Vault-13

ROUNDHILL ETF TRUST QDTE

INNOVATION 100 O · ETP · CUSIP 77926X304

24 institutional holders +5 vs Q3 2024
447,595447.6k shares reported held*
$17.9mreported value*
8 new 7 added 6 reduced 4 sold out net bought ≈ $1.2k (+30 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.02. Options: 3 managers hold calls ($359.1k notional), 1 hold puts ($924.5k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 4Q2 24: 7Q3 24: 19Q4 24: 2424Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 20244
Q2 20247
Q3 202419
Q4 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 6 bought or addedQ2 24: 1 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 15 bought or addedQ4 24: 10 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 202461
Q3 2024180
Q4 20241510

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $46.9kQ3 24 puts: $576.0kQ3 24P/C 12.27Q4 24 calls: $359.1kQ4 24 puts: $924.5kQ4 24P/C 2.57
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$46.9k$576.0k12.27
Q4 2024$359.1k$924.5k2.57

Biggest buyers

JANE STREET GROUP, LLC Added +59,050+59.0k
RENAISSANCE TECHNOLOGIES LLC Added +26,900+26.9k
CITADEL ADVISORS LLC New +23,298+23.3k
NAPA WEALTH MANAGEMENT Added +10,041+10.0k
Cambridge Investment Research Advisors, Inc. Added +5,452+5.5k
Tower Research Capital LLC (TRC) Added +4,681+4.7k
TUCKER ASSET MANAGEMENT LLC Added +3,199+3.2k
Anfield Capital Management, LLC New +1,377+1.4k
GROUP ONE TRADING LLC New +1,200+1.2k
NFSG Corp New +400+400

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -87,237-87.2k
Elequin Capital, LP Reduced -21,771-21.8k
HighTower Advisors, LLC Sold out -10,608-10.6k
HRT FINANCIAL LP Sold out -7,814-7.8k
HUB Investment Partners, LLC Reduced -6,527-6.5k
OLD MISSION CAPITAL LLC Reduced -1,740-1.7k
Headlands Technologies LLC Sold out -351-351
ROYAL BANK OF CANADA Sold out -100-100
MORGAN STANLEY Reduced -7-7
WELLS FARGO & COMPANY/MN Reduced -1-1

Biggest calls

CITADEL ADVISORS LLC Added $276.1k6.9k shares
GROUP ONE TRADING LLC New $83.0k3.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $924.5k23.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 137,915137.9k $5.5m $5.5m 0.01% Added +59.0k +59,050
2 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 107,925107.9k $4.3m $4.3m 0.10% Reduced -1.7k -1,740
3 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 86,20086.2k $3.4m $3.4m 0.01% Added +26.9k +26,900
4 NAPA WEALTH MANAGEMENT 0.51% of their portfolio Napa, CA 29,72529.7k $1.2m $1.2m 0.51% Added +10.0k +10,041
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,29823.3k $932.4k $932.4k 0.00% New
6 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,21913.2k $529.0k $529.0k 0.00% Added +5.5k +5,452
7 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,14710.1k $406.1k $406.1k 0.01% Added +4.7k +4,681
8 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 8,4638.5k $338.7k $338.7k 0.01% Reduced -6.5k -6,527
9 Elequin Capital, LP 0.04% of their portfolio NEW YORK, NY 8,2938.3k $331.9k $331.9k 0.04% Reduced -21.8k -21,771
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,5977.6k $304.0k $304.0k 0.00% Reduced -87.2k -87,237
11 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co 0.22% of their portfolio CINCINNATI, OH 5,5425.5k $221.8k $221.8k 0.22% First filing
12 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 4,9945.0k $199.8k $199.8k 0.02% Added +3.2k +3,199
13 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 1,3771.4k $55.1k $55.1k 0.02% New
14 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,2001.2k $48.0k $48.0k 0.00% New
15 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 547547 $21.9k $21.9k 0.00% Added +53 +53
16 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 400400 $16.0k $16.0k 0.00% New
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231231 $9.2k $9.2k 0.00% New
18 PIN OAK INVESTMENT ADVISORS INC 0.01% of their portfolio HOUSTON, TX 216216 $9.0k $9.0k 0.01% Unchanged
19 FMR LLC 0.00% of their portfolio BOSTON, MA 166166 $6.6k $6.6k 0.00% New
20 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 7575 $3.0k $3.0k 0.00% New
21 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6363 $2.5k $2.5k 0.00% New
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $57 $57 0.00% Reduced -1 -1
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $46 $46 0.00% Reduced -7 -7
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged