Vault-13

RIOT PLATFORMS INC RIOT 0.75 01.15.30

NOTE 0.750% 1/1 · US DOMESTIC · CUSIP 767292AB1

40 institutional holders -8 vs Q4 2025
19,558,00019.6m shares reported held*
$750.6mreported value*
11 new 13 added 6 reduced 18 sold out net bought ≈ $127.1m (-5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.38.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q4 25: 48Q1 26: 4040Q4 25Q1 26
Numbers
QuarterHolders
Q4 202548
Q1 202640

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +74,775,000+74.8m
FMR LLC Added +70,360,000+70.4m
FRANKLIN RESOURCES INC New +25,825,000+25.8m
UBS Group AG New +20,000,000+20.0m
SCHRODER INVESTMENT MANAGEMENT GROUP New +8,281,000+8.3m
MILLENNIUM MANAGEMENT LLC Added +7,500,000+7.5m
STATE STREET CORP Added +5,476,000+5.5m
Benefit Street Partners LLC Added +5,325,000+5.3m
Lombard Odier Asset Management (Europe) Ltd New +5,225,000+5.2m
ADVENT CAPITAL MANAGEMENT /DE/ Added +3,361,000+3.4m

Biggest sellers

Balyasny Asset Management L.P. Reduced -26,812,000-26.8m
WOLVERINE ASSET MANAGEMENT LLC Sold out -26,447,000-26.4m
BANK OF MONTREAL /CAN/ Sold out -13,500,000-13.5m
SUSQUEHANNA ADVISORS GROUP, INC. Sold out -11,885,000-11.9m
Jump Financial, LLC Sold out -9,147,000-9.1m
TWO SIGMA INVESTMENTS, LP Sold out -8,100,000-8.1m
Calamos Advisors LLC Sold out -6,829,000-6.8m
Aequim Alternative Investments LP Reduced -6,000,000-6.0m
DeepCurrents Investment Group LLC Sold out -6,000,000-6.0m
SSI INVESTMENT MANAGEMENT LLC Sold out -5,653,000-5.7m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.80% of their portfolio New York, NY 124,424,000124.4m $143.6m $143.6m 0.80% Reduced -1.5m -1,500,000
2 FMR LLC 0.01% of their portfolio BOSTON, MA 113,869,000113.9m $130.7m $130.7m 0.01% Added +70.4m +70,360,000
3 VOYA INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ATLANTA, GA 92,825,00092.8m $107.0m $107.0m 0.11% Added +74.8m +74,775,000
4 OAKTREE CAPITAL MANAGEMENT LP 1.55% of their portfolio LOS ANGELES, CA 79,664,00079.7m $91.8m $91.8m 1.55% Reduced -2.3m -2,296,000
5 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 30,025,00030.0m $34.7m $34.7m 0.03% Added +7.5m +7,500,000
6 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 25,825,00025.8m $29.8m $29.8m 0.01% New
7 Benefit Street Partners LLC 34.38% of their portfolio NEW YORK, NY 25,825,00025.8m $29.7m $29.7m 34.38% Added +5.3m +5,325,000
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.70% of their portfolio NEW YORK, NY 20,554,00020.6m $23.7m $23.7m 0.70% Added +3.4m +3,361,000
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,000,00020.0m $22.9m $22.9m 0.00% New
10 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 13,000,00013.0m $15.0m $15.0m 0.01% Unchanged
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 12,492,00012.5m $14.3m $14.3m 0.00% Added +5.5m +5,476,000
12 DG Capital Management, LLC 5.73% of their portfolio NEW YORK, NY 11,500,00011.5m $13.3m $13.3m 5.73% Unchanged
13 BlackRock, Inc. 0.00% of their portfolio New York, NY 9,475,0009.5m $10.9m $10.9m 0.00% Added +2.4m +2,375,000
14 Fort Baker Capital Management LP 0.91% of their portfolio Larkspur, CA 8,897,0008.9m $10.3m $10.3m 0.91% Added +1.8m +1,790,000
15 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 8,281,0008.3m $9.5m $9.5m 0.01% New
16 Greenland Capital Management LP 1.84% of their portfolio NEW YORK, NY 8,000,0008.0m $9.2m $9.2m 1.84% Unchanged
17 Aequim Alternative Investments LP 0.17% of their portfolio MILL VALLEY, CA 7,500,0007.5m $8.6m $8.6m 0.17% Reduced -6.0m -6,000,000
18 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 5,300,0005.3m $6.1m $6.1m 0.04% Unchanged
19 Lombard Odier Asset Management (Europe) Ltd 0.33% of their portfolio LONDON, X0 5,225,0005.2m $6.0m $6.0m 0.33% New
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 4,500,0004.5m $5.2m $5.2m 0.00% Added +1.8m +1,750,000
21 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 3,000,0003.0m $3.4m $3.4m 0.01% Unchanged
22 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 3,000,0003.0m $3.5m $3.5m 0.01% Reduced -26.8m -26,812,000
23 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,358,0002.4m $2.7m $2.7m 0.00% Reduced -1.7m -1,746,000
24 LuminArx Capital Management LP 1.73% of their portfolio NEW YORK, NY 2,000,0002.0m $2.3m $2.3m 1.73% Unchanged
25 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 1,975,0002.0m $2.3m $2.3m 0.03% Added +1.9m +1,905,000
26 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,800,0001.8m $2.1m $2.1m 0.00% Added +830.0k +830,000
27 Man Group plc 0.00% of their portfolio LONDON, X0 1,325,0001.3m $1.5m $1.5m 0.00% New
28 RWC Asset Management LLP 0.06% of their portfolio LONDON, X0 1,170,0001.2m $1.3m $1.3m 0.06% New
29 SMH CAPITAL ADVISORS INC 3.57% of their portfolio FORT WORTH, TX 1,100,0001.1m $1.3m $1.3m 3.57% Unchanged
30 Catalyst Capital Advisors LLC 0.02% of their portfolio San Juan, PR 1,100,0001.1m $1.3m $1.3m 0.02% Unchanged
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,080,0001.1m $1.2m $1.2m 0.00% Unchanged
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 676,000676.0k $760.0k $760.0k 0.00% Added +412.0k +412,000
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 425,000425.0k $489.8k $489.8k 0.00% New
34 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 264,000264.0k $304.3k $304.3k 0.00% Added +33.0k +33,000
35 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 200,000200.0k $230.4k $230.4k 0.00% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 175,000175.0k $202.0k $202.0k 0.00% New
37 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $57.4k $57.4k 0.00% Reduced -629.0k -629,000
38 SSI INVESTMENT MANAGEMENT LLC 0.00% of their portfolio Los Angeles, CA 14,00014.0k $16.1k $16.1k 0.00% New
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,0009.0k $10.3k $10.3k 0.00% New
40 K2 PRINCIPAL FUND, L.P. 0.36% of their portfolio TORONTO, A6 3,0003.0k $3.5m $3.5m 0.36% Unchanged