Vault-13

RIVERNORTH MANAGED DUR MUN I XRMMX

COM · Closed-End Fund · CUSIP 76882H105

44 institutional holders +0 vs Q1 2024
3,213,7073.2m shares reported held*
$49.0mreported value*
2 new 18 added 13 reduced 2 sold out net sold ≈ $9.1m (-594.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.26.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 33Q1 23: 34Q2 23: 32Q3 23: 32Q4 23: 41Q1 24: 44Q2 24: 4444Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202229
Q4 202233
Q1 202334
Q2 202332
Q3 202332
Q4 202341
Q1 202444
Q2 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 17 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 13 cut or sold outQ2 23: 13 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 12 cut or sold outQ4 23: 21 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 17 cut or sold outQ2 24: 20 bought or addedQ2 24: 15 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221716
Q1 20231913
Q2 20231313
Q3 20231412
Q4 20232111
Q1 20242017
Q2 20242015

Biggest buyers

Kestra Advisory Services, LLC New +156,630+156.6k
Advisors Asset Management, Inc. New +68,912+68.9k
STIFEL FINANCIAL CORP Added +50,627+50.6k
ProVise Management Group, LLC Added +19,149+19.1k
UBS Group AG Added +18,102+18.1k
Stratos Wealth Partners, LTD. Added +15,669+15.7k
ROBINSON CAPITAL MANAGEMENT, LLC Added +15,457+15.5k
ROYAL BANK OF CANADA Added +15,202+15.2k
U.S. Capital Wealth Advisors, LLC Added +7,040+7.0k
TRUIST FINANCIAL CORP Added +4,886+4.9k

Biggest sellers

MORGAN STANLEY Reduced -785,112-785.1k
OSAIC HOLDINGS, INC. Reduced -116,953-117.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -14,442-14.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -13,717-13.7k
JANE STREET GROUP, LLC Sold out -12,766-12.8k
WELLS FARGO & COMPANY/MN Reduced -10,497-10.5k
RAYMOND JAMES & ASSOCIATES Reduced -7,112-7.1k
Logan Stone Capital, LLC Reduced -6,768-6.8k
Janney Montgomery Scott LLC Reduced -5,113-5.1k
Parallel Advisors, LLC Sold out -2,071-2.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 522,805522.8k $8.0m $8.0m 0.00% Reduced -10.5k -10,497
2 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 425,026425.0k $6.5m $6.5m 0.10% Added +15.7k +15,669
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 334,161334.2k $5.1m $5.1m 0.00% Reduced -785.1k -785,112
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 291,562291.6k $4.4m $4.4m 0.00% Added +15.2k +15,202
5 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 239,663239.7k $3.7m $3.7m 0.00% Added +50.6k +50,627
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 206,978207.0k $3.2m $3.2m 0.00% Added +18.1k +18,102
7 ProVise Management Group, LLC 0.21% of their portfolio CLEARWATER, FL 159,630159.6k $2.4m $2.4m 0.21% Added +19.1k +19,149
8 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 156,630156.6k $2.4m $2.4m 0.01% New
9 ROBINSON CAPITAL MANAGEMENT, LLC 0.56% of their portfolio GROSSE POINTE FARMS, MI 101,718101.7k $1.5m $1.5m 0.56% Added +15.5k +15,457
10 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 94,69594.7k $1.4m $1.4m 0.05% Added +7.0k +7,040
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 85,46585.5k $1.3m $1.3m 0.00% Added +3.1k +3,128
12 Logan Stone Capital, LLC 0.29% of their portfolio CHICAGO, IL 72,87072.9k $1.1m $1.1m 0.29% Reduced -6.8k -6,768
13 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 68,91268.9k $1.1m $1.1m 0.02% New
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,08242.1k $642.2k $642.2k 0.00% Reduced -7.1k -7,112
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 34,84334.8k $531.7k $531.7k 0.04% Reduced -13.7k -13,717
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,50028.5k $434.9k $434.9k 0.00% Added +4.9k +4,886
17 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,47725.5k $388.8k $388.8k 0.00% Added +42 +42
18 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 24,00024.0k $366.2k $366.2k 0.02% Unchanged
19 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 24,00024.0k $366.2k $366.2k 0.04% Added +2.0k +2,000
20 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 23,60023.6k $360.1k $360.1k 0.01% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,86120.9k $318.3k $318.3k 0.00% Added +3.9k +3,855
22 Fairhaven Wealth Management, LLC 0.10% of their portfolio Oak Brook, IL 19,72719.7k $301.0k $301.0k 0.10% Unchanged
23 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,11116.1k $245.9k $245.9k 0.01% Reduced -770 -770
24 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 15,67915.7k $239.0k $239.0k 0.01% Added +265 +265
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,55314.6k $222.0k $222.0k 0.00% Reduced -5.1k -5,113
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,24214.2k $217.3k $217.3k 0.00% Added +515 +515
27 Twelve Points Wealth Management LLC 0.08% of their portfolio CONCORD, MA 14,02714.0k $214.1k $214.1k 0.08% Added +330 +330
28 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 13,65513.7k $208.4k $208.4k 0.00% Added +220 +220
29 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 13,55113.6k $206.8k $206.8k 0.01% Added +1.0k +1,000
30 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,20013.2k $201.4k $201.4k 0.00% Unchanged
31 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,77612.8k $195.0k $195.0k 0.00% Reduced -1.3k -1,337
32 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 11,87011.9k $181.1k $181.1k 0.00% Unchanged
33 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,66011.7k $177.9k $177.9k 0.00% Reduced -340 -340
34 MELFA WEALTH MANAGEMENT, INC. 0.12% of their portfolio WESTBOROUGH, MA 10,84710.8k $165.5k $165.5k 0.12% Unchanged
35 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 10,59010.6k $162.0k $162.0k 0.01% Reduced -507 -507
36 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,02310.0k $152.9k $152.9k 0.00% Added +3 +3
37 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 10,00010.0k $152.6k $152.6k 0.01% Unchanged
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,2459.2k $141.1k $141.1k 0.00% Reduced -117.0k -116,953
39 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,2206.2k $94.9k $94.9k 0.00% Reduced -14.4k -14,442
40 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2501.2k $19.1k $19.1k 0.00% Unchanged
41 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 500500 $7.6k $7.6k 0.00% Unchanged
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 258258 $3.9k $3.9k 0.00% Reduced -157 -157
43 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 245245 $3.7k $3.7k 0.00% Unchanged
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged