Vault-13

ROCKET PHARMACEUTICALS INC

*W EXP 09/02/202 · Equity WRT · CUSIP 77313F114

11 institutional holders +1 vs Q1 2026
1,643,3841.6m shares reported held*
$133.2kreported value*
2 new 1 added 0 reduced 1 sold out net sold ≈ $14 (-3.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.08.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q1 23: 16Q2 23: 18Q3 23: 19Q4 23: 16Q1 24: 17Q2 24: 15Q3 24: 15Q4 24: 11Q1 25: 14Q2 25: 13Q3 25: 11Q4 25: 12Q1 26: 10Q2 26: 1111Q1 23Q4 23Q3 24Q2 25Q2 26
Numbers
QuarterHolders
Q1 202316
Q2 202318
Q3 202319
Q4 202316
Q1 202417
Q2 202415
Q3 202415
Q4 202411
Q1 202514
Q2 202513
Q3 202511
Q4 202512
Q1 202610
Q2 202611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 2 bought or addedQ3 24: 4 cut or sold outQ4 24: 2 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 2 cut or sold outQ2 25: 0 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 2 bought or addedQ3 25: 4 cut or sold outQ4 25: 3 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 1 bought or addedQ1 26: 4 cut or sold outQ2 26: 3 bought or addedQ2 26: 1 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202424
Q4 202427
Q1 202532
Q2 202506
Q3 202524
Q4 202534
Q1 202614
Q2 202631

Biggest buyers

CITADEL ADVISORS LLC Added +373+373
TORONTO DOMINION BANK New +99+99
Clear Street Group Inc. New +99+99

Biggest sellers

UBS Group AG Sold out -3,981-4.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sio Capital Management, LLC 0.00% of their portfolio NEW YORK, NY 400,000400.0k $1.5k $1.5k 0.00% Unchanged
2 RTW INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 350,000350.0k $1.2k $1.2k 0.00% Unchanged
3 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 310,370310.4k $1.9k $1.9k 0.00% Added +373 +373
4 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 284,345284.3k $1.4k $1.4k 0.00% Unchanged
5 SILVERARC CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 104,828104.8k $356 $356 0.00% Unchanged
6 LMR Partners LLP 0.00% of their portfolio LONDON, X0 75,73175.7k $364 $364 0.00% Unchanged
7 Affinity Asset Advisors, LLC 0.00% of their portfolio NEW YORK, NY 75,00075.0k $278 $278 0.00% Unchanged
8 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 36,91236.9k $126.2k $126.2k 0.00% Unchanged
9 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 6,0006.0k $22 $22 0.00% Unchanged
10 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 9999 $0 $0 0.00% New
11 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 9999 $0 $0 0.00% New