ROCKET COS INC RKT
COM CL A · Common Stock · CUSIP 77311W101 · ISIN US77311W1018
Detroit-based, publicly-traded home ownership and fintech company focused on mortgages and financial freedom
- SectorFinancials
- IndustryMortgage Bankers & Loan Correspondents
- HeadquartersDetroit, MI
- Websiterocket.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.48. Options: 23 managers hold calls ($135.9m notional), 20 hold puts ($57.5m).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 219 |
| Q4 2022 | 239 |
| Q1 2023 | 244 |
| Q2 2023 | 215 |
| Q3 2023 | 231 |
| Q4 2023 | 239 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 112 | 101 |
| Q1 2023 | 116 | 99 |
| Q2 2023 | 74 | 122 |
| Q3 2023 | 104 | 95 |
| Q4 2023 | 108 | 107 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $40.2m | $29.5m | 0.73 |
| Q2 2023 | $25.9m | $33.4m | 1.29 |
| Q3 2023 | $39.5m | $15.8m | 0.40 |
| Q4 2023 | $135.9m | $57.5m | 0.42 |
Biggest buyers
| JPMORGAN CHASE & CO | Added | +13.5m |
| Boston Partners | Added | +3.2m |
| MORGAN STANLEY | Added | +1.7m |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Added | +1.4m |
| VANGUARD GROUP INC | Added | +1.1m |
| FMR LLC | Added | +451.8k |
| D. E. Shaw & Co., Inc. | New | +445.4k |
| Alight Capital Management LP | New | +425.0k |
| STATE STREET CORP | Added | +336.8k |
| MILLENNIUM MANAGEMENT LLC | Added | +328.7k |
Biggest sellers
| Invesco Ltd. | Reduced | -2.7m |
| Retirement Systems of Alabama | Sold out | -1.4m |
| Balyasny Asset Management L.P. | Sold out | -614.4k |
| FIRST TRUST ADVISORS LP | Reduced | -416.0k |
| Schonfeld Strategic Advisors LLC | Reduced | -211.1k |
| DARK FOREST CAPITAL MANAGEMENT LP | Sold out | -157.7k |
| Quantbot Technologies LP | Reduced | -129.0k |
| Davis Selected Advisers | Reduced | -128.0k |
| QRG CAPITAL MANAGEMENT, INC. | Reduced | -118.3k |
| CREDIT SUISSE AG/ | Reduced | -118.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $34.3m2.4m shares |
| JANE STREET GROUP, LLC | Added | $25.8m1.8m shares |
| PEAK6 Investments LLC | Added | $22.0m1.5m shares |
| SIMPLEX TRADING, LLC | Added | $10.8m747.2k shares |
| CITADEL ADVISORS LLC | Reduced | $9.8m675.7k shares |
| GROUP ONE TRADING LLC | Added | $6.0m412.8k shares |
| GTS SECURITIES LLC | Added | $5.7m394.6k shares |
| IMC-Chicago, LLC | Added | $3.8m265.1k shares |
| Caption Management, LLC | New | $3.5m242.1k shares |
| UBS Group AG | New | $2.9m202.9k shares |
Biggest puts
| HBK INVESTMENTS L P | Added | $14.5m1.0m shares |
| JPMORGAN CHASE & CO | New | $10.1m700.0k shares |
| CITADEL ADVISORS LLC | Added | $9.6m664.7k shares |
| Sculptor Capital LP | Unchanged | $4.1m285.5k shares |
| JANE STREET GROUP, LLC | Reduced | $3.8m261.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $3.5m242.4k shares |
| SIMPLEX TRADING, LLC | Added | $2.5m175.5k shares |
| IMC-Chicago, LLC | Added | $2.5m171.3k shares |
| WOLVERINE TRADING, LLC | Added | $1.9m129.7k shares |
| GROUP ONE TRADING LLC | Added | $1.2m81.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Gilbert Daniel B 13D · may seek influence -19.3 pts · filed 2025-10-15 | 57.1% |
| Capital World Investors 13G · institution new · filed 2026-08-12 | 7.1% |
| PRICE T ROWE ASSOCIATES INC /MD/ 13G · institution new · filed 2026-08-14 | 5.6% |
| FMR LLC 13G · institution +3.1 pts · filed 2026-08-06 | 5.4% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.0% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC), Boston Partners (1.4%, 2026-01-16)
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2022 | 1 | $199.3k | 0 | — | — |
| Q2 2022 | 2 | $12.6m | 0 | — | — |
| Q3 2022 | 2 | $14.0m | 0 | — | — |
| Q4 2022 | 2 | $12.1m | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 1 | $129.0k | — |
| Q4 2023 | 0 | — | 0 | — | — |
None reported in Q4 2023.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| JPMORGAN CHASE & CO 0.01% of their portfolio | 14.0m $203.3m | Added +13.5m |
| FMR LLC 0.01% of their portfolio | 12.0m $173.7m | Added +451.8k |
| VANGUARD GROUP INC 0.00% of their portfolio | 11.7m $169.5m | Added +1.1m |
| Boston Partners 0.17% of their portfolio | 9.0m $130.3m | Added +3.2m |
| BlackRock Inc. 0.00% of their portfolio | 5.0m $72.7m | Reduced -12.2k |
| MORGAN STANLEY 0.00% of their portfolio | 4.6m $66.1m | Added +1.7m |
| Technology Crossover Management X, Ltd. 7.59% of their portfolio | 4.5m $64.4m | Unchanged |
| Caledonia (Private) Investments Pty Ltd 1.35% of their portfolio | 4.4m $63.5m | Unchanged |
| Capital World Investors 0.01% of their portfolio | 3.6m $52.7m | Added +10.1k |
| Davis Selected Advisers 0.27% of their portfolio | 3.3m $47.5m | Reduced -128.0k |
| STATE STREET CORP 0.00% of their portfolio | 2.7m $39.1m | Added +336.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio | 1.9m $27.1m | Reduced -89.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.8m $25.8m | Added +66.6k |
| BRUNI J V & CO /CO 2.99% of their portfolio | 1.7m $24.1m | Reduced -6.2k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio | 1.5m $21.3m | Added +1.4m |
| HILLMAN CO 8.57% of their portfolio | 1.3m $18.2m | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 717.0k $10.4m | Added +35.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 627.8k $9.1m | Added +22.8k |
| Legal & General Group Plc 0.00% of their portfolio | 564.5k $8.2m | Added +21.5k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 521.5k $7.6m | Added +328.7k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 519.2k $7.5m | Reduced -416.0k |
| QRG CAPITAL MANAGEMENT, INC. 0.11% of their portfolio | 516.8k $7.5m | Reduced -118.3k |
| CAPITAL FUND MANAGEMENT S.A. 0.09% of their portfolio | 502.1k $7.3m | Added +109.3k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 493.8k $7.1m | Reduced -17.7k |
| MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio | 473.7k $6.9m | Reduced -103.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 465.9k $6.7m | Added +233.4k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 450.5k $6.5m | Reduced -118.1k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 445.4k $6.4m | New |
| Alight Capital Management LP 1.97% of their portfolio | 425.0k $6.2m | New |
| LPL Financial LLC 0.00% of their portfolio | 368.1k $5.3m | Added +64.7k |
| Patient Capital Management, LLC 0.27% of their portfolio | 356.7k $5.2m | Reduced -40.0k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 356.3k $5.2m | Added +65.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 350.0k $5.1m | Reduced -80.2k |
| Squarepoint Ops LLC 0.02% of their portfolio | 330.6k $4.8m | Added +307.3k |
| EMG Holdings, L.P. 3.59% of their portfolio | 288.3k $4.2m | Added +288.2k |
| Sculptor Capital LP 0.10% of their portfolio | 285.5k $4.1m | Unchanged |
| Greylin Investment Management, Inc 0.63% of their portfolio | 249.9k $3.6m | Reduced -3.2k |
| Allianz Asset Management GmbH 0.01% of their portfolio | 241.3k $3.5m | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 233.2k $3.4m | Added +21.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 232.5k $3.4m | Added +144.3k |
| Swiss National Bank 0.00% of their portfolio | 227.7k $3.3m | Reduced -23.6k |
| Invesco Ltd. 0.00% of their portfolio | 225.9k $3.3m | Reduced -2.7m |
| Gotham Asset Management, LLC 0.06% of their portfolio | 220.4k $3.2m | Reduced -10.1k |
| Wealthspire Advisors, LLC 0.04% of their portfolio | 191.4k $2.8m | Reduced -55.0k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio | 188.0k $2.7m | New |
| EVR Research LP 0.59% of their portfolio | 181.6k $2.6m | Added +89.0k |
| Kingfisher Capital LLC 0.67% of their portfolio | 178.6k $2.6m | Added +25.5k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 172.3k $2.5m | Added +10.3k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 168.7k $2.4m | Added +58.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 154.6k $2.2m | Reduced -18.0k |
| Holocene Advisors, LP 0.01% of their portfolio | 147.8k $2.1m | Added +132.7k |
| Clearstead Advisors, LLC 0.11% of their portfolio | 139.1k $2.0m | Added +138.6k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 132.6k $1.9m | Reduced -8.3k |
| Quantinno Capital Management LP 0.07% of their portfolio | 129.4k $1.9m | Added +69.2k |
| UBS Group AG 0.00% of their portfolio | 128.3k $1.9m | Added +31.2k |
| BANK OF NOVA SCOTIA 0.00% of their portfolio | 127.9k $1.9m | New |
| BROOKTREE CAPITAL MANAGEMENT 1.43% of their portfolio | 122.5k $1.8m | Reduced -5.3k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 122.4k $1.8m | Reduced -6.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 117.2k $1.7m | Added +16.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 116.6k $1.7m | Added +7.9k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 115.9k $1.7m | Unchanged |
| HRT FINANCIAL LP 0.01% of their portfolio | 113.5k $1.6m | New |
| IEQ CAPITAL, LLC 0.02% of their portfolio | 100.1k $1.4m | Added +67 |
| USS Investment Management Ltd 0.01% of their portfolio | 87.7k $1.3m | Added +985 |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 87.3k $1.3m | Reduced -1.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 85.9k $1.2m | Added +7.7k |
| Missouri Trust & Investment Co 0.49% of their portfolio | 83.5k $1.2m | Reduced -5.2k |
| Keebeck Wealth Management 0.20% of their portfolio | 83.1k $1.2m | Added +1.1k |
| Quinn Opportunity Partners LLC 0.13% of their portfolio | 80.1k $1.2m | Unchanged |
| Aspen Grove Capital, LLC 0.35% of their portfolio | 80.0k $1.2m | Unchanged |
| HCR Wealth Advisors 0.17% of their portfolio | 76.3k $1.1m | Added +6.4k |
| Walleye Trading LLC 0.02% of their portfolio | 74.8k $1.1m | Added +65.2k |
| Global Retirement Partners, LLC 0.04% of their portfolio | 70.8k $847.8k | Added +4.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 69.2k $1.0m | Reduced -46.8k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 68.0k $984.7k | Reduced -759 |
| JUPITER ASSET MANAGEMENT LTD 0.01% of their portfolio | 66.9k $969.2k | Added +44.0k |
| STRS OHIO 0.00% of their portfolio | 66.2k $958.0k | Reduced -47.0k |
| WOLVERINE TRADING, LLC 0.01% of their portfolio | 64.9k $939.7k | Added +18.6k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 62.7k $907.8k | Reduced -29.8k |
| Oak Thistle LLC 0.26% of their portfolio | 62.2k $900.2k | Added +26.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 61.4k $889.3k | Added +4.4k |
| NISA INVESTMENT ADVISORS, LLC 0.01% of their portfolio | 61.2k $886.2k | New |
| BARCLAYS PLC 0.00% of their portfolio | 59.0k $853.9k | Added +6.2k |
| Integrated Investment Consultants, LLC 0.25% of their portfolio | 55.7k $805.9k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.01% of their portfolio | 55.2k $799.7k | Unchanged |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 55.2k $799.1k | Added +3 |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 53.5k $776.0k | Reduced -1.7k |
| Treasurer of the State of North Carolina 0.00% of their portfolio | 52.3k $757.0k | Reduced -2.7k |
| Centiva Capital, LP 0.05% of their portfolio | 51.1k $739.8k | New |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 49.4k $714.7k | Reduced -1.6k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 48.0k $695.4k | Reduced -57.7k |
| Wealth Management Associates, Inc. 0.36% of their portfolio | 47.1k $682.0k | New |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 46.7k $682.3k | Added +6.5k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 46.4k $672.2k | Added +18.8k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 45.2k $655.1k | Unchanged |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 43.2k $621.0k | Added +12.0k |
| Quantbot Technologies LP 0.03% of their portfolio | 41.5k $600.5k | Reduced -129.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 40.6k $588.0k | Reduced -13.7k |
| CITIGROUP INC 0.00% of their portfolio | 38.7k $560.2k | Added +31.5k |
| AXQ CAPITAL, LP 0.14% of their portfolio | 37.0k $535.3k | Reduced -19.7k |