RIVERNORTH CAP AND INCM FD I XRSFX
COM · Closed-End Fund · CUSIP 76882B108
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.42.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 13 |
| Q4 2022 | 19 |
| Q1 2023 | 17 |
| Q2 2023 | 16 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 8 | 8 |
| Q1 2023 | 11 | 10 |
| Q2 2023 | 7 | 12 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +44.1k |
| CSS LLC/IL | New | +24.2k |
| Mendota Financial Group, LLC | New | +23.4k |
| Shaker Financial Services, LLC | New | +19.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +10.5k |
| NewEdge Advisors, LLC | Added | +1.5k |
| OSAIC HOLDINGS, INC. | Added | +979 |
Biggest sellers
| Twelve Points Wealth Management LLC | Sold out | -24.5k |
| OTA Financial Group L.P. | Sold out | -20.0k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -13.6k |
| ICON ADVISERS INC/CO | Reduced | -9.5k |
| StrategIQ Financial Group, LLC | Reduced | -5.6k |
| Yakira Capital Management, Inc. | Reduced | -3.8k |
| Capital Investment Advisors, LLC | Reduced | -2.3k |
| MORGAN STANLEY | Reduced | -1.3k |
| WFA Asset Management Corp | Sold out | -1.1k |
| WELLS FARGO & COMPANY/MN | Sold out | -444 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| CSS LLC/IL 13G · passive investor +1.2 pts · filed 2025-12-19 | 6.3% |
Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (0.2%, 2026-08-14), NOMURA HOLDINGS INC (0.0%, 2026-02-17)
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.31% of their portfolio | 777.7k $12.0m | Added +44.1k |
| StrategIQ Financial Group, LLC 0.31% of their portfolio | 176.0k $2.7m | Reduced -5.6k |
| ICON ADVISERS INC/CO 0.66% of their portfolio | 168.4k $2.6m | Reduced -9.5k |
| Capital Investment Advisors, LLC 0.03% of their portfolio | 57.3k $883.9k | Reduced -2.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 42.5k $655.7k | Added +979 |
| Yakira Capital Management, Inc. 0.13% of their portfolio | 31.9k $492.4k | Reduced -3.8k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 27.6k $425.6k | Added +1.5k |
| MORGAN STANLEY 0.00% of their portfolio | 25.3k $390.0k | Reduced -1.3k |
| CSS LLC/IL 0.03% of their portfolio | 24.2k $373.9k | New |
| Mendota Financial Group, LLC 0.41% of their portfolio | 23.4k $361.3k | New |
| Shaker Financial Services, LLC 0.13% of their portfolio | 19.4k $299.3k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.8k $290.1k | Reduced -13.6k |
| UBS Group AG 0.00% of their portfolio | 11.8k $181.4k | Reduced -262 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.5k $161.2k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.4k $22.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |