Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

756 institutional holders -6 vs Q3 2024
131,035,202131.0m shares reported held*
$7.7bnreported value*
58 new 262 added 269 reduced 100 sold out net sold ≈ $198.8m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.87. Options: 30 managers hold calls ($497.0m notional), 29 hold puts ($444.3m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 635Q4 22: 683Q1 23: 725Q2 23: 713Q3 23: 718Q4 23: 773Q1 24: 751Q2 24: 757Q3 24: 762Q4 24: 756756Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022635
Q4 2022683
Q1 2023725
Q2 2023713
Q3 2023718
Q4 2023773
Q1 2024751
Q2 2024757
Q3 2024762
Q4 2024756

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q1 23: 379 bought or addedQ1 23: 248 cut or sold outQ2 23: 367 bought or addedQ2 23: 286 cut or sold outQ2 23Q3 23: 357 bought or addedQ3 23: 275 cut or sold outQ4 23: 323 bought or addedQ4 23: 322 cut or sold outQ4 23Q1 24: 331 bought or addedQ1 24: 394 cut or sold outQ2 24: 401 bought or addedQ2 24: 291 cut or sold outQ2 24Q3 24: 335 bought or addedQ3 24: 362 cut or sold outQ4 24: 320 bought or addedQ4 24: 369 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023379248
Q2 2023367286
Q3 2023357275
Q4 2023323322
Q1 2024331394
Q2 2024401291
Q3 2024335362
Q4 2024320369

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ1 24 calls: $600.9mQ1 24 puts: $565.7mQ1 24P/C 0.94Q2 24 calls: $420.2mQ2 24 puts: $526.6mQ2 24P/C 1.25Q3 24 calls: $655.4mQ3 24 puts: $532.4mQ3 24P/C 0.81Q4 24 calls: $497.0mQ4 24 puts: $444.3mQ4 24P/C 0.89
Numbers
QuarterCallsPutsP/C
Q1 2024$600.9m$565.7m0.94
Q2 2024$420.2m$526.6m1.25
Q3 2024$655.4m$532.4m0.81
Q4 2024$497.0m$444.3m0.89

Biggest buyers

DEUTSCHE BANK AG\ Added +1,263,203+1.3m
MORGAN STANLEY Added +1,253,226+1.3m
BNP PARIBAS FINANCIAL MARKETS Added +910,883+910.9k
UBS Group AG Added +798,298+798.3k
Qube Research & Technologies Ltd Added +753,333+753.3k
Paloma Partners Management Co New +680,700+680.7k
Palliser Capital (UK) Ltd Added +674,117+674.1k
AMERIPRISE FINANCIAL INC Added +389,531+389.5k
FMR LLC Added +339,924+339.9k
Crestline Management, L.P. Added +297,068+297.1k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Reduced -2,592,910-2.6m
Capital World Investors Reduced -2,110,579-2.1m
NEUBERGER BERMAN GROUP LLC Reduced -1,813,010-1.8m
JPMORGAN CHASE & CO Reduced -1,723,438-1.7m
GOLDMAN SACHS GROUP INC Reduced -1,164,300-1.2m
HSBC HOLDINGS PLC Reduced -925,226-925.2k
D. E. Shaw & Co., Inc. Reduced -504,127-504.1k
STEADFAST CAPITAL MANAGEMENT LP Sold out -477,000-477.0k
Mediolanum International Funds Ltd Sold out -472,676-472.7k
SPX Gestao de Recursos Ltda Reduced -406,294-406.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $85.0m1.4m shares
Optiver Holding B.V. Added $73.7m1.3m shares
CITADEL ADVISORS LLC Reduced $65.9m1.1m shares
Twin Tree Management, LP Added $46.5m789.9k shares
JANE STREET GROUP, LLC Added $46.2m786.3k shares
PEAK6 LLC First filing $30.0m510.2k shares
SIMPLEX TRADING, LLC Added $24.0m407.9k shares
UBS Group AG Reduced $15.9m269.6k shares
Parallax Volatility Advisers, L.P. Added $15.2m258.5k shares
GROUP ONE TRADING LLC Reduced $11.8m201.1k shares

Biggest puts

Optiver Holding B.V. Added $107.7m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $97.2m1.7m shares
CITADEL ADVISORS LLC Added $44.6m758.1k shares
Squarepoint Ops LLC Reduced $29.0m492.8k shares
Walleye Trading LLC Added $17.1m290.9k shares
SIMPLEX TRADING, LLC Added $17.1m290.5k shares
Twin Tree Management, LP New $15.8m268.3k shares
HSBC HOLDINGS PLC Added $14.6m248.4k shares
UBS Group AG Added $14.1m239.2k shares
JPMORGAN CHASE & CO Reduced $13.5m229.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.20% of their portfolio Boston, MA 18,782,87118.8m $1.1bn $1.1bn 0.20% Reduced -2.6m -2,592,910
2 Fisher Asset Management, LLC 0.41% of their portfolio PLANO, TX 17,604,46317.6m $1.0bn $1.0bn 0.41% Added +76.4k +76,368
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.59% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $642.9m $642.9m 0.59% Unchanged
4 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,762,9838.8m $515.4m $515.4m 0.04% Added +1.3m +1,253,226
5 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 8,041,9598.0m $472.9m $472.9m 0.09% Reduced -1.2m -1,164,300
6 FRANKLIN RESOURCES INC 0.08% of their portfolio San Mateo, CA 5,115,4765.1m $300.8m $300.8m 0.08% Added +70.1k +70,131
7 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 2,833,0442.8m $166.6m $166.6m 0.03% Reduced -2.1m -2,110,579
8 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,603,4942.6m $153.1m $153.1m 0.03% Added +798.3k +798,298
9 BNP PARIBAS FINANCIAL MARKETS 0.10% of their portfolio PARIS, I0 2,167,6722.2m $127.5m $127.5m 0.10% Added +910.9k +910,883
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,081,7102.1m $122.4m $122.4m 0.01% Reduced -212.5k -212,518
11 Harding Loevner LP 0.79% of their portfolio Bridgewater, NJ 1,998,2652.0m $117.5m $117.5m 0.79% Reduced -146.0k -146,015
12 FMR LLC 0.01% of their portfolio BOSTON, MA 1,721,6901.7m $101.3m $101.3m 0.01% Added +339.9k +339,924
13 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,603,0371.6m $94.3m $94.3m 0.01% Added +255.2k +255,151
14 Qube Research & Technologies Ltd 0.15% of their portfolio LONDON, X0 1,513,1451.5m $89.0m $89.0m 0.15% Added +753.3k +753,333
15 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 1,502,1481.5m $88.3m $88.3m 0.04% Reduced -105.2k -105,206
16 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,447,8901.4m $85.1m $85.1m 0.02% Reduced -34.7k -34,710
17 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,414,9621.4m $83.2m $83.2m 0.00% Added +94.0k +94,016
18 EARNEST PARTNERS LLC 0.35% of their portfolio ATLANTA, GA 1,327,8631.3m $78.1m $78.1m 0.35% Reduced -24.3k -24,311
19 DEUTSCHE BANK AG\ 0.03% of their portfolio FRANKFURT AM MAIN, 2M 1,264,0811.3m $74.3m $74.3m 0.03% Added +1.3m +1,263,203
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,109,6961.1m $65.3m $65.3m 0.01% Added +22.2k +22,206
21 TODD ASSET MANAGEMENT LLC 1.50% of their portfolio Louisville, KY 1,068,1821.1m $62.8m $62.8m 1.50% Added +10.1k +10,062
22 Palliser Capital (UK) Ltd 46.53% of their portfolio LONDON, X0 989,417989.4k $58.2m $58.2m 46.53% Added +674.1k +674,117
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 959,478959.5k $56.4m $56.4m 0.00% Reduced -1.7m -1,723,438
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 895,744895.7k $52.7m $52.7m 0.01% Reduced -14.7k -14,715
25 Cullen Capital Management, LLC 0.58% of their portfolio New York, NY 841,278841.3k $49.5m $49.5m 0.58% Reduced -55.1k -55,065
26 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 794,339794.3k $46.7m $46.7m 0.04% Reduced -4.7k -4,661
27 NATIXIS ADVISORS, LLC 0.08% of their portfolio Boston, MA 763,952764.0k $44.9m $44.9m 0.08% Added +77.1k +77,130
28 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 1.34% of their portfolio Munich, 2M 721,694721.7k $42.3m $42.3m 1.34% Reduced -210.5k -210,457
29 Paloma Partners Management Co 2.64% of their portfolio GREENWICH, CT 680,700680.7k $40.0m $40.0m 2.64% New
30 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.35% of their portfolio FRANKFORT, KY 671,370671.4k $39.5m $39.5m 0.35% Added +21.2k +21,190
31 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 660,869660.9k $38.9m $38.9m 0.03% Reduced -1.8m -1,813,010
32 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 657,919657.9k $38.7m $38.7m 0.04% Reduced -504.1k -504,127
33 VAN ECK ASSOCIATES CORP 0.05% of their portfolio NEW YORK, NY 656,870656.9k $38.6m $38.6m 0.05% Reduced -36.2k -36,232
34 Pacer Advisors, Inc. 0.08% of their portfolio Malvern, PA 634,550634.5k $37.3m $37.3m 0.08% Added +55.1k +55,112
35 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 619,494619.5k $36.4m $36.4m 0.01% Added +389.5k +389,531
36 United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund 1.37% of their portfolio MELBOURNE, C3 600,000600.0k $35.3m $35.3m 1.37% Unchanged
37 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.06% of their portfolio Boston, MA 590,000590.0k $34.7m $34.7m 0.06% Reduced -135.0k -135,000
38 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 577,875577.9k $34.0m $34.0m 0.01% Reduced -62.9k -62,868
39 Optiver Holding B.V. 1.03% of their portfolio AMSTERDAM, P7 543,515543.5k $32.0m $32.0m 1.03% Added +107.6k +107,621
40 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 503,411503.4k $29.6m $29.6m 0.01% First filing
41 Bridgewater Associates, LP 0.13% of their portfolio Westport, CT 494,747494.7k $29.1m $29.1m 0.13% Added +240.0k +239,982
42 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 471,400471.4k $27.7m $27.7m 0.04% Added +250.8k +250,800
43 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 448,710448.7k $26.4m $26.4m 0.04% Added +291.1k +291,116
44 CAPITAL ADVISORS INC/OK 0.48% of their portfolio TULSA, OK 410,037410.0k $24.1m $24.1m 0.48% Added +85.0k +85,034
45 SALT Holding Corp. 29.68% of their portfolio WILMINGTON, DE 396,278396.3k $23.3m $23.3m 29.68% First filing
46 Squarepoint Ops LLC 0.06% of their portfolio NEW YORK, NY 392,678392.7k $23.1m $23.1m 0.06% Added +275.5k +275,464
47 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 389,344389.3k $22.9m $22.9m 0.03% Added +4.7k +4,656
48 Grantham, Mayo, Van Otterloo & Co. LLC 0.07% of their portfolio Boston, MA 387,464387.5k $22.8m $22.8m 0.07% Reduced -16.5k -16,490
49 GABELLI FUNDS LLC 0.16% of their portfolio Rye, NY 370,300370.3k $21.8m $21.8m 0.16% Added +29.8k +29,800
50 AQR Arbitrage LLC 0.50% of their portfolio Greenwich, CT 361,000361.0k $21.2m $21.2m 0.50% Unchanged
51 ABC ARBITRAGE SA 2.87% of their portfolio PARIS, I0 340,515340.5k $20.0m $20.0m 2.87% First filing
52 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 335,125335.1k $19.7m $19.7m 0.02% Added +159.6k +159,554
53 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 330,379330.4k $19.4m $19.4m 0.02% Added +11.6k +11,567
54 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 321,608321.6k $18.9m $18.9m 0.01% Reduced -46.5k -46,478
55 Crestline Management, L.P. 0.63% of their portfolio FORT WORTH, TX 306,116306.1k $18.0m $18.0m 0.63% Added +297.1k +297,068
56 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 297,360297.4k $17.5m $17.5m 0.02% Added +296.3k +296,347
57 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 288,075288.1k $16.9m $16.9m 0.05% Added +204.1k +204,059
58 KORNITZER CAPITAL MANAGEMENT INC /KS 0.33% of their portfolio SHAWNEE MISSION, KS 286,375286.4k $16.8m $16.8m 0.33% Added +15.0k +15,031
59 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 269,070269.1k $15.8m $15.8m 0.01% Added +16.2k +16,218
60 Kapitalo Investimentos Ltda 10.15% of their portfolio SAO PAULO, D5 258,000258.0k $15.2m $15.2m 10.15% Unchanged
61 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 250,555250.6k $14.7m $14.7m 0.01% Added +136.4k +136,396
62 MANGROVE PARTNERS IM, LLC 1.63% of their portfolio Greenwich, CT 249,490249.5k $14.7m $14.7m 1.63% Unchanged
63 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 243,663243.7k $14.3m $14.3m 0.01% Reduced -92.0k -91,974
64 CAPITAL FUND MANAGEMENT S.A. 0.14% of their portfolio PARIS, I0 236,298236.3k $13.9m $13.9m 0.14% Reduced -265.9k -265,913
65 HRT FINANCIAL LP 0.08% of their portfolio NEW YORK, NY 231,060231.1k $13.6m $13.6m 0.08% Reduced -55.7k -55,741
66 Catalyst Funds Management Pty Ltd 3.07% of their portfolio SYDNEY NSW, C3 211,416211.4k $12.4m $12.4m 3.07% Reduced -60.5k -60,478
67 Aberdeen Group plc 0.02% of their portfolio EDINBURGH, X0 202,300202.3k $11.9m $11.9m 0.02% Unchanged
68 SteelPeak Wealth, LLC 0.49% of their portfolio WOODLAND HILLS, CA 200,816200.8k $11.8m $11.8m 0.49% New
69 Grassi Investment Management 0.99% of their portfolio SANTA CLARA, CA 197,004197.0k $11.6m $11.6m 0.99% Reduced -1.8k -1,750
70 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 193,950193.9k $11.4m $11.4m 0.02% Reduced -18.2k -18,249
71 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 191,682191.7k $11.3m $11.3m 0.01% Reduced -31.7k -31,703
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 186,240186.2k $11.0m $11.0m 0.02% Added +128.2k +128,228
73 LMR Partners LLP 0.19% of their portfolio LONDON, X0 183,507183.5k $10.8m $10.8m 0.19% Added +71.5k +71,469
74 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.09% of their portfolio Stamford, CT 176,460176.5k $10.4m $10.4m 0.09% Added +26.2k +26,202
75 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 176,139176.1k $10.4m $10.4m 0.03% Reduced -26.1k -26,067
76 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 167,490167.5k $9.9m $9.9m 0.00% Added +35.3k +35,349
77 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 166,826166.8k $9.8m $9.8m 0.12% Added +19.5k +19,485
78 ANCHOR CAPITAL ADVISORS LLC 0.26% of their portfolio Boston, MA 153,547153.5k $9.0m $9.0m 0.26% Added +114.5k +114,483
79 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 151,302151.3k $8.9m $8.9m 0.02% Added +29.3k +29,301
80 Bell Bank 0.62% of their portfolio FARGO, ND 142,231142.2k $8.4m $8.4m 0.62% Added +22.2k +22,168
81 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 136,430136.4k $8.0m $8.0m 0.01% Reduced -15.6k -15,648
82 Greenline Partners, LLC 1.11% of their portfolio NEW YORK, NY 134,992135.0k $7.9m $7.9m 1.11% Reduced -227 -227
83 CIDEL ASSET MANAGEMENT INC 0.49% of their portfolio TORONTO, A6 123,885123.9k $7.3m $7.3m 0.49% Reduced -5.3k -5,318
84 Soltis Investment Advisors LLC 0.66% of their portfolio ST. GEORGE, UT 120,710120.7k $7.1m $7.1m 0.66% Added +15.4k +15,422
85 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 119,480119.5k $7.0m $7.0m 0.01% Reduced -93 -93
86 ExodusPoint Capital Management, LP 0.07% of their portfolio NEW YORK, NY 116,992117.0k $6.9m $6.9m 0.07% New
87 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 116,463116.5k $6.8m $6.8m 0.01% Added +2.1k +2,070
88 Ovata Capital Management Ltd 2.48% of their portfolio HONG KONG, K3 110,021110.0k $6.5m $6.5m 2.48% Added +7.9k +7,900
89 Mariner, LLC 0.01% of their portfolio Overland Park, KS 107,708107.7k $6.3m $6.3m 0.01% Added +5.4k +5,439
90 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 106,573106.6k $6.3m $6.3m 0.00% Reduced -925.2k -925,226
91 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 106,374106.4k $6.3m $6.3m 0.01% Added +26.2k +26,214
92 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 105,561105.6k $6.2m $6.2m 0.05% Reduced -17.1k -17,062
93 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 104,609104.6k $6.2m $6.2m 0.01% Added +1.4k +1,397
94 TLS Advisors LLC 13.86% of their portfolio MIAMI, FL 103,100103.1k $6.1m $6.1m 13.86% Unchanged
95 Addenda Capital Inc. 0.21% of their portfolio MONTREAL, A8 100,382100.4k $5.9m $5.9m 0.21% Reduced -286 -286
96 NAPLES GLOBAL ADVISORS, LLC 0.55% of their portfolio NAPLES, FL 100,098100.1k $5.9m $5.9m 0.55% Added +3.5k +3,461
97 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 99,85399.9k $5.9m $5.9m 0.01% Added +54.1k +54,130
98 Bragg Financial Advisors, Inc 0.24% of their portfolio CHARLOTTE, NC 99,02699.0k $5.8m $5.8m 0.24% Reduced -488 -488
99 SALEM INVESTMENT COUNSELORS INC 0.19% of their portfolio WINSTON-SALEM, NC 98,81498.8k $5.8m $5.8m 0.19% Reduced -3.1k -3,105
100 Maven Securities LTD 0.93% of their portfolio ST HELIER, Y9 98,11298.1k $5.8m $5.8m 0.93% Reduced -27.4k -27,362