28% Reduced -1.5k -1,456
96 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 12,94012.9k $619.7k $619.7k 0.03% New
97 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,75312.8k $610.7k $610.7k 0.01% Unchanged
98 Reyes Financial Architecture, Inc. 0.44% of their portfolio SAN DIEGO, CA 12,35912.4k $591.9k $591.9k 0.44% Reduced -5.5k -5,450
99 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 11,71911.7k $561.2k $561.2k 0.01% Added +6.2k +6,187
100 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 11,66211.7k $558.5k $558.5k 0.01% New