Vault-13

ROCKET LAB USA INC

COM · Common Stock · CUSIP 773122106

15 institutional holders -398 vs Q1 2025
8,704,2168.7m shares reported held*
$311.3mreported value*
3 new 3 added 6 reduced 397 sold out net sold ≈ $8.8bn (-245.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.77.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 188Q4 22: 185Q1 23: 192Q2 23: 200Q3 23: 218Q4 23: 227Q1 24: 240Q2 24: 241Q3 24: 286Q4 24: 397Q1 25: 413Q2 25: 1515Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022188
Q4 2022185
Q1 2023192
Q2 2023200
Q3 2023218
Q4 2023227
Q1 2024240
Q2 2024241
Q3 2024286
Q4 2024397
Q1 2025413
Q2 202515

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q3 23: 121 bought or addedQ3 23: 64 cut or sold outQ4 23: 112 bought or addedQ4 23: 77 cut or sold outQ4 23Q1 24: 132 bought or addedQ1 24: 81 cut or sold outQ2 24: 126 bought or addedQ2 24: 81 cut or sold outQ2 24Q3 24: 159 bought or addedQ3 24: 97 cut or sold outQ4 24: 261 bought or addedQ4 24: 123 cut or sold outQ4 24Q1 25: 255 bought or addedQ1 25: 176 cut or sold outQ2 25: 6 bought or addedQ2 25: 403 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202312164
Q4 202311277
Q1 202413281
Q2 202412681
Q3 202415997
Q4 2024261123
Q1 2025255176
Q2 20256403

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ3 24 calls: $298.4mQ3 24 puts: $130.3mQ3 24P/C 0.44Q4 24 calls: $1.1bnQ4 24 puts: $480.5mQ4 24P/C 0.45Q1 25 calls: $741.0mQ1 25 puts: $342.9mQ1 25P/C 0.46Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$298.4m$130.3m0.44
Q4 2024$1.1bn$480.5m0.45
Q1 2025$741.0m$342.9m0.46
Q2 2025$0$0—

Biggest buyers

Torray Investment Partners LLC New +9,000+9.0k
HBW ADVISORY SERVICES LLC New +6,357+6.4k
KLINGENSTEIN FIELDS & CO LP New +6,230+6.2k
Parvin Asset Management, LLC Added +250+250
Capital Investment Counsel, Inc Added +30+30
Your Advocates Ltd., LLP Added +10+10

Biggest sellers

VANGUARD GROUP INC Sold out -40,029,546-40.0m
BlackRock, Inc. Sold out -31,598,794-31.6m
VK Services, LLC Sold out -21,323,617-21.3m
STATE STREET CORP Sold out -14,344,968-14.3m
D. E. Shaw & Co., Inc. Sold out -13,636,776-13.6m
BANK OF AMERICA CORP /DE/ Sold out -10,660,481-10.7m
GEODE CAPITAL MANAGEMENT, LLC Sold out -8,527,477-8.5m
FMR LLC Sold out -6,312,268-6.3m
UBS Group AG Sold out -4,409,319-4.4m
NORGES BANK Sold out -4,017,216-4.0m

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Beck Peter 13D · may seek influence filed 2025-01-10
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On January 7, 2025, the Company closed the Preferred Stock Exchange. As a condition to such closing and to provide for the issuance of the Preferred Stock, on January 7, 2025, the Company filed the Certificate of Designation of Series A Convertible Participating Preferred Stock with the Secretary of State of the State of Delaware. At the Closing, the Company exchanged 50,951,250 shares of Common Stock held by the Trust for and issued 50,951,250 shares of Preferred Stock to the Trust. Full filing
 10.3% 51.3m≈ $5.2bn 2025-01-10
KHOSLA VENTURES SEED B, L.P. 13D · may seek influence filed 2025-02-18
Stated purposeThe shares of Common Stock reported herein were acquired solely for investment purposes. None of the Reporting Persons have any present plans or proposals that relate to or would result in any change in the business, policies, management, structure or capitalization of the Issuer. The Reporting Persons reserve the right to acquire, or dispose of, additional securities of the Issuer in the ordinary course of their business, to the extent deemed advisable in light of their general investment and trading policies, market conditions or other factors. The Reporting Persons may engage in discussions from time to time with other stockholders of the Issuer regarding the acquisition by the Reporting Persons or others of shares of the Issuer's Common Stock held by such stockholders. The Reporting P… Full filing
 10.2% 51.0m≈ $5.2bn 2025-02-18

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Deer Management Co. LLC 23.23% of their portfolio LARCHMONT, NY 8,168,6168.2m $292.2m $292.2m 23.23% Unchanged
2 UNICOM Systems, Inc. 1.28% of their portfolio LAS VEGAS, NV 259,000259.0k $9.3m $9.3m 1.28% Unchanged
3 Gotham Asset Management, LLC 0.05% of their portfolio NEW YORK, NY 214,157214.2k $7.7m $7.7m 0.05% Reduced -40 -40
4 Jasper Ridge Partners, L.P. 0.02% of their portfolio MENLO PARK, CA 24,16424.2k $864.3k $864.3k 0.02% Reduced -2.9k -2,850
5 Capital Investment Counsel, Inc 0.05% of their portfolio RALEIGH, NC 10,03010.0k $358.8k $358.8k 0.05% Added +30 +30
6 Torray Investment Partners LLC 0.05% of their portfolio Bethesda, MD 9,0009.0k $321.9k $321.9k 0.05% New
7 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 6,3576.4k $227.4k $227.4k 0.03% New
8 KLINGENSTEIN FIELDS & CO LP 0.01% of their portfolio NEW YORK, NY 6,2306.2k $222.8k $222.8k 0.01% New
9 Parvin Asset Management, LLC 0.14% of their portfolio SIOUX FALLS, SD 3,7253.7k $133.2k $133.2k 0.14% Added +250 +250
10 Your Advocates Ltd., LLP 0.01% of their portfolio HOUSTON, TX 900900 $32.2k $32.2k 0.01% Added +10 +10
11 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 845845 $22.3k $22.3k 0.00% Reduced -437 -437
12 Accent Capital Management, LLC 0.01% of their portfolio CENTERVILLE, OH 735735 $26.3k $26.3k 0.01% Reduced -290 -290
13 Harvest Fund Management Co., Ltd 0.00% of their portfolio BEIJING, F4 424424 $15.0k $15.0k 0.00% Unchanged
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3232 $572 $572 0.00% Reduced -61.9k -61,942
15 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $25 $25 0.00% Reduced -102 -102