Vault-13

ROYAL CARIBBEAN GROUP RCL 4.25 06.15.23

NOTE 4.250% 6/1 · US DOMESTIC · CUSIP 780153BB7

49 institutional holders -3 vs Q3 2022
469,824469.8k shares reported held*
$334.0mreported value*
5 new 2 added 17 reduced 9 sold out net sold ≈ $22.7m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $729.26.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 4949Q3 22Q4 22
Numbers
QuarterHolders
Q3 202252
Q4 202249

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +6,000,000+6.0m
Fore Capital, LLC New +5,000,000+5.0m
CSS LLC/IL New +4,000,000+4.0m
D. E. Shaw & Co., Inc. Added +3,864,000+3.9m
NOMURA HOLDINGS INC New +129,038+129.0k
JANE STREET GROUP, LLC New +30,000+30.0k
Jefferies Financial Group Inc. New +14,000+14.0k

Biggest sellers

Radcliffe Capital Management, L.P. Sold out -10,000,000-10.0m
Verition Fund Management LLC Reduced -8,683,000-8.7m
Allianz Asset Management GmbH Reduced -4,200,000-4.2m
SSI INVESTMENT MANAGEMENT LLC Reduced -3,866,000-3.9m
Hudson Bay Capital Management LP Reduced -3,664,000-3.7m
BlackRock Inc. Reduced -2,990,000-3.0m
WELLS FARGO & COMPANY/MN Reduced -2,298,000-2.3m
Amundi Sold out -1,304,000-1.3m
Lombard Odier Asset Management (Europe) Ltd Sold out -1,304,000-1.3m
TWO SIGMA INVESTMENTS, LP Sold out -1,000,000-1.0m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Research Global Investors 0.04% of their portfolio Los Angeles, CA 132,556,000132.6m $132.2m $132.2m 0.04% Reduced -30.0k -30,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 46,500,00046.5m $46.4m $46.4m 0.05% Added +6.0m +6,000,000
3 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 32,868,00032.9m $32.9m $32.9m 0.06% Added +3.9m +3,864,000
4 DeepCurrents Investment Group LLC 1.26% of their portfolio NEW YORK, NY 29,858,00029.9m $29.8m $29.8m 1.26% Unchanged
5 Parallax Volatility Advisers, L.P. 0.32% of their portfolio San Francisco, CA 12,500,00012.5m $12.4m $12.4m 0.32% Unchanged
6 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 11,600,00011.6m $11.6m $11.6m 0.03% Reduced -4.2m -4,200,000
7 Verition Fund Management LLC 0.17% of their portfolio GREENWICH, CT 8,683,0008.7m $8.7m $8.7m 0.17% Reduced -8.7m -8,683,000
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,658,0006.7m $6.6m $6.6m 0.00% Unchanged
9 MacKay Shields LLC 0.15% of their portfolio New York, NY 6,060,0006.1m $6.0m $6.0m 0.15% Reduced -553.0k -553,000
10 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 5,050,0005.0m $5.0m $5.0m 0.01% Unchanged
11 BlackRock Inc. 0.00% of their portfolio New York, NY 5,027,0005.0m $5.0m $5.0m 0.00% Reduced -3.0m -2,990,000
12 Fore Capital, LLC 8.66% of their portfolio New York, NY 5,000,0005.0m $5.0m $5.0m 8.66% New
13 BARINGS LLC 0.18% of their portfolio CHARLOTTE, NC 4,989,0005.0m $5.0m $5.0m 0.18% Reduced -11.0k -11,000
14 WHITEBOX ADVISORS LLC 0.17% of their portfolio MINNEAPOLIS, MN 4,500,0004.5m $4.5m $4.5m 0.17% Unchanged
15 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 4,400,0004.4m $4.4m $4.4m 0.01% Unchanged
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,346,0004.3m $4.3m $4.3m 0.00% Unchanged
17 CSS LLC/IL 0.26% of their portfolio CHICAGO, IL 4,000,0004.0m $4.0m $4.0m 0.26% New
18 Man Group plc 0.01% of their portfolio LONDON, X0 3,900,0003.9m $3.9m $3.9m 0.01% Unchanged
19 Hudson Bay Capital Management LP 0.05% of their portfolio STAMFORD, CT 3,883,0003.9m $3.9m $3.9m 0.05% Reduced -3.7m -3,664,000
20 JUPITER ASSET MANAGEMENT LTD 0.04% of their portfolio London, X0 3,000,0003.0m $3.0m $3.0m 0.04% Unchanged
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,884,0001.9m $1.9m $1.9m 0.00% Reduced -2.3m -2,298,000
22 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,250,0001.2m $1.2m $1.2m 0.00% Unchanged
23 SSI INVESTMENT MANAGEMENT LLC 0.07% of their portfolio Los Angeles, CA 1,097,0001.1m $1.1m $1.1m 0.07% Reduced -3.9m -3,866,000
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,000,0001.0m $998.0k $998.0k 0.00% Reduced -136.0k -136,000
25 REDWOOD CAPITAL MANAGEMENT, LLC 0.08% of their portfolio New York, NY 640,000640.0k $637.3k $637.3k 0.08% Unchanged
26 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 472,000472.0k $470.8k $470.8k 0.00% First filing
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 204,000204.0k $202.4k $202.4k 0.00% Unchanged
28 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 190,000190.0k $189.2k $189.2k 0.00% Unchanged
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 150,000150.0k $149.4k $149.4k 0.00% Reduced -306.0k -306,000
30 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 142,000142.0k $141.6k $141.6k 0.00% Reduced -30.0k -30,000
31 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 129,038129.0k $64.0k $64.0k 0.00% New
32 Employees Retirement System of Texas 0.00% of their portfolio AUSTIN, TX 100,000100.0k $99.0k $99.0k 0.00% Unchanged
33 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 98,00098.0k $97.2k $97.2k 0.00% Reduced -1.0k -1,000
34 Beck Bode, LLC 0.02% of their portfolio DEDHAM, MA 73,00073.0k $72.2k $72.2k 0.02% Reduced -158.0k -158,000
35 Integrated Advisors Network LLC 0.00% of their portfolio DALLAS, TX 50,00050.0k $49.7k $49.7k 0.00% Unchanged
36 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 41,00041.0k $40.7k $40.7k 0.00% Unchanged
37 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 35,00035.0k $34.7k $34.7k 0.00% Unchanged
38 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 30,00030.0k $29.8k $29.8k 0.00% Not comparable
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $29.9k $29.9k 0.00% New
40 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 30,00030.0k $29.7k $29.7k 0.01% Reduced -1.0k -1,000
41 Clearview Wealth Advisors LLC 0.02% of their portfolio SALEM, OR 20,00020.0k $19.8k $19.8k 0.02% Unchanged
42 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 14,00014.0k $14.1k $14.1k 0.00% New
43 Triton Wealth Management, PLLC 0.25% of their portfolio SUN CITY, AZ 6,5746.6k $411.9k $411.9k 0.25% Reduced -219 -219
44 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,0005.0k $4.9k $4.9k 0.00% Unchanged
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,0003.0k $3.0k $3.0k 0.00% Unchanged
46 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0003.0k $3.0k $3.0k 0.00% Reduced -239.0k -239,000
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,0002.0k $2.0k $2.0k 0.00% Unchanged
48 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 250250 $250.0k $250.0k 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged