Vault-13

RIVERNORTH CAP AND INCM FD I XRSFX

COM · Closed-End Fund · CUSIP 76882B108

16 institutional holders +0 vs Q3 2025
1,700,0281.7m shares reported held*
$24.4mreported value*
5 new 2 added 8 reduced 5 sold out net sold ≈ $5.3m (-371.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.36.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 19Q1 23: 17Q2 23: 16Q3 23: 16Q4 23: 16Q1 24: 25Q2 24: 22Q3 24: 18Q4 24: 20Q1 25: 18Q2 25: 17Q3 25: 16Q4 25: 1616Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202213
Q4 202219
Q1 202317
Q2 202316
Q3 202316
Q4 202316
Q1 202425
Q2 202422
Q3 202418
Q4 202420
Q1 202518
Q2 202517
Q3 202516
Q4 202516

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 14 bought or addedQ1 24: 7 cut or sold outQ2 24: 11 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 15 cut or sold outQ4 24: 6 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 16 cut or sold outQ2 25: 8 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 11 bought or addedQ3 25: 9 cut or sold outQ4 25: 7 bought or addedQ4 25: 13 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024147
Q2 20241114
Q3 2024715
Q4 2024613
Q1 2025316
Q2 2025810
Q3 2025119
Q4 2025713

Biggest buyers

ICON ADVISERS INC/CO New +120,282+120.3k
CSS LLC/IL Added +55,114+55.1k
TrueMark Investments, LLC New +47,966+48.0k
OSAIC HOLDINGS, INC. Added +24,600+24.6k
JANE STREET GROUP, LLC New +14,932+14.9k
Equitable Holdings, Inc. New +11,647+11.6k
HIGHLINE WEALTH PARTNERS LLC New +200+200

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -260,214-260.2k
NOMURA HOLDINGS INC Sold out -250,000-250.0k
CANTOR FITZGERALD, L. P. Reduced -39,368-39.4k
Shaker Financial Services, LLC Sold out -37,955-38.0k
Everstar Asset Management, LLC Sold out -23,757-23.8k
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -13,080-13.1k
Noble Wealth Management PBC Reduced -8,243-8.2k
Waverly Advisors, LLC Reduced -6,891-6.9k
RAYMOND JAMES FINANCIAL INC Reduced -2,526-2.5k
Advisory Services Network, LLC Sold out -2,355-2.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CSS LLC/IL 13G · passive investor +1.2 pts · filed 2025-12-19 6.3% +1.2 pts 266.7k≈ $3.9m 2025-12-19

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (0.2%, 2026-08-14), NOMURA HOLDINGS INC (0.0%, 2026-02-17)

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Palatine Hill Wealth Management, LLC 7.79% of their portfolio BIRMINGHAM, MI 673,115673.1k $9.7m $9.7m 7.79% First filing
2 CSS LLC/IL 0.24% of their portfolio CHICAGO, IL 294,880294.9k $4.2m $4.2m 0.24% Added +55.1k +55,114
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 179,232179.2k $2.6m $2.6m 0.00% Added +24.6k +24,600
4 SIT INVESTMENT ASSOCIATES INC 0.04% of their portfolio Minneapolis, MN 129,631129.6k $1.9m $1.9m 0.04% Reduced -260.2k -260,214
5 ICON ADVISERS INC/CO 0.37% of their portfolio GREENWOOD VILLAGE, CO 120,282120.3k $1.7m $1.7m 0.37% New
6 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 92,52392.5k $1.3m $1.3m 0.01% Reduced -6.9k -6,891
7 CANTOR FITZGERALD, L. P. 0.04% of their portfolio NEW YORK, NY 82,89882.9k $1.2m $1.2m 0.04% Reduced -39.4k -39,368
8 TrueMark Investments, LLC 0.13% of their portfolio CHICAGO, IL 47,96648.0k $688.8k $688.8k 0.13% New
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 19,54719.5k $280.7k $280.7k 0.00% Reduced -2.5k -2,526
10 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,80015.8k $226.9k $226.9k 0.00% Reduced -400 -400
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,93214.9k $214.4k $214.4k 0.00% New
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,26312.3k $176.1k $176.1k 0.00% Reduced -700 -700
13 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 11,64711.6k $167.3k $167.3k 0.00% New
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,1004.1k $58.9k $58.9k 0.00% Reduced -800 -800
15 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 1,0121.0k $14.5k $14.5k 0.01% Reduced -8.2k -8,243
16 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 200200 $2.9k $2.9k 0.00% New