Vault-13

ROUNDHILL ETF TRUST QDTE

INNOVATION 100 O · ETP · CUSIP 77926X304

40 institutional holders +3 vs Q1 2026
1,034,8511.0m shares reported held*
$32.2mreported value*
11 new 15 added 7 reduced 7 sold out net bought ≈ $8.8m (+284.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.12. Options: 3 managers hold calls ($1.7m notional), 2 hold puts ($1.4m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q1 24: 4Q2 24: 7Q3 24: 19Q4 24: 24Q1 25: 21Q2 25: 32Q3 25: 39Q4 25: 43Q1 26: 37Q2 26: 4040Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20244
Q2 20247
Q3 202419
Q4 202424
Q1 202521
Q2 202532
Q3 202539
Q4 202543
Q1 202637
Q2 202640

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 18 bought or addedQ3 24: 0 cut or sold outQ4 24: 15 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 11 cut or sold outQ2 25: 25 bought or addedQ2 25: 9 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 12 cut or sold outQ4 25: 27 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 25 bought or addedQ1 26: 18 cut or sold outQ2 26: 26 bought or addedQ2 26: 14 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024180
Q4 20241510
Q1 20251711
Q2 2025259
Q3 20252412
Q4 20252715
Q1 20262518
Q2 20262614

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 25 calls: $2.1mQ3 25 puts: $3.8mQ3 25P/C 1.84Q4 25 calls: $2.1mQ4 25 puts: $4.0mQ4 25P/C 1.91Q1 26 calls: $1.1mQ1 26 puts: $1.6mQ1 26P/C 1.46Q2 26 calls: $1.7mQ2 26 puts: $1.4mQ2 26P/C 0.82
Numbers
QuarterCallsPutsP/C
Q3 2025$2.1m$3.8m1.84
Q4 2025$2.1m$4.0m1.91
Q1 2026$1.1m$1.6m1.46
Q2 2026$1.7m$1.4m0.82

Biggest buyers

Navis Wealth Advisors, LLC New +103,209+103.2k
MML INVESTORS SERVICES, LLC Added +96,982+97.0k
Quadrature Capital Ltd Added +63,372+63.4k
RENAISSANCE TECHNOLOGIES LLC New +28,500+28.5k
Ducere Wealth Management LLC New +17,105+17.1k
Cambridge Investment Research Advisors, Inc. Added +13,834+13.8k
PFG Investments, LLC New +12,711+12.7k
ENVESTNET ASSET MANAGEMENT INC Added +11,980+12.0k
UBS Group AG Added +9,505+9.5k
OSAIC HOLDINGS, INC. Added +8,739+8.7k

Biggest sellers

MATHER GROUP, LLC. Reduced -40,217-40.2k
OLD MISSION CAPITAL LLC Sold out -38,771-38.8k
Fairbanks Capital Management, Inc. Sold out -17,100-17.1k
HRT FINANCIAL LP Sold out -12,373-12.4k
IFP Advisors, Inc Reduced -1,528-1.5k
TUCKER ASSET MANAGEMENT LLC Reduced -1,334-1.3k
NFSG Corp Reduced -465-465
STANCE CAPITAL LLC Sold out -257-257
Steward Partners Investment Advisory, LLC Reduced -77-77
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -65-65

Biggest calls

CITADEL ADVISORS LLC Added $1.1m34.9k shares
JANE STREET GROUP, LLC Added $519.9k16.7k shares
GROUP ONE TRADING LLC Reduced $141.5k4.4k shares

Biggest puts

JANE STREET GROUP, LLC Added $790.7k25.4k shares
CITADEL ADVISORS LLC Reduced $638.2k20.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 204,304204.3k $6.4m $6.4m 0.01% Added +97.0k +96,982
2 Proficio Capital Partners LLC 0.22% of their portfolio NEWTON, MA 196,865196.9k $6.1m $6.1m 0.22% Added +7.0k +6,985
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 119,044119.0k $3.7m $3.7m 0.00% Added +12.0k +11,980
4 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 104,917104.9k $3.3m $3.3m 0.03% Added +63.4k +63,372
5 Navis Wealth Advisors, LLC 1.22% of their portfolio RYE BROOK, NY 103,209103.2k $3.2m $3.2m 1.22% New
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,37246.4k $1.4m $1.4m 0.00% Added +8.7k +8,739
7 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 28,65028.6k $891.9k $891.9k 0.01% Unchanged
8 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 28,50028.5k $887.2k $887.2k 0.00% New
9 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,61623.6k $736.0k $736.0k 0.00% Added +13.8k +13,834
10 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 21,83221.8k $664.1k $664.1k 0.04% Reduced -34 -34
11 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 20,63920.6k $642.5k $642.5k 0.01% Added +3.1k +3,149
12 Ducere Wealth Management LLC 0.16% of their portfolio NEWPORT BEACH, CA 17,10517.1k $532.5k $532.5k 0.16% New
13 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 14,83614.8k $462.0k $462.0k 0.02% Added +833 +833
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,79713.8k $429.5k $429.5k 0.00% Added +267 +267
15 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 12,90512.9k $401.7k $401.7k 0.02% Added +922 +922
16 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 12,71112.7k $395.7k $395.7k 0.02% New
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,84310.8k $337.5k $337.5k 0.00% Added +9.5k +9,505
18 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 10,40410.4k $323.9k $323.9k 0.01% Added +6.8k +6,804
19 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 8,8508.8k $275.5k $275.5k 0.00% Unchanged
20 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 6,0026.0k $186.8k $186.8k 0.00% Reduced -40.2k -40,217
21 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 5,6385.6k $175.5k $175.5k 0.00% New
22 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,5305.5k $172.1k $172.1k 0.00% Reduced -1.5k -1,528
23 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,0625.1k $157.6k $157.6k 0.00% Added +458 +458
24 Noble Wealth Management PBC 0.06% of their portfolio GREENWOOD VILLAGE, CO 4,0004.0k $124.5k $124.5k 0.06% New
25 TUCKER ASSET MANAGEMENT LLC 0.03% of their portfolio LITTLETON, CO 3,9814.0k $123.9k $123.9k 0.03% Reduced -1.3k -1,334
26 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 1,3901.4k $43.3k $43.3k 0.01% Reduced -465 -465
27 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1561.2k $36.0k $36.0k 0.00% Added +83 +83
28 BlackRock, Inc. 0.00% of their portfolio New York, NY 920920 $28.6k $28.6k 0.00% Unchanged
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 500500 $15.6k $15.6k 0.00% New
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 500500 $21.2k $21.2k 0.00% New
31 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 300300 $9.0k $9.0k 0.00% New
32 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 181181 $5.6k $5.6k 0.00% Unchanged
33 SWAN Capital LLC 0.00% of their portfolio PENSACOLA, FL 135135 $4.2k $4.2k 0.00% Unchanged
34 FMR LLC 0.00% of their portfolio BOSTON, MA 6363 $2.0k $2.0k 0.00% Added +29 +29
35 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3333 $1.0k $1.0k 0.00% Reduced -33 -33
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2626 $800 $800 0.00% New
37 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2323 $728 $728 0.00% Reduced -77 -77
38 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 88 $249 $249 0.00% New
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $61 $61 0.00% Unchanged
40 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 22 $63 $63 0.00% Unchanged