Vault-13

RIVIAN AUTOMOTIVE INC RIVN 3.625 10.15.30

NOTE 3.625%10/1 · US DOMESTIC · CUSIP 76954AAD5

75 institutional holders -3 vs Q3 2025
14,921,25214.9m shares reported held*
$2.6bnreported value*
10 new 27 added 21 reduced 14 sold out net bought ≈ $76.4m (-5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $174.34.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 24: 65Q1 25: 69Q2 25: 68Q3 25: 78Q4 25: 7575Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q4 202465
Q1 202569
Q2 202568
Q3 202578
Q4 202575

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 29 bought or addedQ1 25: 29 cut or sold outQ1 25Q2 25: 30 bought or addedQ2 25: 27 cut or sold outQ2 25Q3 25: 40 bought or addedQ3 25: 24 cut or sold outQ3 25Q4 25: 37 bought or addedQ4 25: 35 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20252929
Q2 20253027
Q3 20254024
Q4 20253735

Biggest buyers

Balyasny Asset Management L.P. Added +57,500,000+57.5m
Context Capital Management, LLC Added +33,128,337+33.1m
Cannell & Spears LLC New +26,115,000+26.1m
TWO SIGMA INVESTMENTS, LP Added +25,500,000+25.5m
Aequim Alternative Investments LP Added +23,500,000+23.5m
Lombard Odier Asset Management (Europe) Ltd New +22,390,000+22.4m
DeepCurrents Investment Group LLC Added +20,000,000+20.0m
Linden Advisors LP New +18,000,000+18.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +13,000,000+13.0m
LORD, ABBETT & CO. LLC New +12,274,000+12.3m

Biggest sellers

D. E. Shaw & Co., Inc. Reduced -56,750,000-56.8m
Sculptor Capital LP Reduced -40,000,000-40.0m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -32,249,000-32.2m
DLD Asset Management, LP Sold out -20,000,000-20.0m
READYSTATE ASSET MANAGEMENT LP Reduced -18,200,000-18.2m
BNP PARIBAS FINANCIAL MARKETS Reduced -11,767,000-11.8m
Magnetar Financial LLC Reduced -10,318,000-10.3m
SUSQUEHANNA ADVISORS GROUP, INC. Sold out -9,918,000-9.9m
TORONTO DOMINION BANK Sold out -7,913,000-7.9m
CADEN CAPITAL PARTNERS, LP Sold out -6,000,000-6.0m

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 3.30% of their portfolio MILL VALLEY, CA 148,500,000148.5m $166.9m $166.9m 3.30% Added +23.5m +23,500,000
2 READYSTATE ASSET MANAGEMENT LP 6.72% of their portfolio CHICAGO, IL 135,113,000135.1m $151.8m $151.8m 6.72% Reduced -18.2m -18,200,000
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 118,035,000118.0m $132.2m $132.2m 0.00% Added +8.6m +8,560,000
4 Sculptor Capital LP 1.14% of their portfolio New York, NY 85,000,00085.0m $95.5m $95.5m 1.14% Reduced -40.0m -40,000,000
5 Balyasny Asset Management L.P. 0.17% of their portfolio Chicago, IL 81,500,00081.5m $91.6m $91.6m 0.17% Added +57.5m +57,500,000
6 TWO SIGMA INVESTMENTS, LP 0.13% of their portfolio NEW YORK, NY 75,552,00075.6m $84.6m $84.6m 0.13% Added +25.5m +25,500,000
7 WHITEBOX ADVISORS LLC 1.21% of their portfolio MINNEAPOLIS, MN 64,737,00064.7m $72.5m $72.5m 1.21% Added +8.0m +8,000,000
8 Calamos Advisors LLC 0.29% of their portfolio NAPERVILLE, IL 62,000,00062.0m $69.7m $69.7m 0.29% Unchanged
9 Graham Capital Management, L.P. 2.31% of their portfolio ROWAYTON, CT 59,794,00059.8m $67.1m $67.1m 2.31% Unchanged
10 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 55,000,00055.0m $61.8m $61.8m 0.06% Added +6.0m +6,000,000
11 DeepCurrents Investment Group LLC 1.80% of their portfolio NEW YORK, NY 43,029,00043.0m $48.4m $48.4m 1.80% Added +20.0m +20,000,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 37,000,00037.0m $41.7m $41.7m 0.00% Added +2.6m +2,650,000
13 Point72 Asset Management, L.P. 0.07% of their portfolio STAMFORD, CT 37,000,00037.0m $41.5m $41.5m 0.07% Added +11.0m +11,000,000
14 M&G PLC 0.21% of their portfolio London, X0 36,053,00036.1m $40.4m $40.4m 0.21% Unchanged
15 HBK INVESTMENTS L P 0.41% of their portfolio DALLAS, TX 34,000,00034.0m $38.2m $38.2m 0.41% Added +6.5m +6,500,000
16 Context Capital Management, LLC 0.96% of their portfolio LAJOLLA, CA 33,163,00033.2m $37.3m $37.3m 0.96% Added +33.1m +33,128,337
17 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 32,692,00032.7m $36.7m $36.7m 0.03% Added +3.2m +3,192,000
18 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 30,550,00030.6m $34.3m $34.3m 0.03% Reduced -56.8m -56,750,000
19 Cannell & Spears LLC 0.55% of their portfolio NEW YORK, NY 26,115,00026.1m $29.2m $29.2m 0.55% New
20 TENOR CAPITAL MANAGEMENT Co., L.P. 0.37% of their portfolio NEW YORK, NY 23,000,00023.0m $26.1m $26.1m 0.37% Added +13.0m +13,000,000
21 Lombard Odier Asset Management (Europe) Ltd 1.29% of their portfolio LONDON, X0 22,390,00022.4m $25.4m $25.4m 1.29% New
22 Hudson Bay Capital Management LP 0.13% of their portfolio STAMFORD, CT 20,000,00020.0m $22.5m $22.5m 0.13% Unchanged
23 Jump Financial, LLC 0.28% of their portfolio Chicago, IL 20,000,00020.0m $22.4m $22.4m 0.28% Added +818.0k +818,000
24 FMR LLC 0.00% of their portfolio BOSTON, MA 18,867,00018.9m $21.1m $21.1m 0.00% Reduced -3.9m -3,947,000
25 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 18,695,00018.7m $21.1m $21.1m 0.00% Reduced -420.0k -420,000
26 Linden Advisors LP 0.12% of their portfolio New York, NY 18,000,00018.0m $20.2m $20.2m 0.12% New
27 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 17,500,00017.5m $19.7m $19.7m 0.03% Reduced -5.0m -5,000,000
28 Magnetar Financial LLC 0.18% of their portfolio EVANSTON, IL 16,457,00016.5m $18.4m $18.4m 0.18% Reduced -10.3m -10,318,000
29 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 16,150,00016.1m $18.1m $18.1m 0.02% Unchanged
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,000,00015.0m $16.8m $16.8m 0.00% Reduced -2.5m -2,500,000
31 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,426,00012.4m $139.6k $139.6k 0.00% Unchanged
32 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 12,274,00012.3m $13.8m $13.8m 0.04% New
33 SSI INVESTMENT MANAGEMENT LLC 0.92% of their portfolio Los Angeles, CA 12,159,00012.2m $13.6m $13.6m 0.92% Unchanged
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,938,00011.9m $13.4m $13.4m 0.00% Added +3.7m +3,688,000
35 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 11,500,00011.5m $12.9m $12.9m 0.01% Reduced -500.0k -500,000
36 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,713,00010.7m $12.0m $12.0m 0.00% Added +713.0k +713,000
37 Walleye Capital LLC 0.06% of their portfolio NEW YORK, NY 10,000,00010.0m $11.2m $11.2m 0.06% Added +5.0m +5,000,000
38 Jefferies Financial Group Inc. 0.09% of their portfolio NEW YORK, NY 9,554,0009.6m $10.7m $10.7m 0.09% Added +6.9m +6,926,000
39 SHENKMAN CAPITAL MANAGEMENT INC 1.14% of their portfolio NEW YORK, NY 9,519,0009.5m $10.8m $10.8m 1.14% Added +4.2m +4,176,000
40 Jain Global LLC 0.10% of their portfolio NEW YORK, NY 9,500,0009.5m $10.7m $10.7m 0.10% Reduced -1.5m -1,500,000
41 Amundi 0.22% of their portfolio Paris, I0 7,300,0007.3m $817.6m $817.6m 0.22% New
42 CAPSTONE INVESTMENT ADVISORS, LLC 0.06% of their portfolio NEW YORK, NY 7,000,0007.0m $7.9m $7.9m 0.06% Added +3.0m +3,000,000
43 CSS LLC/IL 0.41% of their portfolio CHICAGO, IL 6,480,0006.5m $7.3m $7.3m 0.41% Reduced -1.0m -1,020,000
44 ADVENT CAPITAL MANAGEMENT /DE/ 0.17% of their portfolio NEW YORK, NY 6,433,0006.4m $7.3m $7.3m 0.17% Reduced -32.2m -32,249,000
45 Saba Capital Management, L.P. 0.23% of their portfolio NEW YORK, NY 6,000,0006.0m $6.7m $6.7m 0.23% New
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,866,0005.9m $6.6m $6.6m 0.00% Reduced -879.0k -879,000
47 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 5,681,0005.7m $6.4m $6.4m 0.09% Unchanged
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,183,0005.2m $5.8m $5.8m 0.00% Added +871.0k +871,000
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,613,0004.6m $5.2m $5.2m 0.00% Added +826.0k +826,000
50 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,320,0004.3m $4.8m $4.8m 0.00% Reduced -11.8m -11,767,000
51 Man Group plc 0.01% of their portfolio LONDON, X0 4,260,0004.3m $4.8m $4.8m 0.01% Reduced -800.0k -800,000
52 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,478,0003.5m $3.9m $3.9m 0.00% Added +439.0k +439,000
53 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $3.4m $3.4m 0.01% Unchanged
54 GROUPAMA ASSET MANAGMENT 0.04% of their portfolio PARIS, I0 2,350,0002.4m $2.7m $2.7m 0.04% New
55 FIL Ltd 0.00% of their portfolio HAMILTON, D0 2,000,0002.0m $2.2m $2.2m 0.00% Reduced -1.1m -1,139,000
56 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,980,0002.0m $2.2m $2.2m 0.00% Added +500.0k +500,000
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,867,0001.9m $2.1m $2.1m 0.00% Reduced -530.0k -530,000
58 Ares Systematic Credit Ltd 1.56% of their portfolio LONDON, X0 1,700,0001.7m $1.9m $1.9m 1.56% First filing
59 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,350,0001.4m $1.5m $1.5m 0.00% Reduced -100.0k -100,000
60 DNCA FINANCE 0.09% of their portfolio PARIS, I0 1,350,0001.4m $1.5m $1.5m 0.09% Reduced -270.0k -270,000
61 HITE Hedge Asset Management LLC 0.07% of their portfolio BRAINTREE, MA 971,000971.0k $1.1m $1.1m 0.07% Unchanged
62 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 800,000800.0k $899.0k $899.0k 0.00% Unchanged
63 Central Pacific Bank - Trust Division 0.10% of their portfolio HONOLULU, HI 726,000726.0k $813.1k $813.1k 0.10% Unchanged
64 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 325,000325.0k $364.9k $364.9k 0.00% New
65 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 170,000170.0k $192.3k $192.3k 0.00% Unchanged
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 80,00080.0k $90.0k $90.0k 0.00% New
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,00069.0k $77.3k $77.3k 0.00% Unchanged
68 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 55,00055.0k $61.6k $61.6k 0.00% Added +25.0k +25,000
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 41,00041.0k $45.9k $45.9k 0.00% Added +24.0k +24,000
70 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 16,00016.0k $17.9k $17.9k 0.00% New
71 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 14,16714.2k $279.2k $279.2k 0.00% Added +3.4k +3,435
72 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 13,00013.0k $14.6k $14.6k 0.00% Reduced -18.0k -18,000
73 NATIXIS 0.04% of their portfolio PARIS, I0 10,00010.0k $11.4m $11.4m 0.04% Unchanged
74 ODDO BHF ASSET MANAGEMENT SAS 0.05% of their portfolio PARIS, I0 1,0851.1k $1.2m $1.2m 0.05% Not comparable
75 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300300 $339.5k $339.5k 0.01% Reduced -299.7k -299,700