Vault-13

RIVERNORTH DOUBLELINE STRATE OPP

COM · Closed-End Fund · CUSIP 76882G107

52 institutional holders +2 vs Q1 2025
7,699,2877.7m shares reported held*
$65.8mreported value*
6 new 17 added 16 reduced 3 sold out net bought ≈ $11.2m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.55.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 52Q1 23: 57Q2 23: 54Q3 23: 53Q4 23: 54Q1 24: 58Q2 24: 48Q3 24: 45Q4 24: 59Q1 25: 50Q2 25: 5252Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202250
Q4 202252
Q1 202357
Q2 202354
Q3 202353
Q4 202354
Q1 202458
Q2 202448
Q3 202445
Q4 202459
Q1 202550
Q2 202552

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 19 bought or addedQ3 23: 26 cut or sold outQ4 23: 35 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 20 cut or sold outQ2 24: 15 bought or addedQ2 24: 32 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 22 cut or sold outQ4 24: 28 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 26 cut or sold outQ2 25: 23 bought or addedQ2 25: 19 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231926
Q4 20233519
Q1 20243220
Q2 20241532
Q3 20241922
Q4 20242814
Q1 20252526
Q2 20252319

Biggest buyers

ROYAL BANK OF CANADA Added +812,109+812.1k
WELLS FARGO & COMPANY/MN Added +227,721+227.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +169,599+169.6k
Advisors Asset Management, Inc. New +153,815+153.8k
Next Capital Management LLC New +63,859+63.9k
Shaker Financial Services, LLC New +44,076+44.1k
1607 Capital Partners, LLC Added +28,903+28.9k
RAYMOND JAMES FINANCIAL INC Added +13,750+13.8k
JANE STREET GROUP, LLC New +10,745+10.7k
Verity Asset Management, Inc. Added +4,468+4.5k

Biggest sellers

MORGAN STANLEY Reduced -84,504-84.5k
Matisse Capital Reduced -37,475-37.5k
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -31,134-31.1k
CoreCap Advisors, LLC Reduced -17,500-17.5k
Quarry LP Sold out -12,129-12.1k
Mariner, LLC Sold out -11,861-11.9k
UBS Group AG Reduced -10,971-11.0k
Baird Financial Group, Inc. Reduced -4,987-5.0k
FIRST FOUNDATION ADVISORS Reduced -4,768-4.8k
Geneos Wealth Management Inc. Reduced -4,049-4.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-02-04 8.7% 2.0m≈ $15.4m 2025-02-04
WELLS FARGO & COMPANY/MN 13G · institution +0.6 pts · filed 2026-07-28 6.6% +0.6 pts 1.7m≈ $12.7m 2026-07-28

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,380,0362.4m $20.3m $20.3m 0.00% Reduced -84.5k -84,504
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,868,3601.9m $16.0m $16.0m 0.00% Added +812.1k +812,109
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 689,644689.6k $5.9m $5.9m 0.00% Added +227.7k +227,721
4 1607 Capital Partners, LLC 0.19% of their portfolio Richmond, VA 271,084271.1k $2.3m $2.3m 0.19% Added +28.9k +28,903
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 259,931259.9k $2.2m $2.2m 0.00% Reduced -11.0k -10,971
6 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 248,386248.4k $2.1m $2.1m 0.05% Added +3.8k +3,786
7 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 169,599169.6k $1.4m $1.4m 0.12% New
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 155,379155.4k $1.3m $1.3m 0.00% Added +13.8k +13,750
9 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 153,815153.8k $1.3m $1.3m 0.02% New
10 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 153,513153.5k $1.3m $1.3m 0.00% Reduced -5.0k -4,987
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 150,659150.7k $1.3m $1.3m 0.00% Added +4.4k +4,382
12 Matisse Capital 0.61% of their portfolio PORTLAND, OR 150,538150.5k $1.3m $1.3m 0.61% Reduced -37.5k -37,475
13 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 92,15692.2k $787.9k $787.9k 0.01% Added +3.1k +3,108
14 Next Capital Management LLC 0.20% of their portfolio NEW YORK, NY 63,85963.9k $546.0k $546.0k 0.20% New
15 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 61,33961.3k $524.4k $524.4k 0.02% Reduced -4.8k -4,768
16 SeaCrest Wealth Management, LLC 0.06% of their portfolio PURCHASE, NY 61,27061.3k $523.9k $523.9k 0.06% Reduced -443 -443
17 Verity Asset Management, Inc. 0.25% of their portfolio DURHAM, NC 61,20961.2k $523.3k $523.3k 0.25% Added +4.5k +4,468
18 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 60,30060.3k $516.0k $516.0k 0.02% Reduced -1.5k -1,478
19 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 50,05550.1k $428.0k $428.0k 0.00% Unchanged
20 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 46,88846.9k $400.9k $400.9k 0.01% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 45,80045.8k $391.6k $391.6k 0.00% Reduced -2.7k -2,700
22 Shaker Financial Services, LLC 0.14% of their portfolio Arlington, VA 44,07644.1k $376.9k $376.9k 0.14% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,49941.5k $355.0k $355.0k 0.00% Reduced -3.2k -3,192
24 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 40,37540.4k $345.2k $345.2k 0.02% Added +273 +273
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,09940.1k $342.9k $342.9k 0.00% Reduced -1.8k -1,809
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,55738.6k $329.7k $329.7k 0.00% Reduced -1.9k -1,859
27 Total Wealth Planning & Management, Inc. 0.28% of their portfolio Ponte Vedra Beach, FL 37,42137.4k $319.9k $319.9k 0.28% Added +1.0k +1,038
28 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,54830.5k $261.2k $261.2k 0.00% Added +1.8k +1,836
29 Navis Wealth Advisors, LLC 0.21% of their portfolio RYE BROOK, NY 28,57128.6k $244.3k $244.3k 0.21% Added +954 +954
30 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 25,67625.7k $219.5k $219.5k 0.02% Added +147 +147
31 Powell Investment Advisors, LLC 0.07% of their portfolio MIAMI, FL 21,88921.9k $187.1k $187.1k 0.07% Added +1.3k +1,308
32 ORG Partners LLC 0.04% of their portfolio ROANOKE, IN 21,11521.1k $180.5k $180.5k 0.04% Unchanged
33 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 16,70016.7k $142.8k $142.8k 0.01% Reduced -17.5k -17,500
34 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 15,00015.0k $128.2k $128.2k 0.02% Unchanged
35 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,50813.5k $115.5k $115.5k 0.00% Added +2.1k +2,052
36 Fiduciary Group, LLC 0.01% of their portfolio SAVANNAH, GA 12,10012.1k $103.5k $103.5k 0.01% Unchanged
37 Post Resch Tallon Group Inc. 0.09% of their portfolio PITTSFORD, NY 11,35611.4k $97.1k $97.1k 0.09% Reduced -3.7k -3,683
38 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 11,11511.1k $95.0k $95.0k 0.01% Added +371 +371
39 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 10,94510.9k $93.6k $93.6k 0.00% Unchanged
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,74510.7k $91.9k $91.9k 0.00% New
41 Future Financial Wealth Managment LLC 0.05% of their portfolio CINCINNATI, OH 9,0009.0k $77.0k $77.0k 0.05% Unchanged
42 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,9007.9k $67.5k $67.5k 0.00% Added +2.9k +2,900
43 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 6,2856.3k $53.0k $53.0k 0.00% Unchanged
44 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,3463.3k $28.6k $28.6k 0.00% Reduced -4.0k -4,049
45 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1702.2k $18.6k $18.6k 0.00% Unchanged
46 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,1642.2k $18.4k $18.4k 0.00% Unchanged
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,5671.6k $13.4k $13.4k 0.00% Reduced -629 -629
48 WPG Advisers, LLC 0.01% of their portfolio BALTIMORE, MD 1,2721.3k $10.9k $10.9k 0.01% Reduced -257 -257
49 CWM, LLC 0.00% of their portfolio OMAHA, NE 384384 $3.0k $3.0k 0.00% Unchanged
50 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7474 $633 $633 0.00% Unchanged
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1010 $86 $86 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged