Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

84 institutional holders +22 vs Q4 2023
2,394,1482.4m shares reported held*
$120.4mreported value*
27 new 37 added 8 reduced 6 sold out net bought ≈ $51.3m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.30. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 8484Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 14 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202320
Q2 2023102
Q3 2023225
Q4 2023499
Q1 20246414

Biggest buyers

LPL Financial LLC Added +333,088+333.1k
STIFEL FINANCIAL CORP Added +230,061+230.1k
UNIQUE WEALTH, LLC New +101,866+101.9k
RENAISSANCE TECHNOLOGIES LLC Added +82,800+82.8k
Aptus Capital Advisors, LLC New +39,848+39.8k
Guardian Financial Partners, LLC New +35,806+35.8k
Gradient Investments LLC Added +34,971+35.0k
CASCADE INVESTMENT GROUP, INC. New +24,730+24.7k
TRUIST FINANCIAL CORP Added +21,843+21.8k
Camarda Financial Advisors, LLC Added +21,757+21.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -101,964-102.0k
GTS SECURITIES LLC Sold out -17,767-17.8k
AMERIPRISE FINANCIAL INC Sold out -10,161-10.2k
B. Riley Wealth Advisors, Inc. Sold out -4,454-4.5k
Compass Ion Advisors, LLC Reduced -4,227-4.2k
SILVER OAK SECURITIES, INCORPORATED Reduced -3,554-3.6k
Delta Investment Management, LLC Reduced -2,882-2.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,552-2.6k
Householder Group Estate & Retirement Specialist, LLC Sold out -1,888-1.9k
HighTower Advisors, LLC Reduced -538-538

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 455,744455.7k $23.0m $23.0m 0.01% Added +333.1k +333,088
2 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 397,654397.7k $20.0m $20.0m 0.02% Added +230.1k +230,061
3 Gradient Investments LLC 0.35% of their portfolio ARDEN HILLS, MN 298,998299.0k $15.1m $15.1m 0.35% Added +35.0k +34,971
4 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 220,600220.6k $11.1m $11.1m 0.02% Added +82.8k +82,800
5 UNIQUE WEALTH, LLC 1.45% of their portfolio TAMPA, FL 101,866101.9k $5.1m $5.1m 1.45% New
6 Camarda Financial Advisors, LLC 1.67% of their portfolio FLEMING ISLAND, FL 82,22782.2k $4.1m $4.1m 1.67% Added +21.8k +21,757
7 Cascade Wealth Advisors, Inc 2.84% of their portfolio WENATCHEE, WA 67,48367.5k $3.3m $3.3m 2.84% First filing
8 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.24% of their portfolio ORLANDO, FL 46,11046.1k $2.3m $2.3m 0.24% Added +18.7k +18,692
9 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 39,84839.8k $2.0m $2.0m 0.04% New
10 Guardian Financial Partners, LLC 1.24% of their portfolio ORANGE, CA 35,80635.8k $1.8m $1.8m 1.24% New
11 Delta Investment Management, LLC 0.35% of their portfolio SAN FRANCISCO, CA 30,72030.7k $1.5m $1.5m 0.35% Reduced -2.9k -2,882
12 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,25827.3k $1.4m $1.4m 0.00% Added +21.8k +21,843
13 Derbend Asset Management 0.66% of their portfolio Peachtree City, GA 26,77526.8k $1.3m $1.3m 0.66% Added +11.9k +11,926
14 BROWN, LISLE/CUMMINGS, INC. 0.46% of their portfolio PROVIDENCE, RI 26,65026.6k $1.3m $1.3m 0.46% Added +11.7k +11,650
15 Compass Ion Advisors, LLC 0.19% of their portfolio CONSHOHOCKEN, PA 26,32326.3k $1.3m $1.3m 0.19% Reduced -4.2k -4,227
16 CASCADE INVESTMENT GROUP, INC. 0.93% of their portfolio Colorado Springs, CO 24,73024.7k $1.2m $1.2m 0.93% New
17 Triumph Capital Management 0.50% of their portfolio DENVER, CO 24,44424.4k $1.2m $1.2m 0.50% Added +2.4k +2,372
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,10024.1k $1.2m $1.2m 0.00% Unchanged
19 Fortress Wealth Management, Inc. 0.57% of their portfolio Culver City, CA 21,90921.9k $1.1m $1.1m 0.57% Added +635 +635
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,75621.8k $1.1m $1.1m 0.00% New
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,61921.6k $1.1m $1.1m 0.00% Reduced -538 -538
22 Crescent Grove Advisors, LLC 0.10% of their portfolio LAKE FOREST, IL 19,30519.3k $972.2k $972.2k 0.10% Unchanged
23 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 18,65518.7k $939.5k $939.5k 0.04% Added +12.8k +12,805
24 WILLNER & HELLER, LLC 0.88% of their portfolio ENCINO, CA 17,63017.6k $887.9k $887.9k 0.88% Added +1.8k +1,835
25 Jupiter Wealth Management LLC 0.43% of their portfolio GLENDALE, CO 16,29916.3k $803.9k $803.9k 0.43% New
26 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 15,45315.5k $778.2k $778.2k 0.02% Added +10.7k +10,680
27 Claro Advisors Inc. 0.13% of their portfolio BOSTON, MA 15,10615.1k $760.7k $760.7k 0.13% New
28 Gainplan LLC 0.36% of their portfolio BLOOMFIELD HILLS, MI 14,76614.8k $743.6k $743.6k 0.36% Added +4.1k +4,110
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,49114.5k $730.0k $730.0k 0.00% Added +5.4k +5,386
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,63312.6k $636.2k $636.2k 0.00% Reduced -2.6k -2,552
31 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,31912.3k $597.1k $597.1k 0.01% New
32 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 11,61711.6k $585.0k $585.0k 0.05% Added +4.6k +4,566
33 Moloney Securities Asset Management, LLC 0.08% of their portfolio MANCHESTER, MO 11,17811.2k $562.9k $562.9k 0.08% Added +1.7k +1,675
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,97911.0k $552.9k $552.9k 0.00% Reduced -102.0k -101,964
35 HBW ADVISORY SERVICES LLC 0.10% of their portfolio SIMI VALLEY, CA 10,83010.8k $522.0k $522.0k 0.10% Unchanged
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,71610.7k $539.7k $539.7k 0.00% Added +4.2k +4,165
37 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 9,9289.9k $500.0k $500.0k 0.02% Added +3.1k +3,127
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,8529.9k $496.0k $496.0k 0.00% Added +3.8k +3,751
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,8389.8k $495.4k $495.4k 0.00% New
40 ELCO Management Co., LLC 0.29% of their portfolio New York, NY 9,3009.3k $468.3k $468.3k 0.29% New
41 CAP Partners, LLC 0.40% of their portfolio FRANKLIN, TN 9,1089.1k $458.7k $458.7k 0.40% Added +3.1k +3,052
42 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,0009.0k $453.2k $453.2k 0.00% New
43 High Net Worth Advisory Group LLC 0.14% of their portfolio NAPLES, FL 8,7978.8k $443.0k $443.0k 0.14% New
44 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 7,9467.9k $400.2k $400.2k 0.02% Added +2.9k +2,946
45 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 7,6377.6k $384.6k $384.6k 0.04% Added +3.0k +2,967
46 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,0967.1k $357.4k $357.4k 0.00% Unchanged
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,0527.1k $355.1k $355.1k 0.00% Added +2.8k +2,803
48 Traynor Capital Management, Inc. 0.03% of their portfolio MALVERN, PA 6,4506.5k $324.8k $324.8k 0.03% Added +242 +242
49 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,3436.3k $319.4k $319.4k 0.01% Added +187 +187
50 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,9636.0k $300.3k $300.3k 0.00% New
51 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 5,1935.2k $251.7k $251.7k 0.01% Added +14 +14
52 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,0905.1k $256.0k $256.0k 0.00% New
53 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 4,7694.8k $240.2k $240.2k 0.04% Reduced -3.6k -3,554
54 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 4,5474.5k $229.0k $229.0k 0.01% New
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,1644.2k $209.7k $209.7k 0.00% New
56 HBC Financial Services, PLLC 0.09% of their portfolio SEATTLE, WA 2,8002.8k $134.0k $134.0k 0.09% New
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,7952.8k $140.8k $140.8k 0.00% Added +25 +25
58 Castleview Partners, LLC 0.07% of their portfolio DALLAS, TX 2,5762.6k $129.7k $129.7k 0.07% Added +51 +51
59 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 2,4302.4k $122.4k $122.4k 0.01% New
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1742.2k $109.0k $109.0k 0.00% Added +94 +94
61 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,5701.6k $79.1k $79.1k 0.01% Added +730 +730
62 NFSG Corp 0.03% of their portfolio BOCA RATON, FL 1,4121.4k $71.1k $71.1k 0.03% Added +992 +992
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,3571.4k $68.4k $68.4k 0.00% Added +1.0k +1,037
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0691.1k $54.0k $54.0k 0.00% New
65 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 650650 $32.7k $32.7k 0.00% Unchanged
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 518518 $26.1k $26.1k 0.00% New
67 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 401401 $19.8k $19.8k 0.00% New
68 Centennial Bank/AR/ 0.01% of their portfolio CONWAY, AR 297297 $15.0k $15.0k 0.01% New
69 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 295295 $14.9k $14.9k 0.00% New
70 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 200200 $10.1k $10.1k 0.00% Unchanged
71 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 200200 $10.1k $10.1k 0.00% New
72 Balefire, LLC 0.00% of their portfolio DALLAS, TX 188188 $9.5k $9.5k 0.00% Added +15 +15
73 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 160160 $8.1k $8.1k 0.00% New
74 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 102102 $5.1k $5.1k 0.00% Unchanged
75 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $5.0k $5.0k 0.00% Reduced -250 -250
76 Heck Capital Advisors, LLC 0.00% of their portfolio Rhinelander, WI 5252 $2.6k $2.6k 0.00% Unchanged
77 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 5050 $2.5k $2.5k 0.00% Added +48 +48
78 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4141 $2.1k $2.1k 0.00% New
79 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2222 $1.1k $1.1k 0.00% Unchanged
80 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1515 $858 $858 0.00% Added +13 +13
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $120 $120 0.00% Reduced -177 -177
82 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $50 $50 0.00% New
83 Bradley & Co. Private Wealth Management, LLC 0.00% of their portfolio MIAMI, FL 11 $50 $50 0.00% Unchanged
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged