Vault-13

RUMBLE INC RUMBW

*W EXP 09/16/202 · Equity WRT · CUSIP 78137L113

10 institutional holders -5 vs Q2 2024
2,021,9392.0m shares reported held*
$2.8mreported value*
1 new 1 added 2 reduced 6 sold out net sold ≈ $2.7m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.38. Options: 3 managers hold calls ($1.5m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 19Q4 22: 17Q1 23: 16Q2 23: 16Q3 23: 16Q4 23: 14Q1 24: 13Q2 24: 15Q3 24: 1010Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202219
Q4 202217
Q1 202316
Q2 202316
Q3 202316
Q4 202314
Q1 202413
Q2 202415
Q3 202410

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 9 cut or sold outQ1 23: 6 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 7 cut or sold outQ3 23: 4 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 1 bought or addedQ4 23: 5 cut or sold outQ1 24: 4 bought or addedQ1 24: 4 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 1 cut or sold outQ3 24: 2 bought or addedQ3 24: 8 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202269
Q1 202366
Q2 202367
Q3 202346
Q4 202315
Q1 202444
Q2 202441
Q3 202428

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $48.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $115.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $52.4kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $1.5mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$48.1k$00.00
Q1 2024$115.0k$00.00
Q2 2024$52.4k$00.00
Q3 2024$1.5m$00.00

Biggest buyers

ARISTEIA CAPITAL, L.L.C. New +66,077+66.1k
Stratos Wealth Partners, LTD. Added +2,500+2.5k

Biggest sellers

LMR Partners LLP Sold out -1,249,469-1.2m
ZAZOVE ASSOCIATES LLC Reduced -1,115,770-1.1m
Privium Fund Management B.V. Sold out -25,607-25.6k
Flow State Investments, L.P. Sold out -20,117-20.1k
Steele Capital Management, Inc. Sold out -14,736-14.7k
WOLVERINE ASSET MANAGEMENT LLC Reduced -3,079-3.1k
UBS Group AG Sold out -1,621-1.6k
Redwood Wealth Management Group, LLC Sold out -1,006-1.0k

Biggest calls

LMR Partners LLP New $1.4m1.2m shares
MILLENNIUM MANAGEMENT LLC Unchanged $51.6k45.3k shares
LITTLEJOHN & CO LLC Unchanged $5.5k5.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
505Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 1 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 5 sellingQ3 24: 0 buyingQ3 24: 1 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—1$9.9m—
Q1 20240—0——
Q2 20240—5$17.7m$17.7m
Q3 20240—1$1.9m$1.9m
DateInsiderTradeSharesPrice ValueTheir holding
2024-09-06 Arsov Robert Director Sold plan 27,500 $5.23 $143.8k27.5k shares -<1%
2024-09-05 Arsov Robert Director Sold plan 27,500 $5.59 $153.7k27.5k shares -<1%
2024-09-04 Arsov Robert Director Sold plan 27,500 $5.56 $152.9k27.5k shares -<1%
2024-09-03 Arsov Robert Director Sold plan 27,500 $5.57 $153.2k27.5k shares -<1%
2024-08-06 Arsov Robert Director Sold plan 27,500 $5.80 $159.5k27.5k shares -<1%
2024-08-05 Arsov Robert Director Sold plan 27,500 $5.87 $161.4k27.5k shares -<1%
2024-08-02 Arsov Robert Director Sold plan 30,000 $6.01 $180.3k30.0k shares -<1%
2024-08-01 Arsov Robert Director Sold plan 30,000 $6.12 $183.6k30.0k shares -<1%
2024-07-05 Arsov Robert Director Sold plan 27,500 $5.59 $153.7k27.5k shares -<1%
2024-07-03 Arsov Robert Director Sold plan 27,500 $5.76 $158.4k27.5k shares -<1%
2024-07-02 Arsov Robert Director Sold plan 27,500 $5.57 $153.2k27.5k shares -<1%
2024-07-01 Arsov Robert Director Sold plan 27,500 $5.61 $154.3k27.5k shares -<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ZAZOVE ASSOCIATES LLC 0.14% of their portfolio INCLINE VILLAGE, NV 1,116,3701.1m $1.3m $1.3m 0.14% Reduced -1.1m -1,115,770
2 CANTOR FITZGERALD, L. P. 0.06% of their portfolio NEW YORK, NY 550,000550.0k $627.0k $627.0k 0.06% Unchanged
3 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 115,569115.6k $619.5k $619.5k 0.02% Unchanged
4 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 106,572106.6k $117.2k $117.2k 0.00% Unchanged
5 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 66,07766.1k $76.0k $76.0k 0.00% New
6 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 26,17026.2k $29.8k $29.8k 0.00% Reduced -3.1k -3,079
7 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 25,00025.0k $27.5k $27.5k 0.00% Unchanged
8 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,17516.2k $18.4k $18.4k 0.00% Added +2.5k +2,500
9 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 66 $7 $7 0.00% Unchanged
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged