Vault-13

RIVERNORTH CAP AND INCM FD I XRSFX

COM · Closed-End Fund · CUSIP 76882B108

15 institutional holders -1 vs Q4 2025
1,639,2581.6m shares reported held*
$23.9mreported value*
3 new 3 added 8 reduced 4 sold out net sold ≈ $884.2k (-60.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.55.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 19Q1 23: 17Q2 23: 16Q3 23: 16Q4 23: 16Q1 24: 25Q2 24: 22Q3 24: 18Q4 24: 20Q1 25: 18Q2 25: 17Q3 25: 16Q4 25: 16Q1 26: 1515Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202213
Q4 202219
Q1 202317
Q2 202316
Q3 202316
Q4 202316
Q1 202425
Q2 202422
Q3 202418
Q4 202420
Q1 202518
Q2 202517
Q3 202516
Q4 202516
Q1 202615

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 11 bought or addedQ2 24: 14 cut or sold outQ3 24: 7 bought or addedQ3 24: 15 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 13 cut or sold outQ1 25: 3 bought or addedQ1 25: 16 cut or sold outQ1 25Q2 25: 8 bought or addedQ2 25: 10 cut or sold outQ3 25: 11 bought or addedQ3 25: 9 cut or sold outQ3 25Q4 25: 7 bought or addedQ4 25: 13 cut or sold outQ1 26: 6 bought or addedQ1 26: 12 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241114
Q3 2024715
Q4 2024613
Q1 2025316
Q2 2025810
Q3 2025119
Q4 2025713
Q1 2026612

Biggest buyers

Significant Wealth Partners LLC New +120,905+120.9k
Everstar Asset Management, LLC New +32,016+32.0k
Equitable Holdings, Inc. Added +12,203+12.2k
Advisory Services Network, LLC New +2,355+2.4k
UBS Group AG Added +913+913
Palatine Hill Wealth Management, LLC Added +141+141

Biggest sellers

CANTOR FITZGERALD, L. P. Sold out -82,898-82.9k
TrueMark Investments, LLC Sold out -47,966-48.0k
SIT INVESTMENT ASSOCIATES INC Reduced -30,740-30.7k
ICON ADVISERS INC/CO Reduced -19,296-19.3k
JANE STREET GROUP, LLC Sold out -14,932-14.9k
CSS LLC/IL Reduced -14,421-14.4k
OSAIC HOLDINGS, INC. Reduced -8,632-8.6k
Waverly Advisors, LLC Reduced -4,759-4.8k
NewEdge Advisors, LLC Reduced -2,600-2.6k
RAYMOND JAMES FINANCIAL INC Reduced -2,046-2.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CSS LLC/IL 13G · passive investor +1.2 pts · filed 2025-12-19 6.3% +1.2 pts 266.7k≈ $3.9m 2025-12-19

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (0.2%, 2026-08-14), NOMURA HOLDINGS INC (0.0%, 2026-02-17)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Palatine Hill Wealth Management, LLC 8.53% of their portfolio BIRMINGHAM, MI 673,256673.3k $9.8m $9.8m 8.53% Added +141 +141
2 CSS LLC/IL 0.23% of their portfolio CHICAGO, IL 280,459280.5k $4.1m $4.1m 0.23% Reduced -14.4k -14,421
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 170,600170.6k $2.5m $2.5m 0.00% Reduced -8.6k -8,632
4 Significant Wealth Partners LLC 2.17% of their portfolio CARY, IL 120,905120.9k $1.8m $1.8m 2.17% New
5 ICON ADVISERS INC/CO 0.34% of their portfolio GREENWOOD VILLAGE, CO 100,986101.0k $1.5m $1.5m 0.34% Reduced -19.3k -19,296
6 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 98,89198.9k $1.4m $1.4m 0.03% Reduced -30.7k -30,740
7 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 87,76487.8k $1.3m $1.3m 0.01% Reduced -4.8k -4,759
8 Everstar Asset Management, LLC 0.25% of their portfolio MOORESVILLE, NC 32,01632.0k $465.8k $465.8k 0.25% New
9 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 23,85023.9k $347.0k $347.0k 0.00% Added +12.2k +12,203
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 17,50117.5k $254.6k $254.6k 0.00% Reduced -2.0k -2,046
11 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,20013.2k $192.1k $192.1k 0.00% Reduced -2.6k -2,600
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,26212.3k $178.4k $178.4k 0.00% Reduced -1 -1
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,0135.0k $72.9k $72.9k 0.00% Added +913 +913
14 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,3552.4k $34.3k $34.3k 0.00% New
15 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 200200 $2.9k $2.9k 0.00% Unchanged