Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

170 institutional holders +34 vs Q3 2024
8,661,9698.7m shares reported held*
$440.7mreported value*
37 new 90 added 21 reduced 10 sold out net bought ≈ $146.9m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.88. Options: 2 managers hold calls ($2.8m notional), 1 hold puts ($1.5m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112Q3 24: 136Q4 24: 170170Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112
Q3 2024136
Q4 2024170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 2 bought or addedQ1 23: 0 cut or sold outQ2 23: 10 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 5 cut or sold outQ4 23: 49 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 14 cut or sold outQ2 24: 91 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 105 bought or addedQ3 24: 32 cut or sold outQ4 24: 127 bought or addedQ4 24: 31 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202320
Q2 2023102
Q3 2023225
Q4 2023499
Q1 20246414
Q2 20249118
Q3 202410532
Q4 202412731

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $611.8kQ2 24 puts: $290.9kQ2 24P/C 0.48Q3 24 calls: $1.4mQ3 24 puts: $3.0mQ3 24P/C 2.13Q4 24 calls: $2.8mQ4 24 puts: $1.5mQ4 24P/C 0.55
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$611.8k$290.9k0.48
Q3 2024$1.4m$3.0m2.13
Q4 2024$2.8m$1.5m0.55

Biggest buyers

Private Advisor Group, LLC Added +531,207+531.2k
Second Half Financial Partners, LLC New +454,000+454.0k
Gradient Investments LLC Added +432,976+433.0k
LPL Financial LLC Added +177,419+177.4k
Mattson Financial Services, LLC Added +159,964+160.0k
Crescent Grove Advisors, LLC Added +96,574+96.6k
STIFEL FINANCIAL CORP Added +69,992+70.0k
RENAISSANCE TECHNOLOGIES LLC Added +66,500+66.5k
Independent Advisor Alliance New +58,741+58.7k
Cetera Investment Advisers Added +51,145+51.1k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -7,794,156-7.8m
JANE STREET GROUP, LLC Sold out -39,591-39.6k
Sowell Financial Services LLC Sold out -27,142-27.1k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -16,047-16.0k
TWO SIGMA SECURITIES, LLC Sold out -9,948-9.9k
Orion Porfolio Solutions, LLC Reduced -8,525-8.5k
Orion Portfolio Solutions, LLC Reduced -8,525-8.5k
JPMORGAN CHASE & CO Reduced -6,958-7.0k
UNIQUE WEALTH, LLC Reduced -6,521-6.5k
Belpointe Asset Management LLC Sold out -6,101-6.1k

Biggest calls

CITADEL ADVISORS LLC Added $2.7m52.3k shares
GROUP ONE TRADING LLC New $137.2k2.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.5m30.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 2.27% of their portfolio ARDEN HILLS, MN 2,205,3482.2m $112.1m $112.1m 2.27% Added +433.0k +432,976
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 831,693831.7k $42.3m $42.3m 0.02% Added +177.4k +177,419
3 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 664,748664.7k $33.8m $33.8m 0.19% Added +531.2k +531,207
4 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 503,357503.4k $25.6m $25.6m 0.03% Added +70.0k +69,992
5 Second Half Financial Partners, LLC 11.27% of their portfolio SEBRING, FL 454,000454.0k $23.1m $23.1m 11.27% New
6 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 199,600199.6k $10.1m $10.1m 0.02% Added +66.5k +66,500
7 Brown Financial Advisors 4.05% of their portfolio MILFORD, OH 198,198198.2k $10.1m $10.1m 4.05% Added +33.8k +33,750
8 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 173,708173.7k $8.8m $8.8m 0.03% Added +18.9k +18,946
9 Mattson Financial Services, LLC 2.74% of their portfolio KENTWOOD, MI 168,173168.2k $8.6m $8.6m 2.74% Added +160.0k +159,964
10 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.67% of their portfolio ORLANDO, FL 156,793156.8k $8.0m $8.0m 0.67% Reduced -7.8m -7,794,156
11 Cascade Wealth Advisors, Inc 5.13% of their portfolio WENATCHEE, WA 149,276149.3k $7.6m $7.6m 5.13% Added +26.9k +26,885
12 Crescent Grove Advisors, LLC 0.63% of their portfolio LAKE FOREST, IL 125,059125.1k $6.4m $6.4m 0.63% Added +96.6k +96,574
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 103,548103.5k $5.3m $5.3m 0.01% Added +51.1k +51,145
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,33095.3k $4.8m $4.8m 0.00% Added +48.5k +48,530
15 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 81,00981.0k $4.1m $4.1m 0.04% Reduced -8.5k -8,525
16 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 81,00981.0k $4.1m $4.1m 0.04% Reduced -8.5k -8,525
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,09870.1k $3.6m $3.6m 0.00% Added +16.1k +16,062
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,72166.7k $3.4m $3.4m 0.00% Added +16.2k +16,229
19 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 58,74158.7k $3.0m $3.0m 0.04% New
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,19358.2k $3.0m $3.0m 0.01% Added +23.2k +23,241
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 55,31655.3k $2.8m $2.8m 0.00% Added +3.8k +3,830
22 SMITH, MOORE & CO. 0.25% of their portfolio CLAYTON, MO 54,84754.8k $2.8m $2.8m 0.25% Added +5.1k +5,098
23 UNIQUE WEALTH, LLC 0.58% of their portfolio TAMPA, FL 54,83754.8k $2.8m $2.8m 0.58% Reduced -6.5k -6,521
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 52,92252.9k $2.7m $2.7m 0.00% Added +11.5k +11,543
25 Palacios Wealth Management, LLC 2.87% of their portfolio ORMOND BEACH, FL 51,83951.8k $2.7m $2.7m 2.87% First filing
26 Delta Investment Management, LLC 0.51% of their portfolio SAN FRANCISCO, CA 51,59551.6k $2.6m $2.6m 0.51% Added +11.0k +11,048
27 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 51,19651.2k $2.6m $2.6m 0.04% Added +6.2k +6,211
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,94850.9k $2.6m $2.6m 0.00% Added +16.5k +16,460
29 Gainplan LLC 0.93% of their portfolio BLOOMFIELD HILLS, MI 47,93947.9k $2.4m $2.4m 0.93% Added +27.8k +27,769
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,84847.8k $2.4m $2.4m 0.00% Added +2.3k +2,327
31 Guardian Financial Partners, LLC 1.38% of their portfolio ORANGE, CA 45,86345.9k $2.3m $2.3m 1.38% Added +3.5k +3,526
32 High Net Worth Advisory Group LLC 0.64% of their portfolio NAPLES, FL 45,42045.4k $2.3m $2.3m 0.64% Added +16.8k +16,849
33 Paladin Wealth, LLC 1.98% of their portfolio ARDEN HILLS, MN 45,02345.0k $2.3m $2.3m 1.98% Added +12.1k +12,121
34 NFSG Corp 0.53% of their portfolio BOCA RATON, FL 40,57440.6k $2.1m $2.1m 0.53% Added +13.5k +13,452
35 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 40,23140.2k $2.0m $2.0m 0.02% Added +1.3k +1,345
36 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 38,37438.4k $2.0m $2.0m 0.02% Added +8.6k +8,566
37 CASCADE INVESTMENT GROUP, INC. 1.35% of their portfolio Colorado Springs, CO 37,18037.2k $1.9m $1.9m 1.35% Added +800 +800
38 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 36,50536.5k $1.9m $1.9m 0.01% Added +30.5k +30,531
39 PFG Investments, LLC 0.11% of their portfolio WOODBURY, NY 36,23736.2k $1.8m $1.8m 0.11% Added +14.6k +14,551
40 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 35,18335.2k $1.8m $1.8m 0.06% Added +238 +238
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,99635.0k $1.8m $1.8m 0.00% Added +13.6k +13,614
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,63132.6k $1.7m $1.7m 0.00% Added +12.7k +12,703
43 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 32,08332.1k $1.6m $1.6m 0.00% Added +8.8k +8,774
44 IFG Advisory, LLC 0.09% of their portfolio ATLANTA, GA 30,87230.9k $1.6m $1.6m 0.09% New
45 INSIGNEO ADVISORY SERVICES, LLC 0.16% of their portfolio MIAMI, FL 29,71429.7k $1.5m $1.5m 0.16% Added +13.7k +13,749
46 Steele Capital Management, Inc. 0.08% of their portfolio DUBUQUE, IA 29,50029.5k $1.5m $1.5m 0.08% New
47 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 29,10129.1k $1.5m $1.5m 0.03% New
48 Fortress Wealth Management, Inc. 0.70% of their portfolio Culver City, CA 28,35628.4k $1.4m $1.4m 0.70% Added +2.1k +2,064
49 Owen LaRue, LLC 0.75% of their portfolio ELIZABETHTOWN, KY 28,20228.2k $1.4m $1.4m 0.75% Added +14.6k +14,563
50 BROWN, LISLE/CUMMINGS, INC. 0.42% of their portfolio PROVIDENCE, RI 27,95027.9k $1.4m $1.4m 0.42% Reduced -550 -550
51 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 26,75026.8k $1.4m $1.4m 0.02% Reduced -100 -100
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,47526.5k $1.3m $1.3m 0.00% Added +14.9k +14,874
53 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 24,76824.8k $1.3m $1.3m 0.04% Added +14.2k +14,221
54 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 22,57822.6k $1.1m $1.1m 0.03% New
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,41522.4k $1.1m $1.1m 0.00% New
56 CAP Partners, LLC 0.73% of their portfolio FRANKLIN, TN 20,41220.4k $1.0m $1.0m 0.73% Added +1.5k +1,471
57 PDS Planning, Inc 0.09% of their portfolio DUBLIN, OH 20,31620.3k $1.0m $1.0m 0.09% Unchanged
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,23220.2k $1.0m $1.0m 0.01% Added +12.2k +12,233
59 Defender Capital, LLC. 0.37% of their portfolio CHARLOTTE, NC 20,00020.0k $1.0m $1.0m 0.37% New
60 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 19,66619.7k $999.4k $999.4k 0.03% New
61 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 19,63719.6k $997.9k $997.9k 0.03% Added +14.6k +14,631
62 Moloney Securities Asset Management, LLC 0.13% of their portfolio MANCHESTER, MO 19,21719.2k $976.6k $976.6k 0.13% Added +6.6k +6,596
63 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 19,19219.2k $975.4k $975.4k 0.03% Added +15.1k +15,140
64 Claro Advisors Inc. 0.13% of their portfolio BOSTON, MA 18,93718.9k $962.4k $962.4k 0.13% Added +3.0k +2,994
65 Reyes Financial Architecture, Inc. 0.71% of their portfolio SAN DIEGO, CA 17,80917.8k $905.1k $905.1k 0.71% First filing
66 WORLD EQUITY GROUP, INC. 0.19% of their portfolio SCHAUMBURG, IL 17,29417.3k $878.9k $878.9k 0.19% New
67 Triumph Capital Management 0.29% of their portfolio DENVER, CO 16,45016.4k $836.0k $836.0k 0.29% Reduced -463 -463
68 Jupiter Wealth Management LLC 0.42% of their portfolio GLENDALE, CO 16,29916.3k $828.3k $828.3k 0.42% Unchanged
69 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 16,03216.0k $814.8k $814.8k 0.03% First filing
70 WILLNER & HELLER, LLC 0.67% of their portfolio ENCINO, CA 15,03815.0k $764.2k $764.2k 0.67% Reduced -2.0k -1,991
71 Camarda Financial Advisors, LLC 0.28% of their portfolio FLEMING ISLAND, FL 14,62214.6k $743.1k $743.1k 0.28% Added +730 +730
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,39214.4k $731.0k $731.0k 0.00% New
73 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 14,29814.3k $728.0k $728.0k 0.05% Added +244 +244
74 WESTBOURNE INVESTMENTS, INC. 0.42% of their portfolio ALEXANDRIA, VA 14,18514.2k $720.9k $720.9k 0.42% First filing
75 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,00014.0k $714.1k $714.1k 0.00% Added +4.0k +4,000
76 Heck Capital Advisors, LLC 0.08% of their portfolio Rhinelander, WI 13,92113.9k $707.5k $707.5k 0.08% Added +12.5k +12,488
77 Capital Investment Advisory Services, LLC 0.07% of their portfolio RALEIGH, NC 13,88013.9k $705.4k $705.4k 0.07% Added +9.8k +9,830
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,51913.5k $687.0k $687.0k 0.00% New
79 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 13,44513.4k $683.3k $683.3k 0.07% Reduced -568 -568
80 Grantvest Financial Group LLC 0.75% of their portfolio MATAWAN, NJ 13,17813.2k $669.7k $669.7k 0.75% First filing
81 Weaver Consulting Group 0.20% of their portfolio HUNTINGTON BEACH, CA 12,77512.8k $649.2k $649.2k 0.20% New
82 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 12,76612.8k $648.8k $648.8k 0.03% Reduced -180 -180
83 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,75312.8k $648.1k $648.1k 0.01% Reduced -1.1k -1,106
84 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,55112.6k $637.8k $637.8k 0.03% Added +3.0k +2,958
85 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 12,14512.1k $617.2k $617.2k 0.01% Added +5.5k +5,497
86 DIVERSIFY WEALTH MANAGEMENT, LLC 0.05% of their portfolio SANDY, UT 12,04412.0k $608.7k $608.7k 0.05% Added +588 +588
87 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,02112.0k $610.9k $610.9k 0.01% Added +1.6k +1,590
88 Key Client Fiduciary Advisors, LLC 0.27% of their portfolio Fairfield, NJ 11,80611.8k $600.0k $600.0k 0.27% Added +7.2k +7,226
89 NAPA WEALTH MANAGEMENT 0.25% of their portfolio Napa, CA 11,33011.3k $575.8k $575.8k 0.25% Added +3.2k +3,174
90 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 10,94410.9k $556.2k $556.2k 0.02% Added +1.2k +1,198
91 SEAVIEW INVESTMENT MANAGERS LLC 0.15% of their portfolio MIAMI, FL 10,92110.9k $555.0k $555.0k 0.15% New
92 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,70010.7k $543.8k $543.8k 0.00% Reduced -1.0k -1,000
93 MILESTONE ASSET MANAGEMENT, LLC 0.12% of their portfolio PITTSBURGH, PA 10,47310.5k $532.2k $532.2k 0.12% New
94 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,39810.4k $528.4k $528.4k 0.02% Added +743 +743
95 Leo Wealth, LLC 0.04% of their portfolio HURST, TX 9,8749.9k $501.8k $501.8k 0.04% Reduced -26 -26
96 Centennial Bank/AR/ 0.23% of their portfolio CONWAY, AR 9,7139.7k $493.6k $493.6k 0.23% Added +3.7k +3,677
97 ELCO Management Co., LLC 0.26% of their portfolio New York, NY 9,5759.6k $486.6k $486.6k 0.26% Unchanged
98 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,3219.3k $473.7k $473.7k 0.00% Added +6.2k +6,177
99 SHEETS SMITH WEALTH MANAGEMENT 0.06% of their portfolio WINSTON-SALEM, NC 8,9809.0k $456.4k $456.4k 0.06% Added +3.1k +3,105
100 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,6258.6k $438.3k $438.3k 0.02% New