Vault-13

RIVERNORTH OPPORTUNISTIC MUN RMI

COM · Closed-End Fund · CUSIP 76883F108

25 institutional holders +5 vs Q3 2024
1,537,8381.5m shares reported held*
$23.2mreported value*
4 new 9 added 2 reduced 1 sold out net bought ≈ $3.8m (+250.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.06.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 22Q1 23: 19Q2 23: 18Q3 23: 20Q4 23: 20Q1 24: 21Q2 24: 19Q3 24: 20Q4 24: 2525Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202319
Q2 202318
Q3 202320
Q4 202320
Q1 202421
Q2 202419
Q3 202420
Q4 202425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 6 bought or addedQ1 23: 13 cut or sold outQ2 23: 7 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 7 cut or sold outQ4 23: 11 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 7 cut or sold outQ2 24: 5 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 4 cut or sold outQ4 24: 13 bought or addedQ4 24: 3 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023613
Q2 202379
Q3 2023107
Q4 20231110
Q1 2024107
Q2 202459
Q3 202484
Q4 2024133

Biggest buyers

Logan Stone Capital, LLC Added +73,541+73.5k
UBS Group AG Added +53,168+53.2k
WOLVERINE ASSET MANAGEMENT LLC Added +50,176+50.2k
Independent Advisor Alliance New +41,741+41.7k
LPL Financial LLC New +24,607+24.6k
NOMURA HOLDINGS INC New +11,100+11.1k
Apollon Wealth Management, LLC New +10,685+10.7k
WELLS FARGO & COMPANY/MN Added +10,381+10.4k
Stratos Wealth Partners, LTD. Added +8,865+8.9k
ROBINSON CAPITAL MANAGEMENT, LLC Added +8,441+8.4k

Biggest sellers

NewEdge Wealth, LLC Sold out -24,885-24.9k
ROYAL BANK OF CANADA Reduced -10,974-11.0k
MORGAN STANLEY Reduced -9,749-9.7k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2024-11-04 Sprauer Scott Portfolio Manager Sold 752 $15.91 $12.0k752 shares -100%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 483,316483.3k $7.3m $7.3m 0.10% Added +8.9k +8,865
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 158,729158.7k $2.4m $2.4m 0.00% Added +53.2k +53,168
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,287138.3k $2.1m $2.1m 0.00% Added +10.4k +10,381
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 137,189137.2k $2.1m $2.1m 0.00% Reduced -11.0k -10,974
5 Logan Stone Capital, LLC 0.57% of their portfolio CHICAGO, IL 112,766112.8k $1.7m $1.7m 0.57% Added +73.5k +73,541
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 112,616112.6k $1.7m $1.7m 0.00% Reduced -9.7k -9,749
7 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 87,80187.8k $1.3m $1.3m 0.02% Added +50.2k +50,176
8 ROBINSON CAPITAL MANAGEMENT, LLC 0.28% of their portfolio GROSSE POINTE FARMS, MI 46,21746.2k $696.0k $696.0k 0.28% Added +8.4k +8,441
9 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 41,74141.7k $628.6k $628.6k 0.01% New
10 Cypress Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 32,50032.5k $489.4k $489.4k 0.10% Unchanged
11 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 30,30130.3k $456.4k $456.4k 0.01% Added +43 +43
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,60724.6k $370.6k $370.6k 0.00% New
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 22,35322.4k $336.6k $336.6k 0.00% First filing
14 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 19,04519.0k $286.8k $286.8k 0.01% Unchanged
15 Fairhaven Wealth Management, LLC 0.09% of their portfolio Oak Brook, IL 18,65318.7k $280.9k $280.9k 0.09% Unchanged
16 XML Financial, LLC 0.02% of their portfolio BETHESDA, MD 13,00013.0k $195.8k $195.8k 0.02% Unchanged
17 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 11,10011.1k $167.2k $167.2k 0.00% New
18 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 10,68510.7k $160.9k $160.9k 0.00% New
19 Twelve Points Wealth Management LLC 0.04% of their portfolio CONCORD, MA 10,17010.2k $153.2k $153.2k 0.04% Unchanged
20 MOSAIC FINANCIAL GROUP, LLC 0.11% of their portfolio CHICAGO, IL 10,00010.0k $151.0k $151.0k 0.11% Unchanged
21 Noble Wealth Management PBC 0.07% of their portfolio GREENWOOD VILLAGE, CO 7,1007.1k $106.9k $106.9k 0.07% First filing
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,3455.3k $80.5k $80.5k 0.00% Added +2.8k +2,785
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,4402.4k $36.7k $36.7k 0.00% Added +640 +640
24 Atala Financial Inc 0.02% of their portfolio CALABASAS, CA 1,8771.9k $28.3k $28.3k 0.02% First filing
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged