Vault-13

RIVIAN AUTOMOTIVE INC RIVN 4.625 03.15.29

NOTE 4.625% 3/1 · US DOMESTIC · CUSIP 76954AAB9

83 institutional holders +6 vs Q2 2024
13,505,63613.5m shares reported held*
$1.3bnreported value*
13 new 20 added 27 reduced 7 sold out net bought ≈ $5.7m (-5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98.76.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 68Q2 24: 77Q3 24: 8383Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q1 202468
Q2 202477
Q3 202483

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 34 bought or addedQ2 24: 37 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 34 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q2 20243437
Q3 20243334

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $2.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$2.3m$00.00
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +122,500,000+122.5m
Walleye Capital LLC Added +12,500,000+12.5m
ROYAL BANK OF CANADA Added +11,030,000+11.0m
D. E. Shaw & Co., Inc. Added +10,500,000+10.5m
PRICE T ROWE ASSOCIATES INC /MD/ Added +10,068,000+10.1m
JPMORGAN CHASE & CO New +5,944,000+5.9m
CITADEL ADVISORS LLC Added +5,500,000+5.5m
SCHRODER INVESTMENT MANAGEMENT GROUP Added +5,425,000+5.4m
Calamos Advisors LLC Added +4,600,000+4.6m
MacKay Shields LLC Added +2,977,000+3.0m

Biggest sellers

SOROS FUND MANAGEMENT LLC Reduced -42,500,000-42.5m
Sculptor Capital LP Reduced -31,500,000-31.5m
Balyasny Asset Management L.P. Reduced -31,000,000-31.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,750,000-20.8m
Allianz Asset Management GmbH Reduced -15,000,000-15.0m
MILLENNIUM MANAGEMENT LLC Reduced -12,500,000-12.5m
JANE STREET GROUP, LLC Reduced -7,950,000-8.0m
WELLS FARGO & COMPANY/MN Reduced -4,426,000-4.4m
LMR Partners LLP Reduced -3,500,000-3.5m
ZAZOVE ASSOCIATES LLC Reduced -3,000,000-3.0m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOROS FUND MANAGEMENT LLC 2.80% of their portfolio NEW YORK, NY 155,936,000155.9m $140.2m $140.2m 2.80% Reduced -42.5m -42,500,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ATLANTA, GA 140,000,000140.0m $126.8m $126.8m 0.13% Added +122.5m +122,500,000
3 Davidson Kempner Capital Management LP 2.15% of their portfolio New York, NY 110,000,000110.0m $99.1m $99.1m 2.15% Unchanged
4 Calamos Advisors LLC 0.42% of their portfolio NAPERVILLE, IL 99,734,00099.7m $90.5m $90.5m 0.42% Added +4.6m +4,600,000
5 LAZARD ASSET MANAGEMENT LLC 0.11% of their portfolio NEW YORK, NY 94,734,00094.7m $85.8m $85.8m 0.11% Reduced -1.1m -1,118,000
6 WOLVERINE ASSET MANAGEMENT LLC 1.31% of their portfolio CHICAGO, IL 81,000,00081.0m $73.1m $73.1m 1.31% Unchanged
7 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 56,565,00056.6m $51.8m $51.8m 0.01% Added +10.1m +10,068,000
8 Sculptor Capital LP 1.01% of their portfolio New York, NY 56,125,00056.1m $50.9m $50.9m 1.01% Reduced -31.5m -31,500,000
9 LMR Partners LLP 0.96% of their portfolio LONDON, X0 48,500,00048.5m $43.6m $43.6m 0.96% Reduced -3.5m -3,500,000
10 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 48,190,00048.2m $43.5m $43.5m 0.04% Reduced -12.5m -12,500,000
11 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 45,500,00045.5m $41.0m $41.0m 0.05% Added +10.5m +10,500,000
12 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 35,600,00035.6m $32.1m $32.1m 0.07% Reduced -500.0k -500,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 31,050,00031.1m $28.2m $28.2m 0.00% Added +750.0k +750,000
14 ADVENT CAPITAL MANAGEMENT /DE/ 0.66% of their portfolio NEW YORK, NY 29,129,00029.1m $26.4m $26.4m 0.66% Reduced -2.1m -2,058,000
15 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 21,102,00021.1m $19.0m $19.0m 0.02% Reduced -1.3m -1,287,000
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,100,00020.1m $18.1m $18.1m 0.00% Added +11.0m +11,030,000
17 AVIVA PLC 0.05% of their portfolio LONDON, X0 20,000,00020.0m $18.4m $18.4m 0.05% Unchanged
18 Portman Square Capital LLP 5.91% of their portfolio London, X0 19,700,00019.7m $17.8m $17.8m 5.91% Unchanged
19 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 19,125,00019.1m $17.6m $17.6m 0.02% Added +5.4m +5,425,000
20 MacKay Shields LLC 0.47% of their portfolio New York, NY 19,058,00019.1m $17.2m $17.2m 0.47% Added +3.0m +2,977,000
21 FMR LLC 0.00% of their portfolio BOSTON, MA 18,546,00018.5m $16.7m $16.7m 0.00% Reduced -350.0k -350,000
22 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 18,000,00018.0m $16.3m $16.3m 0.02% Added +5.5m +5,500,000
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,876,00016.9m $15.2m $15.2m 0.00% Reduced -2.9m -2,932,000
24 Lombard Odier Asset Management (USA) Corp 5.06% of their portfolio New York, NY 15,000,00015.0m $13.6m $13.6m 5.06% Unchanged
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 15,000,00015.0m $13.6m $13.6m 0.01% Added +250.0k +250,000
26 Walleye Capital LLC 0.14% of their portfolio NEW YORK, NY 15,000,00015.0m $13.6m $13.6m 0.14% Added +12.5m +12,500,000
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,500,00012.5m $11.3m $11.3m 0.00% Unchanged
28 BlackRock, Inc. 0.00% of their portfolio New York, NY 12,400,00012.4m $11.2m $11.2m 0.00% First filing
29 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 12,000,00012.0m $10.8m $10.8m 0.04% Reduced -3.0m -3,000,000
30 READYSTATE ASSET MANAGEMENT LP 0.54% of their portfolio CHICAGO, IL 11,500,00011.5m $10.4m $10.4m 0.54% Unchanged
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,275,00011.3m $10.2m $10.2m 0.00% Unchanged
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 10,003,00010.0m $9.0m $9.0m 0.02% Reduced -20.8m -20,750,000
33 AXA S.A. 0.03% of their portfolio PARIS, I0 9,950,0009.9m $9.1m $9.1m 0.03% Reduced -1.9m -1,850,000
34 Murchinson Ltd. 3.64% of their portfolio TORONTO, A6 9,500,0009.5m $8.9m $8.9m 3.64% Reduced -2.0m -2,000,000
35 RWC Asset Management LLP 0.41% of their portfolio LONDON, X0 7,800,0007.8m $7.1m $7.1m 0.41% Added +1.0m +1,000,000
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 7,254,0007.3m $6.5m $6.5m 0.01% Reduced -8.0m -7,950,000
37 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 7,000,0007.0m $6.3m $6.3m 0.02% Added +2.0m +2,000,000
38 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 6,966,0007.0m $6.3m $6.3m 0.01% Reduced -628.0k -628,000
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,944,0005.9m $5.5m $5.5m 0.00% New
40 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 5,141,0005.1m $4.6m $4.6m 0.01% Added +2.0m +2,025,000
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,059,0005.1m $4.6m $4.6m 0.00% Reduced -4.4m -4,426,000
42 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,938,0004.9m $4.3m $4.3m 0.00% Added +188.0k +188,000
43 Amundi 0.00% of their portfolio Paris, I0 4,350,0004.3m $3.7m $3.7m 0.00% Added +350.0k +350,000
44 BOOTHBAY FUND MANAGEMENT, LLC 0.11% of their portfolio NEW YORK, NY 4,078,0004.1m $3.7m $3.7m 0.11% Reduced -859.0k -859,000
45 Man Group plc 0.01% of their portfolio LONDON, X0 4,060,0004.1m $3.7m $3.7m 0.01% Reduced -500.0k -500,000
46 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,037,0004.0m $3.7m $3.7m 0.00% Unchanged
47 ZAZOVE ASSOCIATES LLC 0.29% of their portfolio INCLINE VILLAGE, NV 3,000,0003.0m $2.7m $2.7m 0.29% Reduced -3.0m -3,000,000
48 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 3,000,0003.0m $2.7m $2.7m 0.01% Reduced -31.0m -31,000,000
49 Flow State Investments, L.P. 1.20% of their portfolio CHICAGO, IL 3,000,0003.0m $2.7m $2.7m 1.20% Reduced -1.0m -1,000,000
50 Crystalline Management Inc. 2.79% of their portfolio Montreal, Quebec, Z4 3,000,0003.0m $2.7m $2.7m 2.79% Unchanged
51 SSI INVESTMENT MANAGEMENT LLC 0.14% of their portfolio Los Angeles, CA 2,044,0002.0m $1.8m $1.8m 0.14% Unchanged
52 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 2,025,0002.0m $1.8m $1.8m 0.01% Reduced -525.0k -525,000
53 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 2,000,0002.0m $1.8m $1.8m 0.01% New
54 Arosa Capital Management LP 1.27% of their portfolio MIAMI BEACH, FL 2,000,0002.0m $1.8m $1.8m 1.27% New
55 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,800,0001.8m $1.6m $1.6m 0.00% Unchanged
56 PALISADE CAPITAL MANAGEMENT, LP 0.04% of their portfolio FORT LEE, NJ 1,749,0001.7m $1.6m $1.6m 0.04% Unchanged
57 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,654,0001.7m $1.5m $1.5m 0.00% Unchanged
58 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,202,0001.2m $1.1m $1.1m 0.00% Added +254.0k +254,000
59 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,000,0001.0m $895.5k $895.5k 0.00% Added +800.0k +800,000
60 NOMURA HOLDINGS INC 0.07% of their portfolio TOKYO, M0 803,136803.1k $9.0m $9.0m 0.07% New
61 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 800,000800.0k $724.5k $724.5k 0.00% Reduced -15.0m -15,000,000
62 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 500,000500.0k $453.8k $453.8k 0.01% Unchanged
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 437,000437.0k $393.6k $393.6k 0.00% New
64 KBC Group NV 0.00% of their portfolio Brussels, C9 400,000400.0k $362.0k $362.0k 0.00% Unchanged
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 376,000376.0k $346.6k $346.6k 0.00% New
66 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $272.1k $272.1k 0.00% Unchanged
67 SHENKMAN CAPITAL MANAGEMENT INC 0.02% of their portfolio NEW YORK, NY 267,000267.0k $242.4k $242.4k 0.02% Reduced -800.0k -800,000
68 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 176,000176.0k $159.6k $159.6k 0.01% Added +1.0k +1,000
69 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 131,000131.0k $118.0k $118.0k 0.00% Unchanged
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 86,00086.0k $77.5k $77.5k 0.00% New
71 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 43,00043.0k $38.7k $38.7k 0.00% New
72 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 25,00025.0k $21.7k $21.7k 0.00% Reduced -10.0k -10,000
73 Context Capital Management, LLC 0.48% of their portfolio LAJOLLA, CA 19,47519.5k $17.6m $17.6m 0.48% Reduced -9.5k -9,500
74 Balboa Wealth Partners 0.00% of their portfolio SCOTTSDALE, AZ 17,00017.0k $15.5k $15.5k 0.00% New
75 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $11.7k $11.7k 0.00% New
76 Virtus Investment Advisers, LLC 0.01% of their portfolio HARTFORD, CT 12,00012.0k $10.8k $10.8k 0.01% Unchanged
77 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 12,00012.0k $10.8k $10.8k 0.00% New
78 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 9,4009.4k $849.0k $849.0k 0.00% Added +100 +100
79 Alpine Global Management, LLC 1.64% of their portfolio NEW YORK, NY 7,5007.5k $6.8m $6.8m 1.64% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $1.8k $1.8k 0.00% New
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0002.0k $1.8k $1.8k 0.00% New
82 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 650650 $589.5k $589.5k 0.00% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged