Vault-13

RIVERNORTH CAP AND INCM FD I XRSFX

COM · Closed-End Fund · CUSIP 76882B108

17 institutional holders -1 vs Q1 2025
1,020,1751.0m shares reported held*
$14.7mreported value*
3 new 5 added 7 reduced 3 sold out net sold ≈ $3.3m (-213.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.38.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 19Q1 23: 17Q2 23: 16Q3 23: 16Q4 23: 16Q1 24: 25Q2 24: 22Q3 24: 18Q4 24: 20Q1 25: 18Q2 25: 1717Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202213
Q4 202219
Q1 202317
Q2 202316
Q3 202316
Q4 202316
Q1 202425
Q2 202422
Q3 202418
Q4 202420
Q1 202518
Q2 202517

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 6 bought or addedQ3 23: 10 cut or sold outQ4 23: 5 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 7 cut or sold outQ2 24: 11 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 15 cut or sold outQ4 24: 6 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 16 cut or sold outQ2 25: 8 bought or addedQ2 25: 10 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023610
Q4 2023510
Q1 2024147
Q2 20241114
Q3 2024715
Q4 2024613
Q1 2025316
Q2 2025810

Biggest buyers

BOOTHBAY FUND MANAGEMENT, LLC New +73,766+73.8k
Quarry LP New +72,044+72.0k
CSS LLC/IL Added +45,640+45.6k
CANTOR FITZGERALD, L. P. Added +43,428+43.4k
OSAIC HOLDINGS, INC. Added +41,381+41.4k
RAYMOND JAMES FINANCIAL INC Added +3,560+3.6k
BANK OF AMERICA CORP /DE/ New +1,377+1.4k
WFA Asset Management Corp Added +464+464

Biggest sellers

NOMURA HOLDINGS INC Sold out -200,000-200.0k
SIT INVESTMENT ASSOCIATES INC Reduced -192,753-192.8k
ICON ADVISERS INC/CO Reduced -45,027-45.0k
Shaker Financial Services, LLC Reduced -15,972-16.0k
Yakira Capital Management, Inc. Sold out -13,054-13.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -12,892-12.9k
Waverly Advisors, LLC Reduced -11,947-11.9k
NewEdge Advisors, LLC Reduced -1,600-1.6k
Capital Investment Advisors, LLC Reduced -1,107-1.1k
MORGAN STANLEY Reduced -636-636

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CSS LLC/IL 13G · passive investor +1.2 pts · filed 2025-12-19 6.3% +1.2 pts 266.7k≈ $3.9m 2025-12-19

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (0.2%, 2026-08-14), NOMURA HOLDINGS INC (0.0%, 2026-02-17)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.06% of their portfolio Minneapolis, MN 203,421203.4k $3.0m $3.0m 0.06% Reduced -192.8k -192,753
2 CSS LLC/IL 0.17% of their portfolio CHICAGO, IL 180,815180.8k $2.6m $2.6m 0.17% Added +45.6k +45,640
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 123,129123.1k $1.8m $1.8m 0.00% Added +41.4k +41,381
4 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 103,085103.1k $1.5m $1.5m 0.02% Reduced -11.9k -11,947
5 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 73,76673.8k $1.1m $1.1m 0.03% New
6 Quarry LP 0.24% of their portfolio NEW YORK, NY 72,04472.0k $1.0m $1.0m 0.24% New
7 ICON ADVISERS INC/CO 0.24% of their portfolio GREENWOOD VILLAGE, CO 70,82570.8k $1.0m $1.0m 0.24% Reduced -45.0k -45,027
8 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 54,42854.4k $618.6k $618.6k 0.02% Added +43.4k +43,428
9 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 40,66040.7k $591.6k $591.6k 0.01% Reduced -1.1k -1,107
10 Shaker Financial Services, LLC 0.21% of their portfolio Arlington, VA 40,11240.1k $583.6k $583.6k 0.21% Reduced -16.0k -15,972
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 22,75022.8k $331.0k $331.0k 0.00% Added +3.6k +3,560
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,50016.5k $240.1k $240.1k 0.00% Reduced -1.6k -1,600
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,86312.9k $187.2k $187.2k 0.00% Reduced -636 -636
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4002.4k $34.9k $34.9k 0.00% Unchanged
15 WFA Asset Management Corp 0.02% of their portfolio WHITEFISH BAY, WI 2,0002.0k $30.7k $30.7k 0.02% Added +464 +464
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,3771.4k $20.0k $20.0k 0.00% New
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged