Vault-13

RIVIAN AUTOMOTIVE INC RIVN 4.625 03.15.29

NOTE 4.625% 3/1 · US DOMESTIC · CUSIP 76954AAB9

70 institutional holders +2 vs Q4 2025
14,109,67514.1m shares reported held*
$1.6bnreported value*
10 new 26 added 16 reduced 8 sold out net bought ≈ $61.4m (+5.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $113.46.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 68Q2 24: 77Q3 24: 83Q4 24: 86Q1 25: 77Q2 25: 76Q3 25: 78Q4 25: 68Q1 26: 7070Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q1 202468
Q2 202477
Q3 202483
Q4 202486
Q1 202577
Q2 202576
Q3 202578
Q4 202568
Q1 202670

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 34 bought or addedQ2 24: 37 cut or sold outQ3 24: 33 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 40 bought or addedQ4 24: 38 cut or sold outQ1 25: 33 bought or addedQ1 25: 44 cut or sold outQ1 25Q2 25: 28 bought or addedQ2 25: 35 cut or sold outQ3 25: 30 bought or addedQ3 25: 33 cut or sold outQ3 25Q4 25: 26 bought or addedQ4 25: 38 cut or sold outQ1 26: 36 bought or addedQ1 26: 24 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243437
Q3 20243334
Q4 20244038
Q1 20253344
Q2 20252835
Q3 20253033
Q4 20252638
Q1 20263624

Biggest buyers

Context Capital Management, LLC Added +43,840,000+43.8m
LMR Partners LLP Added +30,000,000+30.0m
FMR LLC Added +28,948,000+28.9m
VOYA INVESTMENT MANAGEMENT LLC Added +22,925,000+22.9m
BNP PARIBAS FINANCIAL MARKETS Added +15,948,000+15.9m
ROYAL BANK OF CANADA Added +15,140,000+15.1m
Calamos Advisors LLC Added +15,050,000+15.1m
Sculptor Capital LP Added +12,500,000+12.5m
CITIGROUP INC Added +11,981,000+12.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +10,000,000+10.0m

Biggest sellers

D. E. Shaw & Co., Inc. Sold out -103,476,000-103.5m
MILLENNIUM MANAGEMENT LLC Reduced -19,704,000-19.7m
LAZARD ASSET MANAGEMENT LLC Reduced -15,523,000-15.5m
TWO SIGMA INVESTMENTS, LP Reduced -15,500,000-15.5m
Balyasny Asset Management L.P. Reduced -14,000,000-14.0m
BANK OF AMERICA CORP /DE/ Sold out -12,893,000-12.9m
Point72 Asset Management, L.P. Reduced -12,245,000-12.2m
JPMORGAN CHASE & CO Reduced -7,375,000-7.4m
WELLINGTON MANAGEMENT GROUP LLP Reduced -4,637,000-4.6m
CSS LLC/IL Sold out -3,639,000-3.6m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.28% of their portfolio ATLANTA, GA 248,680,000248.7m $266.9m $266.9m 0.28% Added +22.9m +22,925,000
2 SOROS FUND MANAGEMENT LLC 2.11% of their portfolio NEW YORK, NY 143,436,000143.4m $153.7m $153.7m 2.11% Unchanged
3 LMR Partners LLP 1.27% of their portfolio LONDON, X0 130,000,000130.0m $138.2m $138.2m 1.27% Added +30.0m +30,000,000
4 Davidson Kempner Capital Management LP 1.95% of their portfolio New York, NY 102,500,000102.5m $109.7m $109.7m 1.95% Reduced -1.0m -1,000,000
5 Context Capital Management, LLC 2.46% of their portfolio LAJOLLA, CA 99,377,00099.4m $106.6m $106.6m 2.46% Added +43.8m +43,840,000
6 WOLVERINE ASSET MANAGEMENT LLC 1.55% of their portfolio CHICAGO, IL 92,510,00092.5m $99.1m $99.1m 1.55% Unchanged
7 Calamos Advisors LLC 0.38% of their portfolio NAPERVILLE, IL 91,950,00092.0m $98.5m $98.5m 0.38% Added +15.1m +15,050,000
8 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 55,616,00055.6m $596.8k $596.8k 0.00% Reduced -15.5m -15,523,000
9 FMR LLC 0.00% of their portfolio BOSTON, MA 45,439,00045.4m $48.6m $48.6m 0.00% Added +28.9m +28,948,000
10 Linden Advisors LP 0.24% of their portfolio New York, NY 40,500,00040.5m $43.4m $43.4m 0.24% Unchanged
11 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 40,010,00040.0m $42.8m $42.8m 0.04% Reduced -15.5m -15,500,000
12 BlackRock, Inc. 0.00% of their portfolio New York, NY 39,710,00039.7m $42.5m $42.5m 0.00% Added +8.8m +8,825,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 31,204,00031.2m $33.4m $33.4m 0.00% Reduced -325.0k -325,000
14 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 29,895,00029.9m $32.0m $32.0m 0.00% Reduced -245.0k -245,000
15 Balyasny Asset Management L.P. 0.05% of their portfolio Chicago, IL 22,750,00022.8m $24.4m $24.4m 0.05% Reduced -14.0m -14,000,000
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 20,984,00021.0m $22.5m $22.5m 0.01% Added +15.9m +15,948,000
17 TENOR CAPITAL MANAGEMENT Co., L.P. 0.33% of their portfolio NEW YORK, NY 20,000,00020.0m $21.5m $21.5m 0.33% Added +10.0m +10,000,000
18 Universal- Beteiligungs- und Servicegesellschaft mbH 0.04% of their portfolio FRANKFURT AM MAIN, 2M 19,077,00019.1m $20.5m $20.5m 0.04% Added +1.2m +1,239,000
19 MacKay Shields LLC 0.73% of their portfolio New York, NY 18,587,00018.6m $19.9m $19.9m 0.73% Added +6.0k +6,000
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,661,00017.7m $18.9m $18.9m 0.00% Reduced -791.0k -791,000
21 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 17,056,00017.1m $18.2m $18.2m 0.01% Added +12.0m +11,981,000
22 Jefferies Financial Group Inc. 0.21% of their portfolio NEW YORK, NY 15,977,00016.0m $17.2m $17.2m 0.21% Added +636.0k +636,000
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,803,50015.8m $16.9m $16.9m 0.00% Added +15.1m +15,140,000
24 Lombard Odier Asset Management (USA) Corp 8.64% of their portfolio New York, NY 15,000,00015.0m $16.1m $16.1m 8.64% Unchanged
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 14,900,00014.9m $16.0m $16.0m 0.01% Added +800.0k +800,000
26 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 14,255,00014.3m $15.3m $15.3m 0.03% Reduced -12.2m -12,245,000
27 Sculptor Capital LP 0.17% of their portfolio New York, NY 14,000,00014.0m $15.0m $15.0m 0.17% Added +12.5m +12,500,000
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,002,0009.0m $9.6m $9.6m 0.00% Unchanged
29 ZAZOVE ASSOCIATES LLC 0.49% of their portfolio INCLINE VILLAGE, NV 9,000,0009.0m $10.4m $10.4m 0.49% Added +5.0m +5,000,000
30 Walleye Capital LLC 0.06% of their portfolio NEW YORK, NY 9,000,0009.0m $9.7m $9.7m 0.06% Added +4.5m +4,500,000
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,840,0008.8m $9.5m $9.5m 0.00% Added +2.5m +2,455,000
32 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 7,500,0007.5m $8.0m $8.0m 0.00% Unchanged
33 RWC Asset Management LLP 0.30% of their portfolio LONDON, X0 6,822,0006.8m $7.3m $7.3m 0.30% Added +285.0k +285,000
34 Amundi 0.00% of their portfolio Paris, I0 6,475,0006.5m $194.0k $194.0k 0.00% Added +500.0k +500,000
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,021,6706.0m $6.4m $6.4m 0.00% Added +6.0m +6,021,000
36 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,000,0006.0m $6.4m $6.4m 0.00% Reduced -19.7m -19,704,000
37 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 5,955,0006.0m $6.4m $6.4m 0.00% Reduced -4.6m -4,637,000
38 ADVENT CAPITAL MANAGEMENT /DE/ 0.17% of their portfolio NEW YORK, NY 5,476,0005.5m $5.9m $5.9m 0.17% Added +2.0k +2,000
39 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5,209,0005.2m $5.6m $5.6m 0.00% Added +399.0k +399,000
40 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.33% of their portfolio NEW YORK, NY 5,000,0005.0m $5.2m $5.2m 0.33% New
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,884,0004.9m $5.1m $5.1m 0.00% Reduced -7.4m -7,375,000
42 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 4,140,0004.1m $4.4m $4.4m 0.01% Unchanged
43 MIZUHO SECURITIES USA LLC 0.10% of their portfolio NEW YORK, NY 4,139,0004.1m $4.4m $4.4m 0.10% New
44 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 3,500,0003.5m $3.7m $3.7m 0.06% New
45 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $3.2m $3.2m 0.01% Unchanged
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,704,0002.7m $2.9m $2.9m 0.00% New
47 Man Group plc 0.00% of their portfolio LONDON, X0 2,215,0002.2m $2.4m $2.4m 0.00% Reduced -295.0k -295,000
48 Ares Systematic Credit Ltd 1.74% of their portfolio LONDON, X0 2,100,0002.1m $2.2m $2.2m 1.74% New
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,500,0001.5m $1.6m $1.6m 0.00% New
50 Polar Capital Holdings Plc 0.01% of their portfolio London, X0 1,500,0001.5m $1.6m $1.6m 0.01% Unchanged
51 SSI INVESTMENT MANAGEMENT LLC 0.08% of their portfolio Los Angeles, CA 1,079,0001.1m $1.2m $1.2m 0.08% New
52 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 851,000851.0k $913.0k $913.0k 0.00% Added +310.0k +310,000
53 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 600,000600.0k $643.2k $643.2k 0.00% Reduced -400.0k -400,000
54 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 332,000332.0k $355.5k $355.5k 0.01% Added +79.0k +79,000
55 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 325,000325.0k $348.8k $348.8k 0.00% Reduced -1.8m -1,802,000
56 ABN AMRO INVESTMENT SOLUTIONS 0.00% of their portfolio PARIS CEDEX 008, I0 200,000200.0k $215.1k $215.1k 0.00% Added +199.8k +199,800
57 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 131,000131.0k $140.2k $140.2k 0.00% Unchanged
58 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 126,000126.0k $135.0k $135.0k 0.00% New
59 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 83,00083.0k $88.8k $88.8k 0.00% Reduced -1.0k -1,000
60 VIRTUS ADVISERS, LLC 0.03% of their portfolio HARTFORD, CT 52,00052.0k $55.6k $55.6k 0.03% Unchanged
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 50,00050.0k $54.6k $54.6k 0.00% Unchanged
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 26,75026.8k $26.8k $26.8k 0.00% Reduced -4.7k -4,656
63 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 25,00025.0k $26.8k $26.8k 0.00% Unchanged
64 Balboa Wealth Partners 0.00% of their portfolio SCOTTSDALE, AZ 13,00013.0k $13.8k $13.8k 0.00% Unchanged
65 Alpine Global Management, LLC 2.02% of their portfolio NEW YORK, NY 12,50012.5k $13.3m $13.3m 2.02% New
66 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,00010.0k $10.7k $10.7k 0.00% Unchanged
67 Boussard & Gavaudan Investment Management LLP 0.27% of their portfolio London, X0 2,6002.6k $2.8m $2.8m 0.27% New
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $2.1k $2.1k 0.00% Unchanged
69 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $2.1k $2.1k 0.00% Unchanged
70 ODDO BHF ASSET MANAGEMENT SAS 0.00% of their portfolio PARIS, I0 7575 $80.5k $80.5k 0.00% Unchanged