Vault-13

RIVERNORTH DOUBLELINE STRATE OPP

COM · Closed-End Fund · CUSIP 76882G107

48 institutional holders -10 vs Q1 2024
5,650,4325.7m shares reported held*
$47.9mreported value*
2 new 13 added 21 reduced 11 sold out net sold ≈ $32.1m (-3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.47.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 52Q1 23: 57Q2 23: 54Q3 23: 53Q4 23: 54Q1 24: 58Q2 24: 4848Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202250
Q4 202252
Q1 202357
Q2 202354
Q3 202353
Q4 202354
Q1 202458
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 20 cut or sold outQ2 23: 23 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 26 cut or sold outQ4 23: 35 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 20 cut or sold outQ2 24: 15 bought or addedQ2 24: 32 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222324
Q1 20233320
Q2 20232321
Q3 20231926
Q4 20233519
Q1 20243220
Q2 20241532

Biggest buyers

RIVERBRIDGE PARTNERS LLC Added +116,919+116.9k
Strategic Financial Concepts, LLC New +116,160+116.2k
PFG Investments, LLC Added +26,946+26.9k
J.W. COLE ADVISORS, INC. Added +22,800+22.8k
WELLS FARGO & COMPANY/MN Added +14,175+14.2k
RAYMOND JAMES & ASSOCIATES Added +6,318+6.3k
STIFEL FINANCIAL CORP Added +5,689+5.7k
Arlington Trust Co LLC New +5,000+5.0k
CoreCap Advisors, LLC Added +4,100+4.1k
INTEGRATED CAPITAL MANAGEMENT, INC. Added +2,224+2.2k

Biggest sellers

MORGAN STANLEY Reduced -3,077,149-3.1m
Shaker Financial Services, LLC Reduced -196,796-196.8k
SIT INVESTMENT ASSOCIATES INC Reduced -130,326-130.3k
OSAIC HOLDINGS, INC. Reduced -102,923-102.9k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -79,556-79.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -72,385-72.4k
Eschler Asset Management LLP Sold out -64,556-64.6k
1607 Capital Partners, LLC Reduced -33,300-33.3k
CENTAURUS FINANCIAL, INC. Sold out -27,435-27.4k
HighTower Advisors, LLC Sold out -26,527-26.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-02-04 8.7% 2.0m≈ $15.4m 2025-02-04
WELLS FARGO & COMPANY/MN 13G · institution +0.6 pts · filed 2026-07-28 6.6% +0.6 pts 1.7m≈ $12.7m 2026-07-28

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,776,3351.8m $15.4m $15.4m 0.00% Reduced -3.1m -3,077,149
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,050,5961.1m $9.1m $9.1m 0.00% Reduced -2.7k -2,681
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 271,390271.4k $2.3m $2.3m 0.00% Reduced -1.7k -1,717
4 MANGROVE PARTNERS IM, LLC 0.15% of their portfolio Greenwich, CT 213,339213.3k $1.8m $1.8m 0.15% Unchanged
5 Matisse Capital 0.83% of their portfolio PORTLAND, OR 195,000195.0k $1.7m $1.7m 0.83% Unchanged
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,618162.6k $1.4m $1.4m 0.00% Reduced -9.1k -9,088
7 RIVERBRIDGE PARTNERS LLC 0.02% of their portfolio MINNEAPOLIS, MN 152,757152.8k $1.3m $1.3m 0.02% Added +116.9k +116,919
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 131,019131.0k $1.1m $1.1m 0.00% Added +14.2k +14,175
9 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 127,711127.7k $1.1m $1.1m 0.00% Added +708 +708
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 124,257124.3k $1.1m $1.1m 0.00% Reduced -3.9k -3,935
11 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 118,777118.8k $1.0m $1.0m 0.01% Reduced -5.3k -5,297
12 Strategic Financial Concepts, LLC 0.01% of their portfolio SAN ANTONIO, TX 116,160116.2k $13.2k $13.2k 0.01% New
13 1607 Capital Partners, LLC 0.09% of their portfolio Richmond, VA 114,550114.5k $990.9k $990.9k 0.09% Reduced -33.3k -33,300
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 104,940104.9k $907.7k $907.7k 0.00% Added +6.3k +6,318
15 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 82,96683.0k $717.7k $717.7k 0.05% Added +26.9k +26,946
16 Shaker Financial Services, LLC 0.27% of their portfolio Arlington, VA 78,12878.1k $675.8k $675.8k 0.27% Reduced -196.8k -196,796
17 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 74,79874.8k $647.0k $647.0k 0.02% Unchanged
18 Next Capital Management LLC 0.23% of their portfolio NEW YORK, NY 63,85963.9k $552.4k $552.4k 0.23% Reduced -37 -37
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 59,17359.2k $511.8k $511.8k 0.00% Reduced -327 -327
20 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 54,40054.4k $471.0k $471.0k 0.02% Added +1.7k +1,700
21 SeaCrest Wealth Management, LLC 0.05% of their portfolio PURCHASE, NY 48,98349.0k $423.7k $423.7k 0.05% Added +1.2k +1,190
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 47,21947.2k $408.0k $408.0k 0.00% Reduced -423 -423
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 41,96642.0k $363.0k $363.0k 0.03% Reduced -72.4k -72,385
24 Perennial Investment Advisors, LLC 0.05% of their portfolio Los Angeles, CA 41,82441.8k $361.8k $361.8k 0.05% Unchanged
25 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 41,38241.4k $358.0k $358.0k 0.02% Added +22.8k +22,800
26 Verity Asset Management, Inc. 0.13% of their portfolio DURHAM, NC 38,32138.3k $331.5k $331.5k 0.13% Reduced -526 -526
27 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 34,80034.8k $301.0k $301.0k 0.03% Added +4.1k +4,100
28 Yakira Capital Management, Inc. 0.11% of their portfolio Westport, CT 30,99831.0k $268.1k $268.1k 0.11% Reduced -3.9k -3,900
29 ORG Partners LLC 0.03% of their portfolio ROANOKE, IN 29,74229.7k $257.0k $257.0k 0.03% Reduced -781 -781
30 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 28,82928.8k $249.4k $249.4k 0.01% Reduced -750 -750
31 COMERICA BANK 0.00% of their portfolio DALLAS, TX 28,42228.4k $245.8k $245.8k 0.00% Added +99 +99
32 Navis Wealth Advisors, LLC 0.26% of their portfolio RYE BROOK, NY 26,35726.4k $228.0k $228.0k 0.26% Added +23 +23
33 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 22,41722.4k $193.9k $193.9k 0.15% Added +2.2k +2,224
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,69621.7k $187.7k $187.7k 0.00% Added +5.7k +5,689
35 SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio Minneapolis, MN 14,95715.0k $129.0k $129.0k 0.00% Reduced -130.3k -130,326
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,08414.1k $121.8k $121.8k 0.00% Reduced -102.9k -102,923
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,26613.3k $114.8k $114.8k 0.00% Reduced -270 -270
38 Fiduciary Group, LLC 0.01% of their portfolio SAVANNAH, GA 13,00013.0k $112.5k $112.5k 0.01% Unchanged
39 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 10,94510.9k $94.7k $94.7k 0.00% Unchanged
40 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,00010.0k $86.5k $86.5k 0.00% Unchanged
41 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,3966.4k $55.0k $55.0k 0.01% Unchanged
42 Arlington Trust Co LLC 0.01% of their portfolio BIRMINGHAM, AL 5,0005.0k $43.2k $43.2k 0.01% New
43 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3022.3k $19.9k $19.9k 0.00% Unchanged
44 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1702.2k $18.9k $18.9k 0.00% Reduced -12 -12
45 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,1642.2k $18.6k $18.6k 0.00% Unchanged
46 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 345345 $3.0k $3.0k 0.00% Unchanged
47 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7474 $640 $640 0.00% Reduced -74 -74
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged