Vault-13

RIVIAN AUTOMOTIVE INC RIVN 3.625 10.15.30

NOTE 3.625%10/1 · US DOMESTIC · CUSIP 76954AAD5

81 institutional holders +6 vs Q4 2025
30,761,90030.8m shares reported held*
$1.5bnreported value*
11 new 29 added 18 reduced 6 sold out net sold ≈ $12.6m (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.83.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 24: 65Q1 25: 69Q2 25: 68Q3 25: 78Q4 25: 75Q1 26: 8181Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 202465
Q1 202569
Q2 202568
Q3 202578
Q4 202575
Q1 202681

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 29 bought or addedQ1 25: 29 cut or sold outQ1 25Q2 25: 30 bought or addedQ2 25: 27 cut or sold outQ2 25Q3 25: 40 bought or addedQ3 25: 24 cut or sold outQ3 25Q4 25: 37 bought or addedQ4 25: 35 cut or sold outQ4 25Q1 26: 40 bought or addedQ1 26: 24 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q1 20252929
Q2 20253027
Q3 20254024
Q4 20253735
Q1 20264024

Biggest buyers

Context Capital Management, LLC Added +30,543,000+30.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +28,226,000+28.2m
BlackRock, Inc. Added +21,425,000+21.4m
Sculptor Capital LP Added +15,000,000+15.0m
SHENKMAN CAPITAL MANAGEMENT INC Added +14,000,000+14.0m
Cannell & Spears LLC Added +12,863,000+12.9m
WHITEBOX ADVISORS LLC Added +12,500,000+12.5m
SSI INVESTMENT MANAGEMENT LLC New +12,159,000+12.2m
JPMORGAN CHASE & CO Added +7,179,000+7.2m
Aequim Alternative Investments LP Added +6,500,000+6.5m

Biggest sellers

Balyasny Asset Management L.P. Reduced -49,500,000-49.5m
READYSTATE ASSET MANAGEMENT LP Reduced -31,113,000-31.1m
D. E. Shaw & Co., Inc. Reduced -25,550,000-25.6m
TWO SIGMA INVESTMENTS, LP Reduced -20,000,000-20.0m
Magnetar Financial LLC Sold out -16,457,000-16.5m
MILLENNIUM MANAGEMENT LLC Reduced -13,692,000-13.7m
SSI INVESTMENT MANAGEMENT LLC Sold out -12,159,000-12.2m
HBK INVESTMENTS L P Reduced -10,000,000-10.0m
Jain Global LLC Sold out -9,500,000-9.5m
Hudson Bay Capital Management LP Reduced -5,000,000-5.0m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 2.89% of their portfolio MILL VALLEY, CA 155,000,000155.0m $148.8m $148.8m 2.89% Added +6.5m +6,500,000
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 139,460,000139.5m $133.6m $133.6m 0.00% Added +21.4m +21,425,000
3 READYSTATE ASSET MANAGEMENT LP 5.83% of their portfolio CHICAGO, IL 104,000,000104.0m $99.9m $99.9m 5.83% Reduced -31.1m -31,113,000
4 Sculptor Capital LP 1.08% of their portfolio New York, NY 100,000,000100.0m $95.9m $95.9m 1.08% Added +15.0m +15,000,000
5 WHITEBOX ADVISORS LLC 1.05% of their portfolio MINNEAPOLIS, MN 77,237,00077.2m $74.0m $74.0m 1.05% Added +12.5m +12,500,000
6 Context Capital Management, LLC 1.41% of their portfolio LAJOLLA, CA 63,706,00063.7m $61.2m $61.2m 1.41% Added +30.5m +30,543,000
7 Calamos Advisors LLC 0.23% of their portfolio NAPERVILLE, IL 62,000,00062.0m $59.4m $59.4m 0.23% Unchanged
8 Graham Capital Management, L.P. 1.94% of their portfolio ROWAYTON, CT 59,794,00059.8m $57.4m $57.4m 1.94% Unchanged
9 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 55,552,00055.6m $53.2m $53.2m 0.04% Reduced -20.0m -20,000,000
10 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 55,000,00055.0m $52.7m $52.7m 0.06% Unchanged
11 Point72 Asset Management, L.P. 0.07% of their portfolio STAMFORD, CT 43,036,00043.0m $41.3m $41.3m 0.07% Added +6.0m +6,036,000
12 DeepCurrents Investment Group LLC 1.69% of their portfolio NEW YORK, NY 43,029,00043.0m $41.2m $41.2m 1.69% Unchanged
13 Cannell & Spears LLC 0.73% of their portfolio NEW YORK, NY 38,978,00039.0m $37.3m $37.3m 0.73% Added +12.9m +12,863,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 37,600,00037.6m $36.7m $36.7m 0.00% Added +600.0k +600,000
15 M&G PLC 0.18% of their portfolio London, X0 36,053,00036.1m $34.6m $34.6m 0.18% Unchanged
16 ADVENT CAPITAL MANAGEMENT /DE/ 1.00% of their portfolio NEW YORK, NY 34,659,00034.7m $33.9m $33.9m 1.00% Added +28.2m +28,226,000
17 Balyasny Asset Management L.P. 0.06% of their portfolio Chicago, IL 32,000,00032.0m $30.7m $30.7m 0.06% Reduced -49.5m -49,500,000
18 Lombard Odier Asset Management (Europe) Ltd 1.51% of their portfolio LONDON, X0 28,240,00028.2m $27.6m $27.6m 1.51% Added +5.8m +5,850,000
19 HBK INVESTMENTS L P 0.29% of their portfolio DALLAS, TX 24,000,00024.0m $23.0m $23.0m 0.29% Reduced -10.0m -10,000,000
20 SHENKMAN CAPITAL MANAGEMENT INC 2.80% of their portfolio NEW YORK, NY 23,519,00023.5m $23.3m $23.3m 2.80% Added +14.0m +14,000,000
21 TENOR CAPITAL MANAGEMENT Co., L.P. 0.35% of their portfolio NEW YORK, NY 23,000,00023.0m $22.4m $22.4m 0.35% Unchanged
22 Linden Advisors LP 0.11% of their portfolio New York, NY 21,300,00021.3m $20.4m $20.4m 0.11% Added +3.3m +3,300,000
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,000,00020.0m $19.2m $19.2m 0.00% Added +5.0m +5,000,000
24 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 19,000,00019.0m $18.2m $18.2m 0.01% Reduced -13.7m -13,692,000
25 FMR LLC 0.00% of their portfolio BOSTON, MA 18,867,00018.9m $18.1m $18.1m 0.00% Unchanged
26 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 17,500,00017.5m $16.8m $16.8m 0.03% Unchanged
27 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 16,850,00016.9m $16.1m $16.1m 0.01% Added +700.0k +700,000
28 Jump Financial, LLC 0.23% of their portfolio Chicago, IL 16,000,00016.0m $15.3m $15.3m 0.23% Reduced -4.0m -4,000,000
29 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 15,242,00015.2m $14.6m $14.6m 0.05% Added +3.0m +2,968,000
30 Hudson Bay Capital Management LP 0.09% of their portfolio STAMFORD, CT 15,000,00015.0m $14.4m $14.4m 0.09% Reduced -5.0m -5,000,000
31 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 15,000,00015.0m $14.6m $14.6m 0.02% Added +3.5m +3,500,000
32 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 14,441,00014.4m $14.1m $14.1m 0.00% Reduced -4.3m -4,254,000
33 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,426,00012.4m $119.3k $119.3k 0.00% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,362,00012.4m $11.6m $11.6m 0.00% Added +7.2m +7,179,000
35 SSI INVESTMENT MANAGEMENT LLC 0.80% of their portfolio Los Angeles, CA 12,159,00012.2m $11.6m $11.6m 0.80% New
36 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,713,00010.7m $10.3m $10.3m 0.00% Unchanged
37 Jefferies Financial Group Inc. 0.11% of their portfolio NEW YORK, NY 9,290,0009.3m $8.9m $8.9m 0.11% Reduced -264.0k -264,000
38 CAPSTONE INVESTMENT ADVISORS, LLC 0.07% of their portfolio NEW YORK, NY 8,500,0008.5m $8.2m $8.2m 0.07% Added +1.5m +1,500,000
39 Amundi 0.00% of their portfolio Paris, I0 7,950,0008.0m $7.6k $7.6k 0.00% Added +650.0k +650,000
40 Walleye Capital LLC 0.04% of their portfolio NEW YORK, NY 7,500,0007.5m $7.2m $7.2m 0.04% Reduced -2.5m -2,500,000
41 Mirabaud Asset Management (France) SAS 3.55% of their portfolio PARIS, I0 7,300,0007.3m $6.9m $6.9m 3.55% First filing
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,099,0007.1m $6.8m $6.8m 0.00% Reduced -4.8m -4,839,000
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,058,0006.1m $5.8m $5.8m 0.00% Added +192.0k +192,000
44 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 5,681,0005.7m $5.5m $5.5m 0.09% Unchanged
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,399,0005.4m $5.2m $5.2m 0.00% Added +786.0k +786,000
46 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 5,000,0005.0m $4.8m $4.8m 0.00% Reduced -25.6m -25,550,000
47 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,877,0004.9m $4.7m $4.7m 0.00% Added +557.0k +557,000
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,000,0004.0m $3.8m $3.8m 0.00% New
49 Man Group plc 0.01% of their portfolio LONDON, X0 3,815,0003.8m $3.7m $3.7m 0.01% Reduced -445.0k -445,000
50 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $2.9m $2.9m 0.01% Unchanged
51 Saba Capital Management, L.P. 0.09% of their portfolio NEW YORK, NY 3,000,0003.0m $2.9m $2.9m 0.09% Reduced -3.0m -3,000,000
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,976,0003.0m $2.9m $2.9m 0.00% Added +2.9m +2,935,000
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,746,0002.7m $2.6m $2.6m 0.00% Reduced -732.0k -732,000
54 CSS LLC/IL 0.14% of their portfolio CHICAGO, IL 2,539,0002.5m $2.4m $2.4m 0.14% Reduced -3.9m -3,941,000
55 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,367,0002.4m $2.3m $2.3m 0.00% Added +500.0k +500,000
56 GROUPAMA ASSET MANAGMENT 0.03% of their portfolio PARIS, I0 2,350,0002.4m $2.2m $2.2m 0.03% Unchanged
57 Ares Systematic Credit Ltd 1.70% of their portfolio LONDON, X0 2,300,0002.3m $2.2m $2.2m 1.70% Added +600.0k +600,000
58 FIL Ltd 0.00% of their portfolio HAMILTON, D0 2,000,0002.0m $1.9m $1.9m 0.00% Unchanged
59 Skaana Management L.P. 0.77% of their portfolio BROOKLYN, NY 2,000,0002.0m $1.9m $1.9m 0.77% New
60 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,980,0002.0m $1.9m $1.9m 0.00% Unchanged
61 DNCA FINANCE 0.09% of their portfolio PARIS, I0 1,700,0001.7m $1.7m $1.7m 0.09% Added +350.0k +350,000
62 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,350,0001.4m $1.3m $1.3m 0.00% Unchanged
63 OAKTREE CAPITAL MANAGEMENT LP 0.02% of their portfolio LOS ANGELES, CA 1,300,0001.3m $1.2m $1.2m 0.02% New
64 EFG International AG 0.02% of their portfolio Zurich, V8 1,000,0001.0m $960.2k $960.2k 0.02% New
65 HITE Hedge Asset Management LLC 0.05% of their portfolio BRAINTREE, MA 971,000971.0k $930.8k $930.8k 0.05% Unchanged
66 Central Pacific Bank - Trust Division 0.09% of their portfolio HONOLULU, HI 726,000726.0k $695.3k $695.3k 0.09% Unchanged
67 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 350,000350.0k $341.1k $341.1k 0.00% Added +25.0k +25,000
68 ABN AMRO INVESTMENT SOLUTIONS 0.00% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $293.1k $293.1k 0.00% Added +299.7k +299,700
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 172,000172.0k $164.7k $164.7k 0.00% New
70 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 170,000170.0k $165.6k $165.6k 0.00% Unchanged
71 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 165,963166.0k $2.5m $2.5m 0.00% Added +151.8k +151,796
72 BANK HAPOALIM BM 0.01% of their portfolio TEL AVIV, L3 100,000100.0k $96.0k $96.0k 0.01% New
73 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 80,85280.9k $1.2m $1.2m 0.01% New
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 80,00080.0k $77.0k $77.0k 0.00% Unchanged
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,00069.0k $66.1k $66.1k 0.00% Unchanged
76 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 20,00020.0k $19.2k $19.2k 0.00% New
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,00017.0k $16.5k $16.5k 0.00% New
78 Alpine Global Management, LLC 2.21% of their portfolio NEW YORK, NY 15,00015.0k $14.5m $14.5m 2.21% New
79 NATIXIS 0.02% of their portfolio PARIS, I0 5,0005.0k $4.8m $4.8m 0.02% Reduced -5.0k -5,000
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,0004.0k $3.8k $3.8k 0.00% Reduced -9.0k -9,000
81 ODDO BHF ASSET MANAGEMENT SAS 0.04% of their portfolio PARIS, I0 1,0851.1k $1.1m $1.1m 0.04% Unchanged