Vault-13

ROCKET LAB USA INC

COM · Common Stock · CUSIP 773122106

200 institutional holders +8 vs Q1 2023
261,797,682261.8m shares reported held*
$1.6bnreported value*
32 new 88 added 37 reduced 23 sold out net bought ≈ $3.5m (+583.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($901.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.00. Options: 10 managers hold calls ($10.7m notional), 11 hold puts ($6.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 188Q4 22: 185Q1 23: 192Q2 23: 200200Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022188
Q4 2022185
Q1 2023192
Q2 2023200

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 80 cut or sold outQ4 22Q1 23: 99 bought or addedQ1 23: 74 cut or sold outQ1 23Q2 23: 120 bought or addedQ2 23: 60 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210480
Q1 20239974
Q2 202312060

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $6.2mQ3 22 puts: $45.5mQ3 22P/C 7.30Q4 22 calls: $5.5mQ4 22 puts: $14.2mQ4 22P/C 2.59Q1 23 calls: $4.7mQ1 23 puts: $4.5mQ1 23P/C 0.96Q2 23 calls: $10.7mQ2 23 puts: $6.6mQ2 23P/C 0.62
Numbers
QuarterCallsPutsP/C
Q3 2022$6.2m$45.5m7.30
Q4 2022$5.5m$14.2m2.59
Q1 2023$4.7m$4.5m0.96
Q2 2023$10.7m$6.6m0.62

Biggest buyers

BlackRock Inc. Added +3,634,166+3.6m
ArrowMark Colorado Holdings LLC Added +1,478,505+1.5m
GEODE CAPITAL MANAGEMENT, LLC Added +845,617+845.6k
WELLINGTON MANAGEMENT GROUP LLP New +742,829+742.8k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC New +655,226+655.2k
ARK Investment Management LLC Added +638,440+638.4k
NORTHERN TRUST CORP Added +523,484+523.5k
CITADEL ADVISORS LLC Added +519,708+519.7k
Bank of New York Mellon Corp Added +425,570+425.6k
VANGUARD GROUP INC Added +420,375+420.4k

Biggest sellers

Deer Management Co. LLC Reduced -8,142,482-8.1m
STATE STREET CORP Reduced -2,800,355-2.8m
TWO SIGMA INVESTMENTS, LP Reduced -513,478-513.5k
Balyasny Asset Management L.P. Reduced -463,533-463.5k
Vident Investment Advisory, LLC Reduced -353,936-353.9k
BANK OF AMERICA CORP /DE/ Reduced -320,841-320.8k
GROUP ONE TRADING LLC Reduced -220,217-220.2k
Rafferty Asset Management, LLC Reduced -179,373-179.4k
Qube Research & Technologies Ltd Sold out -174,959-175.0k
Penserra Capital Management LLC Reduced -164,514-164.5k

Biggest calls

GROUP ONE TRADING LLC Added $5.6m931.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m340.9k shares
CITADEL ADVISORS LLC Reduced $1.6m273.2k shares
SIMPLEX TRADING, LLC Reduced $658.0k109.7k shares
JANE STREET GROUP, LLC Reduced $550.2k91.7k shares
TWO SIGMA SECURITIES, LLC New $107.4k17.9k shares
Belvedere Trading LLC New $60.6k10.1k shares
Parallax Volatility Advisers, L.P. New $44.4k7.4k shares
Cutler Group LLC / CA Added $27.0k20.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.8m468.9k shares
CITADEL ADVISORS LLC Reduced $1.8m307.8k shares
GROUP ONE TRADING LLC Added $1.0m170.8k shares
SIMPLEX TRADING, LLC Added $412.0k68.8k shares
JANE STREET GROUP, LLC Added $400.8k66.8k shares
TWO SIGMA SECURITIES, LLC New $71.4k11.9k shares
NATIONAL BANK OF CANADA /FI/ Unchanged $38.9k65 shares
Parallax Volatility Advisers, L.P. New $5.4k900 shares
HAP Trading, LLC New $2.0k12.9k shares
Cutler Group LLC / CA Reduced $1.0k7.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Beck Peter 13D · may seek influence filed 2025-01-10
Stated purposeItem 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On January 7, 2025, the Company closed the Preferred Stock Exchange. As a condition to such closing and to provide for the issuance of the Preferred Stock, on January 7, 2025, the Company filed the Certificate of Designation of Series A Convertible Participating Preferred Stock with the Secretary of State of the State of Delaware. At the Closing, the Company exchanged 50,951,250 shares of Common Stock held by the Trust for and issued 50,951,250 shares of Preferred Stock to the Trust. Full filing
 10.3% 51.3m≈ $5.2bn 2025-01-10
KHOSLA VENTURES SEED B, L.P. 13D · may seek influence filed 2025-02-18
Stated purposeThe shares of Common Stock reported herein were acquired solely for investment purposes. None of the Reporting Persons have any present plans or proposals that relate to or would result in any change in the business, policies, management, structure or capitalization of the Issuer. The Reporting Persons reserve the right to acquire, or dispose of, additional securities of the Issuer in the ordinary course of their business, to the extent deemed advisable in light of their general investment and trading policies, market conditions or other factors. The Reporting Persons may engage in discussions from time to time with other stockholders of the Issuer regarding the acquisition by the Reporting Persons or others of shares of the Issuer's Common Stock held by such stockholders. The Reporting P… Full filing
 10.2% 51.0m≈ $5.2bn 2025-02-18

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VK Services, LLC 50.97% of their portfolio Menlo Park, CA 74,753,11974.8m $448.5m $448.5m 50.97% Unchanged
2 Deer Management Co. LLC 26.41% of their portfolio LARCHMONT, NY 48,881,02648.9m $293.3m $293.3m 26.41% Reduced -8.1m -8,142,482
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 24,933,01624.9m $149.6m $149.6m 0.00% Added +420.4k +420,375
4 BlackRock Inc. 0.00% of their portfolio New York, NY 23,420,99423.4m $140.5m $140.5m 0.00% Added +3.6m +3,634,166
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,350,50613.4m $80.1m $80.1m 0.00% Reduced -2.8m -2,800,355
6 StepStone Group LP 13.54% of their portfolio La Jolla, CA 12,202,09612.2m $73.2m $73.2m 13.54% Reduced -71.3k -71,318
7 Vector Capital Management, L.P. 18.65% of their portfolio SAN FRANCISCO, CA 9,622,7699.6m $57.7m $57.7m 18.65% Unchanged
8 ArrowMark Colorado Holdings LLC 0.57% of their portfolio Denver, CO 8,591,8998.6m $51.6m $51.6m 0.57% Added +1.5m +1,478,505
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 5,166,2225.2m $31.0m $31.0m 0.00% Added +845.6k +845,617
10 ARK Investment Management LLC 0.15% of their portfolio ST. PETERSBURG, FL 3,829,3733.8m $23.0m $23.0m 0.15% Added +638.4k +638,440
11 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 3,305,1103.3m $19.8m $19.8m 0.01% Added +50.0k +49,956
12 Data Collective IV GP, LLC 13.01% of their portfolio PALO ALTO, CA 2,929,3502.9m $17.6m $17.6m 13.01% Unchanged
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,460,4502.5m $14.8m $14.8m 0.00% Added +523.5k +523,484
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,964,7722.0m $11.8m $11.8m 0.00% Added +272.4k +272,395
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,788,2191.8m $10.7m $10.7m 0.00% Added +185.1k +185,125
16 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 1,451,3861.5m $8.7m $8.7m 0.01% Added +55.5k +55,543
17 Amova Asset Management Americas, Inc. 0.09% of their portfolio New York, NY 1,451,3861.5m $8.7m $8.7m 0.09% Added +55.5k +55,543
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,171,1351.2m $7.0m $7.0m 0.00% Added +425.6k +425,570
19 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 1,155,7341.2m $6.9m $6.9m 0.01% Reduced -8.3k -8,303
20 HARVARD MANAGEMENT CO INC 0.59% of their portfolio BOSTON, MA 1,000,0001.0m $6.0m $6.0m 0.59% Unchanged
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 862,468862.5k $5.2m $5.2m 0.00% Reduced -320.8k -320,841
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 803,287803.3k $4.8m $4.8m 0.01% Added +262.0k +261,987
23 LA FINANCIERE DE L'ECHIQUIER 0.22% of their portfolio PARIS, I0 745,000745.0k $4.5m $4.5m 0.22% Reduced -40.0k -40,000
24 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 744,731744.7k $4.5m $4.5m 0.00% Added +152.7k +152,747
25 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 742,829742.8k $4.5m $4.5m 0.00% New
26 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 736,222736.2k $4.4m $4.4m 0.01% Reduced -513.5k -513,478
27 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.31% of their portfolio CHICAGO, IL 655,226655.2k $3.9m $3.9m 0.31% New
28 Swiss National Bank 0.00% of their portfolio ZURICH, V8 520,000520.0k $3.1m $3.1m 0.00% Added +213.6k +213,600
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 519,959520.0k $3.1m $3.1m 0.00% Added +519.7k +519,708
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 476,373476.4k $2.9m $2.9m 0.00% Added +73.1k +73,141
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 455,545455.5k $2.7m $2.7m 0.00% Added +383.4k +383,354
32 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 448,951449.0k $2.7m $2.7m 0.01% Added +4.7k +4,707
33 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 441,450441.4k $2.6m $2.6m 0.05% Reduced -164.5k -164,514
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 380,809380.8k $2.3m $2.3m 0.00% Added +126.5k +126,548
35 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 369,065369.1k $2.2m $2.2m 0.00% Added +86.7k +86,736
36 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 324,321324.3k $1.9m $1.9m 0.00% Added +207.7k +207,718
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 317,289317.3k $1.9m $1.9m 0.00% Added +285.4k +285,438
38 Legal & General Group Plc 0.00% of their portfolio London, X0 311,735311.7k $1.9m $1.9m 0.00% Added +148.8k +148,800
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 302,928302.9k $1.8m $1.8m 0.00% Added +98.0k +98,021
40 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 291,666291.7k $1.7m $1.7m 0.00% Added +84.6k +84,590
41 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 288,830288.8k $1.7m $1.7m 0.00% Added +70.7k +70,730
42 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 276,070276.1k $1.7m $1.7m 0.00% Reduced -7.8k -7,832
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 242,252242.3k $1.5m $1.5m 0.00% Added +89.6k +89,580
44 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.03% of their portfolio New York, NY 238,700238.7k $1.4m $1.4m 0.03% New
45 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 232,296232.3k $1.4m $1.4m 0.00% Added +107.7k +107,744
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 228,078228.1k $1.4m $1.4m 0.00% New
47 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 226,098226.1k $1.4m $1.4m 0.01% Unchanged
48 AWM Investment Company, Inc. 0.16% of their portfolio NEW YORK, NY 202,000202.0k $1.2m $1.2m 0.16% Unchanged
49 DNB Asset Management AS 0.01% of their portfolio Oslo, Q8 196,279196.3k $1.2m $1.2m 0.01% Added +32.8k +32,818
50 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 194,697194.7k $1.2m $1.2m 0.00% Added +16.9k +16,872
51 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 172,205172.2k $1.0m $1.0m 0.05% Unchanged
52 AtonRa Partners 1.38% of their portfolio GENEVA, V8 148,453148.5k $890.7k $890.7k 1.38% Reduced -15.0k -14,978
53 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 147,986148.0k $887.9k $887.9k 0.01% Added +32.8k +32,761
54 ONCE CAPITAL MANAGEMENT, LLC 0.82% of their portfolio NEW YORK, NY 145,600145.6k $873.6k $873.6k 0.82% Unchanged
55 Vident Investment Advisory, LLC 0.03% of their portfolio Alpharetta, GA 144,211144.2k $865.3k $865.3k 0.03% Reduced -353.9k -353,936
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 141,845141.8k $851.1k $851.1k 0.00% Reduced -5.3k -5,307
57 Perpetual Ltd 0.01% of their portfolio SYDNEY, NEW SOUTH WALES, C3 140,000140.0k $651.0k $651.0k 0.01% Unchanged
58 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 136,772136.8k $552.6k $552.6k 0.00% Unchanged
59 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 134,244134.2k $805.5k $805.5k 0.00% Added +30.2k +30,157
60 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 133,996134.0k $804.0k $804.0k 0.00% Added +996 +996
61 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 126,379126.4k $758.3k $758.3k 0.00% Added +38.2k +38,177
62 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 120,891120.9k $723.6k $723.6k 0.00% Added +54.6k +54,611
63 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 119,467119.5k $717.0k $717.0k 0.00% Added +45.8k +45,828
64 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 117,772117.8k $706.6k $706.6k 0.00% Reduced -130.3k -130,347
65 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 117,648117.6k $706.0k $706.0k 0.00% Added +28.4k +28,432
66 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 116,707116.7k $700.0k $700.0k 0.03% Added +74.2k +74,199
67 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 116,628116.6k $699.8k $699.8k 0.00% Added +23.3k +23,299
68 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 112,750112.8k $676.1k $676.1k 0.00% Added +35.3k +35,276
69 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 111,990112.0k $671.9k $671.9k 0.00% Added +4.8k +4,750
70 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 98,32198.3k $589.9k $589.9k 0.00% Added +15.2k +15,205
71 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 97,74497.7k $586.0k $586.0k 0.00% Added +79.6k +79,557
72 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 93,84093.8k $563.0k $563.0k 0.00% Added +9.3k +9,265
73 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 92,37592.4k $554.2k $554.2k 0.04% Added +20.1k +20,100
74 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 90,56590.6k $543.4k $543.4k 0.00% Reduced -2.0k -1,972
75 Avitas Wealth Management LLC 0.10% of their portfolio LOS ANGELES, CA 90,21690.2k $541.3k $541.3k 0.10% Reduced -582 -582
76 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 89,68289.7k $626.0k $626.0k 0.03% Added +914 +914
77 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 80,77080.8k $484.6k $484.6k 0.02% Reduced -220.2k -220,217
78 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 79,18079.2k $475.1k $475.1k 0.00% Added +59.0k +59,000
79 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 79,00379.0k $474.0k $474.0k 0.00% Reduced -1.3k -1,314
80 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 76,95777.0k $461.7k $461.7k 0.00% Reduced -463.5k -463,533
81 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 76,80276.8k $460.8k $460.8k 0.00% Added +63.1k +63,103
82 Intellectus Partners, LLC 0.14% of their portfolio SAN FRANCISCO, CA 76,70276.7k $460.2k $460.2k 0.14% Added +15.5k +15,500
83 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 72,81972.8k $436.9k $436.9k 0.02% Added +75 +75
84 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 72,32472.3k $433.9k $433.9k 0.00% New
85 Aries Wealth Management 0.16% of their portfolio PORTLAND, ME 70,87970.9k $425.3k $425.3k 0.16% Unchanged
86 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 67,08167.1k $402.5k $402.5k 0.00% Added +25.9k +25,943
87 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 66,33366.3k $398.0k $398.0k 0.00% Reduced -179.4k -179,373
88 Campbell & CO Investment Adviser LLC 0.07% of their portfolio BALTIMORE, MD 63,60563.6k $381.6k $381.6k 0.07% New
89 Centiva Capital, LP 0.02% of their portfolio New York, NY 60,72360.7k $364.3k $364.3k 0.02% New
90 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 54,80454.8k $328.8k $328.8k 0.00% Added +7.4k +7,366
91 Fulton Bank, N.A. 0.02% of their portfolio Lancaster, PA 53,62553.6k $321.8k $321.8k 0.02% Unchanged
92 NATIXIS 0.00% of their portfolio PARIS, I0 53,43853.4k $320.6k $320.6k 0.00% Reduced -23.8k -23,820
93 Wellington Shields & Co., LLC 0.08% of their portfolio NEW YORK, NY 53,24553.2k $319.5k $319.5k 0.08% Added +27.9k +27,931
94 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 50,17450.2k $301.0k $301.0k 0.00% Added +23.2k +23,166
95 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 48,78648.8k $292.7k $292.7k 0.01% First filing
96 Jasper Ridge Partners, L.P. 0.01% of their portfolio MENLO PARK, CA 45,90045.9k $275.4k $275.4k 0.01% Added +11.1k +11,104
97 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 40,00040.0k $240.0k $240.0k 0.01% Added +40.0k +39,975
98 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 39,84039.8k $239.0k $239.0k 0.00% Reduced -12.2k -12,225
99 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 39,68739.7k $238.0k $238.0k 0.00% Added +9.7k +9,705
100 Bayesian Capital Management, LP 0.03% of their portfolio Brooklyn, NY 39,20039.2k $235.2k $235.2k 0.03% Added +8.9k +8,900