Vault-13

ROUNDHILL ETF TRUST QDTE

INNOVATION 100 O · ETP · CUSIP 77926X304

21 institutional holders -3 vs Q4 2024
316,098316.1k shares reported held*
$11.0mreported value*
7 new 10 added 1 reduced 10 sold out net sold ≈ $4.6m (-131.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.68. Options: 3 managers hold calls ($1.0m notional), 1 hold puts ($832.3k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 4Q2 24: 7Q3 24: 19Q4 24: 24Q1 25: 2121Q1 24Q2 24Q3 24Q4 24Q1 25
Numbers
QuarterHolders
Q1 20244
Q2 20247
Q3 202419
Q4 202424
Q1 202521

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 6 bought or addedQ2 24: 1 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 15 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 11 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202461
Q3 2024180
Q4 20241510
Q1 20251711

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $46.9kQ3 24 puts: $576.0kQ3 24P/C 12.27Q4 24 calls: $359.1kQ4 24 puts: $924.5kQ4 24P/C 2.57Q1 25 calls: $1.0mQ1 25 puts: $832.3kQ1 25P/C 0.81
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$46.9k$576.0k12.27
Q4 2024$359.1k$924.5k2.57
Q1 2025$1.0m$832.3k0.81

Biggest buyers

OLD MISSION CAPITAL LLC Added +59,095+59.1k
NAPA WEALTH MANAGEMENT Added +40,313+40.3k
GROUP ONE TRADING LLC Added +12,586+12.6k
UBS Group AG New +8,294+8.3k
BlackRock, Inc. New +7,688+7.7k
HRT FINANCIAL LP New +7,432+7.4k
Cambridge Investment Research Advisors, Inc. Added +4,739+4.7k
HUB Investment Partners, LLC Added +2,375+2.4k
Reyes Financial Architecture, Inc. New +1,415+1.4k
TD Waterhouse Canada Inc. New +1,200+1.2k

Biggest sellers

JANE STREET GROUP, LLC Sold out -137,915-137.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -86,200-86.2k
CITADEL ADVISORS LLC Sold out -23,298-23.3k
Tower Research Capital LLC (TRC) Sold out -10,147-10.1k
Elequin Capital, LP Sold out -8,293-8.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,597-7.6k
SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co Sold out -5,542-5.5k
BANK OF AMERICA CORP /DE/ Sold out -231-231
FMR LLC Sold out -166-166
TUCKER ASSET MANAGEMENT LLC Reduced -107-107

Biggest calls

CITADEL ADVISORS LLC Added $520.2k15.0k shares
GROUP ONE TRADING LLC Added $502.9k14.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $832.3k24.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 167,020167.0k $5.8m $5.8m 0.11% Added +59.1k +59,095
2 NAPA WEALTH MANAGEMENT 1.37% of their portfolio Napa, CA 70,03870.0k $2.4m $2.4m 1.37% Added +40.3k +40,313
3 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,95818.0k $623.0k $623.0k 0.00% Added +4.7k +4,739
4 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 13,78613.8k $478.1k $478.1k 0.02% Added +12.6k +12,586
5 HUB Investment Partners, LLC 0.02% of their portfolio AUSTIN, TX 10,83810.8k $375.9k $375.9k 0.02% Added +2.4k +2,375
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,2948.3k $287.6k $287.6k 0.00% New
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 7,6887.7k $266.6k $266.6k 0.00% New
8 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 7,4327.4k $257.0k $257.0k 0.00% New
9 TUCKER ASSET MANAGEMENT LLC 0.05% of their portfolio LITTLETON, CO 4,8874.9k $169.5k $169.5k 0.05% Reduced -107 -107
10 Reyes Financial Architecture, Inc. 0.04% of their portfolio SAN DIEGO, CA 1,4151.4k $49.1k $49.1k 0.04% New
11 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 1,3771.4k $47.8k $47.8k 0.02% Unchanged
12 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,2001.2k $42.0k $42.0k 0.00% New
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1131.1k $38.6k $38.6k 0.00% Added +1.1k +1,112
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 910910 $31.6k $31.6k 0.00% New
15 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 706706 $24.5k $24.5k 0.00% Added +159 +159
16 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 400400 $13.9k $13.9k 0.00% Added +337 +337
17 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 400400 $13.9k $13.9k 0.00% Unchanged
18 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 392392 $13.6k $13.6k 0.00% New
19 PIN OAK INVESTMENT ADVISORS INC 0.01% of their portfolio HOUSTON, TX 241241 $8.0k $8.0k 0.01% Added +25 +25
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 33 $105 $105 0.00% Added +2 +2
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged