Vault-13

ROUNDHILL ETF TRUST QDTE

INNOVATION 100 O · ETP · CUSIP 77926X304

32 institutional holders +11 vs Q1 2025
9,558,8399.6m shares reported held*
$21.5mreported value*
16 new 9 added 4 reduced 5 sold out net bought ≈ $10.3m (+9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.25. Options: 3 managers hold calls ($3.0m notional), 1 hold puts ($1.1m).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q1 24: 4Q2 24: 7Q3 24: 19Q4 24: 24Q1 25: 21Q2 25: 3232Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q1 20244
Q2 20247
Q3 202419
Q4 202424
Q1 202521
Q2 202532

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 6 bought or addedQ2 24: 1 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 15 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 11 cut or sold outQ1 25Q2 25: 25 bought or addedQ2 25: 9 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q2 202461
Q3 2024180
Q4 20241510
Q1 20251711
Q2 2025259

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 24 calls: $46.9kQ3 24 puts: $576.0kQ3 24P/C 12.27Q4 24 calls: $359.1kQ4 24 puts: $924.5kQ4 24P/C 2.57Q1 25 calls: $1.0mQ1 25 puts: $832.3kQ1 25P/C 0.81Q2 25 calls: $3.0mQ2 25 puts: $1.1mQ2 25P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2024$46.9k$576.0k12.27
Q4 2024$359.1k$924.5k2.57
Q1 2025$1.0m$832.3k0.81
Q2 2025$3.0m$1.1m0.38

Biggest buyers

Proficio Capital Partners LLC New +9,182,385+9.2m
IMC-Chicago, LLC New +40,635+40.6k
JOHNSON INVESTMENT COUNSEL INC New +28,650+28.6k
GROUP ONE TRADING LLC Added +15,107+15.1k
TD Waterhouse Canada Inc. Added +12,900+12.9k
StoneX Group Inc. New +11,848+11.8k
CURA WEALTH ADVISORS, LLC New +11,387+11.4k
CITADEL ADVISORS LLC New +10,566+10.6k
BANK OF AMERICA CORP /DE/ New +10,000+10.0k
McAdam, LLC New +8,566+8.6k

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -73,334-73.3k
Cambridge Investment Research Advisors, Inc. Sold out -17,958-18.0k
UBS Group AG Sold out -8,294-8.3k
HRT FINANCIAL LP Sold out -7,432-7.4k
Reyes Financial Architecture, Inc. Sold out -1,415-1.4k
HUB Investment Partners, LLC Reduced -932-932
PIN OAK INVESTMENT ADVISORS INC Sold out -241-241
MORGAN STANLEY Reduced -113-113
CoreCap Advisors, LLC Reduced -27-27

Biggest calls

CITADEL ADVISORS LLC Added $2.1m57.9k shares
GROUP ONE TRADING LLC Added $933.6k26.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.1m31.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Proficio Capital Partners LLC 0.51% of their portfolio NEWTON, MA 9,182,3859.2m $8.1m $8.1m 0.51% New
2 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 93,68693.7k $3.3m $3.3m 0.09% Reduced -73.3k -73,334
3 NAPA WEALTH MANAGEMENT 1.25% of their portfolio Napa, CA 73,54273.5k $2.6m $2.6m 1.25% Added +3.5k +3,504
4 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 40,63540.6k $1.4m $1.4m 0.04% New
5 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 28,89328.9k $1.0m $1.0m 0.03% Added +15.1k +15,107
6 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 28,65028.6k $1.0m $1.0m 0.01% New
7 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 14,10014.1k $500.6k $500.6k 0.00% Added +12.9k +12,900
8 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 11,84811.8k $420.6k $420.6k 0.02% New
9 CURA WEALTH ADVISORS, LLC 0.19% of their portfolio CHICAGO, IL 11,38711.4k $404.2k $404.2k 0.19% New
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,56610.6k $375.1k $375.1k 0.00% New
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,00010.0k $355.0k $355.0k 0.00% New
12 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 9,9069.9k $351.7k $351.7k 0.01% Reduced -932 -932
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,3259.3k $331.0k $331.0k 0.00% Added +8.4k +8,415
14 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 8,5668.6k $304.1k $304.1k 0.02% New
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 8,5308.5k $302.8k $302.8k 0.00% Added +842 +842
16 TUCKER ASSET MANAGEMENT LLC 0.06% of their portfolio LITTLETON, CO 5,3665.4k $190.5k $190.5k 0.06% Added +479 +479
17 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,0073.0k $106.8k $106.8k 0.00% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,8001.8k $64.0k $64.0k 0.00% New
19 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,4551.5k $51.7k $51.7k 0.00% New
20 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 1,3771.4k $48.9k $48.9k 0.02% Unchanged
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0001.0k $35.5k $35.5k 0.00% Reduced -113 -113
22 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 813813 $28.9k $28.9k 0.00% Added +413 +413
23 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 768768 $27.2k $27.2k 0.00% Added +62 +62
24 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 400400 $14.2k $14.2k 0.00% Unchanged
25 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 365365 $13.0k $13.0k 0.00% Reduced -27 -27
26 CWM, LLC 0.00% of their portfolio OMAHA, NE 205205 $7.0k $7.0k 0.00% New
27 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 100100 $3.5k $3.5k 0.00% New
28 SWAN Capital LLC 0.00% of their portfolio PENSACOLA, FL 100100 $3.5k $3.5k 0.00% New
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6161 $2.2k $2.2k 0.00% Added +58 +58
30 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 22 $71 $71 0.00% New
31 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 11 $39 $39 0.00% New
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged