Vault-13

RIVERNORTH CAP AND INCM FD I XRSFX

COM · Closed-End Fund · CUSIP 76882B108

16 institutional holders +1 vs Q1 2026
696,621696.6k shares reported held*
$10.2mreported value*
3 new 4 added 8 reduced 2 sold out net sold ≈ $13.8m (-942.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.62.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 19Q1 23: 17Q2 23: 16Q3 23: 16Q4 23: 16Q1 24: 25Q2 24: 22Q3 24: 18Q4 24: 20Q1 25: 18Q2 25: 17Q3 25: 16Q4 25: 16Q1 26: 15Q2 26: 1616Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202213
Q4 202219
Q1 202317
Q2 202316
Q3 202316
Q4 202316
Q1 202425
Q2 202422
Q3 202418
Q4 202420
Q1 202518
Q2 202517
Q3 202516
Q4 202516
Q1 202615
Q2 202616

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 15 cut or sold outQ4 24: 6 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 16 cut or sold outQ2 25: 8 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 11 bought or addedQ3 25: 9 cut or sold outQ4 25: 7 bought or addedQ4 25: 13 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 12 cut or sold outQ2 26: 7 bought or addedQ2 26: 10 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024715
Q4 2024613
Q1 2025316
Q2 2025810
Q3 2025119
Q4 2025713
Q1 2026612
Q2 2026710

Biggest buyers

Clear Street Group Inc. New +123,876+123.9k
Capital Investment Advisors, LLC New +21,267+21.3k
CoreCap Advisors, LLC New +6,500+6.5k
Significant Wealth Partners LLC Added +3,028+3.0k
Equitable Holdings, Inc. Added +2,076+2.1k
Everstar Asset Management, LLC Added +1,983+2.0k
MORGAN STANLEY Added +1+1

Biggest sellers

Palatine Hill Wealth Management, LLC Reduced -634,588-634.6k
OSAIC HOLDINGS, INC. Reduced -161,957-162.0k
CSS LLC/IL Reduced -132,229-132.2k
SIT INVESTMENT ASSOCIATES INC Sold out -98,891-98.9k
ICON ADVISERS INC/CO Reduced -57,579-57.6k
RAYMOND JAMES FINANCIAL INC Reduced -7,284-7.3k
Waverly Advisors, LLC Reduced -5,222-5.2k
Advisory Services Network, LLC Sold out -2,355-2.4k
NewEdge Advisors, LLC Reduced -1,200-1.2k
UBS Group AG Reduced -63-63

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CSS LLC/IL 13G · passive investor +1.2 pts · filed 2025-12-19 6.3% +1.2 pts 266.7k≈ $3.9m 2025-12-19

Fell to 5% or below in the last year: OSAIC HOLDINGS, INC. (0.2%, 2026-08-14), NOMURA HOLDINGS INC (0.0%, 2026-02-17)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CSS LLC/IL 0.10% of their portfolio CHICAGO, IL 148,230148.2k $2.2m $2.2m 0.10% Reduced -132.2k -132,229
2 Significant Wealth Partners LLC 1.96% of their portfolio CARY, IL 123,933123.9k $1.8m $1.8m 1.96% Added +3.0k +3,028
3 Clear Street Group Inc. 0.01% of their portfolio NEW YORK, NY 123,876123.9k $1.8m $1.8m 0.01% New
4 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 82,54282.5k $1.2m $1.2m 0.01% Reduced -5.2k -5,222
5 ICON ADVISERS INC/CO 0.12% of their portfolio GREENWOOD VILLAGE, CO 43,40743.4k $634.6k $634.6k 0.12% Reduced -57.6k -57,579
6 Palatine Hill Wealth Management, LLC 0.46% of their portfolio BIRMINGHAM, MI 38,66838.7k $565.3k $565.3k 0.46% Reduced -634.6k -634,588
7 Everstar Asset Management, LLC 0.24% of their portfolio MOORESVILLE, NC 33,99934.0k $497.1k $497.1k 0.24% Added +2.0k +1,983
8 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 25,92625.9k $379.0k $379.0k 0.00% Added +2.1k +2,076
9 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 21,26721.3k $310.9k $310.9k 0.00% New
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,26312.3k $179.3k $179.3k 0.00% Added +1 +1
11 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,00012.0k $175.4k $175.4k 0.00% Reduced -1.2k -1,200
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 10,21710.2k $149.4k $149.4k 0.00% Reduced -7.3k -7,284
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,6438.6k $126.4k $126.4k 0.00% Reduced -162.0k -161,957
14 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6,5006.5k $95.0k $95.0k 0.00% New
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,9505.0k $72.4k $72.4k 0.00% Reduced -63 -63
16 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 200200 $2.9k $2.9k 0.00% Unchanged