Vault-13

RIVIAN AUTOMOTIVE INC RIVN 4.625 03.15.29

NOTE 4.625% 3/1 · US DOMESTIC · CUSIP 76954AAB9

86 institutional holders +3 vs Q3 2024
10,194,20210.2m shares reported held*
$1.5bnreported value*
17 new 23 added 24 reduced 14 sold out net sold ≈ $47.9m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($309.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $146.88.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 68Q2 24: 77Q3 24: 83Q4 24: 8686Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202468
Q2 202477
Q3 202483
Q4 202486

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 34 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 40 bought or addedQ4 24: 38 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 20243437
Q3 20243334
Q4 20244038

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 24 calls: $2.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$2.3m$00.00
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +56,450,000+56.5m
BNP PARIBAS FINANCIAL MARKETS Added +24,735,000+24.7m
BANK OF MONTREAL /CAN/ Added +20,249,000+20.2m
Jefferies Financial Group Inc. New +19,835,000+19.8m
ADVENT CAPITAL MANAGEMENT /DE/ Added +17,991,000+18.0m
Rokos Capital Management LLP New +15,000,000+15.0m
SOROS FUND MANAGEMENT LLC Added +14,500,000+14.5m
WOLVERINE ASSET MANAGEMENT LLC Added +11,485,000+11.5m
FRANKLIN RESOURCES INC Added +10,000,000+10.0m
DEUTSCHE BANK AG\ New +9,374,000+9.4m

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -49,637,000-49.6m
Sculptor Capital LP Reduced -49,625,000-49.6m
AVIVA PLC Sold out -20,000,000-20.0m
Portman Square Capital LLP Sold out -19,700,000-19.7m
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -19,125,000-19.1m
CITADEL ADVISORS LLC Sold out -18,000,000-18.0m
D. E. Shaw & Co., Inc. Reduced -16,250,000-16.2m
MILLENNIUM MANAGEMENT LLC Reduced -15,500,000-15.5m
READYSTATE ASSET MANAGEMENT LP Sold out -11,500,000-11.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -10,003,000-10.0m

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.21% of their portfolio ATLANTA, GA 196,450,000196.4m $198.5m $198.5m 0.21% Added +56.5m +56,450,000
2 SOROS FUND MANAGEMENT LLC 3.01% of their portfolio NEW YORK, NY 170,436,000170.4m $172.7m $172.7m 3.01% Added +14.5m +14,500,000
3 Davidson Kempner Capital Management LP 1.95% of their portfolio New York, NY 110,000,000110.0m $111.1m $111.1m 1.95% Unchanged
4 Calamos Advisors LLC 0.45% of their portfolio NAPERVILLE, IL 93,425,00093.4m $98.4m $98.4m 0.45% Reduced -6.3m -6,309,000
5 WOLVERINE ASSET MANAGEMENT LLC 1.68% of their portfolio CHICAGO, IL 92,485,00092.5m $93.7m $93.7m 1.68% Added +11.5m +11,485,000
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 54,960,00055.0m $58.3m $58.3m 0.01% Reduced -1.6m -1,605,000
7 ADVENT CAPITAL MANAGEMENT /DE/ 1.10% of their portfolio NEW YORK, NY 47,120,00047.1m $47.6m $47.6m 1.10% Added +18.0m +17,991,000
8 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 45,837,00045.8m $46.1m $46.1m 0.04% Added +24.7m +24,735,000
9 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 45,097,00045.1m $45.6m $45.6m 0.07% Reduced -49.6m -49,637,000
10 LMR Partners LLP 0.76% of their portfolio LONDON, X0 43,500,00043.5m $43.7m $43.7m 0.76% Reduced -5.0m -5,000,000
11 TWO SIGMA INVESTMENTS, LP 0.09% of their portfolio NEW YORK, NY 40,392,00040.4m $40.6m $40.6m 0.09% Added +4.8m +4,792,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 33,779,00033.8m $36.0m $36.0m 0.00% Added +2.7m +2,729,000
13 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 32,690,00032.7m $33.2m $33.2m 0.03% Reduced -15.5m -15,500,000
14 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 29,250,00029.2m $29.6m $29.6m 0.03% Reduced -16.2m -16,250,000
15 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 20,625,00020.6m $21.0m $21.0m 0.01% Added +20.2m +20,249,000
16 Jefferies Financial Group Inc. 0.23% of their portfolio NEW YORK, NY 19,835,00019.8m $20.4m $20.4m 0.23% New
17 MacKay Shields LLC 0.56% of their portfolio New York, NY 18,772,00018.8m $19.0m $19.0m 0.56% Reduced -286.0k -286,000
18 FMR LLC 0.00% of their portfolio BOSTON, MA 18,362,00018.4m $19.4m $19.4m 0.00% Reduced -184.0k -184,000
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,341,00017.3m $17.4m $17.4m 0.00% Reduced -2.8m -2,759,000
20 Walleye Capital LLC 0.15% of their portfolio NEW YORK, NY 16,000,00016.0m $16.2m $16.2m 0.15% Added +1.0m +1,000,000
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,971,00016.0m $16.1m $16.1m 0.00% Reduced -905.0k -905,000
22 BlackRock, Inc. 0.00% of their portfolio New York, NY 15,450,00015.4m $15.5m $15.5m 0.00% Added +3.0m +3,050,000
23 Lombard Odier Asset Management (USA) Corp 6.07% of their portfolio New York, NY 15,000,00015.0m $15.8m $15.8m 6.07% Unchanged
24 Rokos Capital Management LLP 0.33% of their portfolio LONDON, X0 15,000,00015.0m $15.4m $15.4m 0.33% New
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 15,000,00015.0m $15.8m $15.8m 0.02% Unchanged
26 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 14,938,00014.9m $15.1m $15.1m 0.00% Added +10.0m +10,000,000
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,200,00013.2m $13.3m $13.3m 0.00% Added +700.0k +700,000
28 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 12,000,00012.0m $12.5m $12.5m 0.03% Unchanged
29 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,200,00011.2m $11.3m $11.3m 0.00% Reduced -75.0k -75,000
30 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 10,720,00010.7m $11.4m $11.4m 0.00% Added +6.7m +6,683,000
31 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,374,0009.4m $9.4m $9.4m 0.00% New
32 RWC Asset Management LLP 0.43% of their portfolio LONDON, X0 8,500,0008.5m $8.7m $8.7m 0.43% Added +700.0k +700,000
33 AXA S.A. 0.03% of their portfolio PARIS, I0 8,100,0008.1m $8.6m $8.6m 0.03% Reduced -1.9m -1,850,000
34 SONA ASSET MANAGEMENT (US) LLC 0.37% of their portfolio NEW YORK, NY 7,000,0007.0m $7.1m $7.1m 0.37% New
35 Sculptor Capital LP 0.10% of their portfolio New York, NY 6,500,0006.5m $6.6m $6.6m 0.10% Reduced -49.6m -49,625,000
36 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,328,0006.3m $6.4m $6.4m 0.01% New
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,774,0005.8m $5.9m $5.9m 0.00% Added +715.0k +715,000
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,049,0005.0m $5.1m $5.1m 0.00% Added +4.6m +4,612,000
39 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 5,000,0005.0m $5.1m $5.1m 0.01% Added +2.0m +2,000,000
40 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 4,876,0004.9m $4.9m $4.9m 0.02% New
41 Amundi 0.00% of their portfolio Paris, I0 4,350,0004.3m $4.6m $4.6m 0.00% Unchanged
42 Man Group plc 0.01% of their portfolio LONDON, X0 4,060,0004.1m $4.2m $4.2m 0.01% Unchanged
43 SUSQUEHANNA ADVISORS GROUP, INC. 0.12% of their portfolio BALA CYNWYD, PA 3,314,0003.3m $3.3m $3.3m 0.12% First filing
44 ZAZOVE ASSOCIATES LLC 0.30% of their portfolio INCLINE VILLAGE, NV 3,000,0003.0m $3.2m $3.2m 0.30% Unchanged
45 SSI INVESTMENT MANAGEMENT LLC 0.20% of their portfolio Los Angeles, CA 2,613,0002.6m $2.6m $2.6m 0.20% Added +569.0k +569,000
46 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,000,0002.0m $2.0m $2.0m 0.00% New
47 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 2,000,0002.0m $2.1m $2.1m 0.02% Unchanged
48 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,800,0001.8m $1.8m $1.8m 0.00% Unchanged
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,654,0001.7m $1.7m $1.7m 0.00% Unchanged
50 NOMURA HOLDINGS INC 0.11% of their portfolio TOKYO, M0 1,523,0021.5m $20.3m $20.3m 0.11% Added +719.9k +719,866
51 Arosa Capital Management LP 1.04% of their portfolio MIAMI BEACH, FL 1,500,0001.5m $1.6m $1.6m 1.04% Reduced -500.0k -500,000
52 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,379,0001.4m $1.4m $1.4m 0.00% Reduced -5.6m -5,587,000
53 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,108,0001.1m $1.1m $1.1m 0.00% New
54 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,000,0001.0m $1.1m $1.1m 0.00% Unchanged
55 Nicholas Investment Partners, LP 0.09% of their portfolio RANCHO SANTA FE, CA 1,000,0001.0m $1.0m $1.0m 0.09% New
56 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 999,000999.0k $1.0m $1.0m 0.03% Reduced -750.0k -750,000
57 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 951,000951.0k $1.0m $1.0m 0.00% Reduced -251.0k -251,000
58 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 800,000800.0k $808.3k $808.3k 0.00% Unchanged
59 AGF MANAGEMENT LTD 0.00% of their portfolio TORONTO, A6 600,000600.0k $603.2k $603.2k 0.00% Reduced -1.4m -1,425,000
60 OAKTREE CAPITAL MANAGEMENT LP 0.01% of their portfolio LOS ANGELES, CA 517,000517.0k $522.4k $522.4k 0.01% New
61 KBC Group NV 0.00% of their portfolio Brussels, C9 400,000400.0k $414.0k $414.0k 0.00% Unchanged
62 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 400,000400.0k $409.7k $409.7k 0.01% Reduced -100.0k -100,000
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 303,000303.0k $304.6k $304.6k 0.00% New
64 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $315.9k $315.9k 0.00% Unchanged
65 Paloma Partners Management Co 0.02% of their portfolio GREENWICH, CT 280,000280.0k $288.7k $288.7k 0.02% New
66 SHENKMAN CAPITAL MANAGEMENT INC 0.02% of their portfolio NEW YORK, NY 267,000267.0k $273.4k $273.4k 0.02% Unchanged
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 228,000228.0k $233.7k $233.7k 0.00% Reduced -5.7m -5,716,000
68 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 147,000147.0k $154.8k $154.8k 0.01% Reduced -29.0k -29,000
69 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 131,000131.0k $131.7k $131.7k 0.00% Unchanged
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 79,00079.0k $79.4k $79.4k 0.00% Reduced -7.0k -7,000
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 40,00040.0k $40.2k $40.2k 0.00% New
72 Context Capital Management, LLC 1.45% of their portfolio LAJOLLA, CA 36,75036.8k $37.1m $37.1m 1.45% Added +17.3k +17,275
73 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 36,00036.0k $37.3k $37.3k 0.00% Added +11.0k +11,000
74 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 22,00022.0k $22.1k $22.1k 0.00% Reduced -21.0k -21,000
75 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 18,00018.0k $18.1k $18.1k 0.00% Added +6.0k +6,000
76 Alpine Global Management, LLC 2.26% of their portfolio NEW YORK, NY 17,00017.0k $17.3m $17.3m 2.26% Added +9.5k +9,500
77 Balboa Wealth Partners 0.00% of their portfolio SCOTTSDALE, AZ 17,00017.0k $18.0k $18.0k 0.00% Unchanged
78 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 13,00013.0k $13.1k $13.1k 0.00% New
79 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $13.1k $13.1k 0.00% Unchanged
80 Virtus Investment Advisers, LLC 0.01% of their portfolio HARTFORD, CT 12,00012.0k $12.1k $12.1k 0.01% Unchanged
81 Boussard & Gavaudan Investment Management LLP 0.43% of their portfolio London, X0 5,0005.0k $5.2m $5.2m 0.43% New
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $2.0k $2.0k 0.00% Unchanged
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $2.0k $2.0k 0.00% New
84 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 510510 $527.5k $527.5k 0.00% Reduced -140 -140
85 ODDO BHF ASSET MANAGEMENT SAS 0.01% of their portfolio PARIS, I0 200200 $206.7k $206.7k 0.01% New
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged