Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

757 institutional holders +6 vs Q1 2024
133,668,402133.7m shares reported held*
$8.8bnreported value*
81 new 320 added 217 reduced 74 sold out net sold ≈ $324.7m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.90. Options: 25 managers hold calls ($420.2m notional), 25 hold puts ($526.6m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 635Q4 22: 683Q1 23: 725Q2 23: 713Q3 23: 718Q4 23: 773Q1 24: 751Q2 24: 757757Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022635
Q4 2022683
Q1 2023725
Q2 2023713
Q3 2023718
Q4 2023773
Q1 2024751
Q2 2024757

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 334 bought or addedQ4 22: 263 cut or sold outQ4 22Q1 23: 379 bought or addedQ1 23: 248 cut or sold outQ2 23: 367 bought or addedQ2 23: 286 cut or sold outQ2 23Q3 23: 357 bought or addedQ3 23: 275 cut or sold outQ4 23: 323 bought or addedQ4 23: 322 cut or sold outQ4 23Q1 24: 331 bought or addedQ1 24: 394 cut or sold outQ2 24: 401 bought or addedQ2 24: 291 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022334263
Q1 2023379248
Q2 2023367286
Q3 2023357275
Q4 2023323322
Q1 2024331394
Q2 2024401291

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 23 calls: $460.0mQ3 23 puts: $377.9mQ3 23P/C 0.82Q4 23 calls: $683.0mQ4 23 puts: $638.3mQ4 23P/C 0.93Q1 24 calls: $600.9mQ1 24 puts: $565.7mQ1 24P/C 0.94Q2 24 calls: $420.2mQ2 24 puts: $526.6mQ2 24P/C 1.25
Numbers
QuarterCallsPutsP/C
Q3 2023$460.0m$377.9m0.82
Q4 2023$683.0m$638.3m0.93
Q1 2024$600.9m$565.7m0.94
Q2 2024$420.2m$526.6m1.25

Biggest buyers

Harding Loevner LP Added +1,942,214+1.9m
GOLDMAN SACHS GROUP INC Added +1,779,126+1.8m
BANK OF MONTREAL /CAN/ Added +1,738,752+1.7m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +1,723,499+1.7m
UBS Group AG Added +1,125,998+1.1m
HSBC HOLDINGS PLC Added +958,134+958.1k
JPMORGAN CHASE & CO Added +948,378+948.4k
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund New +730,000+730.0k
BNP PARIBAS FINANCIAL MARKETS Added +676,607+676.6k
Optiver Holding B.V. Added +624,192+624.2k

Biggest sellers

MORGAN STANLEY Reduced -9,745,331-9.7m
WELLINGTON MANAGEMENT GROUP LLP Reduced -2,328,912-2.3m
CITADEL ADVISORS LLC Reduced -2,032,625-2.0m
ACADIAN ASSET MANAGEMENT LLC Reduced -1,075,464-1.1m
Qube Research & Technologies Ltd Reduced -854,773-854.8k
NATIONAL BANK OF CANADA /FI/ Reduced -786,737-786.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -670,600-670.6k
TD Asset Management Inc Sold out -662,144-662.1k
BANK OF AMERICA CORP /DE/ Reduced -406,470-406.5k
SPX Gestao de Recursos Ltda Reduced -352,391-352.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $128.6m2.0m shares
CITADEL ADVISORS LLC Reduced $78.9m1.2m shares
Optiver Holding B.V. Reduced $74.5m1.1m shares
JANE STREET GROUP, LLC Reduced $20.9m317.3k shares
SIMPLEX TRADING, LLC Reduced $18.3m276.9k shares
JPMORGAN CHASE & CO Added $17.4m263.2k shares
UBS Group AG Reduced $16.2m245.8k shares
Squarepoint Ops LLC Reduced $13.3m201.4k shares
MILLENNIUM MANAGEMENT LLC Reduced $12.6m190.8k shares
ROYAL BANK OF CANADA New $7.6m115.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $144.0m2.2m shares
Optiver Holding B.V. Reduced $134.5m2.0m shares
CITADEL ADVISORS LLC Reduced $49.0m743.5k shares
Squarepoint Ops LLC Added $39.3m595.8k shares
JANE STREET GROUP, LLC Reduced $26.1m396.3k shares
MILLENNIUM MANAGEMENT LLC Reduced $24.6m372.6k shares
SIMPLEX TRADING, LLC Reduced $23.8m361.6k shares
JPMORGAN CHASE & CO Added $19.8m300.8k shares
BNP PARIBAS FINANCIAL MARKETS Added $15.2m2.3k shares
UBS Group AG Added $10.5m159.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.26% of their portfolio Boston, MA 22,207,62822.2m $1.5bn $1.5bn 0.26% Reduced -2.3m -2,328,912
2 Fisher Asset Management, LLC 0.49% of their portfolio PLANO, TX 17,042,36417.0m $1.1bn $1.1bn 0.49% Added +547.5k +547,525
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.65% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $720.7m $720.7m 0.65% Unchanged
4 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 7,780,3097.8m $513.0m $513.0m 0.10% Added +1.8m +1,779,126
5 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,241,7836.2m $411.5m $411.5m 0.03% Reduced -9.7m -9,745,331
6 FRANKLIN RESOURCES INC 0.11% of their portfolio San Mateo, CA 5,267,8695.3m $347.3m $347.3m 0.11% Added +84.0k +84,040
7 Capital World Investors 0.05% of their portfolio LOS ANGELES, CA 4,939,7224.9m $325.7m $325.7m 0.05% Added +151.5k +151,536
8 NEUBERGER BERMAN GROUP LLC 0.25% of their portfolio NEW YORK, NY 4,630,3014.6m $305.3m $305.3m 0.25% Reduced -173.7k -173,732
9 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,784,6942.8m $183.6m $183.6m 0.01% Added +948.4k +948,378
10 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 2,472,4712.5m $164.5m $164.5m 0.05% Added +1.7m +1,738,752
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,344,4562.3m $154.6m $154.6m 0.01% Reduced -406.5k -406,470
12 Harding Loevner LP 0.81% of their portfolio Bridgewater, NJ 2,231,8602.2m $147.1m $147.1m 0.81% Added +1.9m +1,942,214
13 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,006,9422.0m $132.3m $132.3m 0.04% Added +1.1m +1,125,998
14 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.10% of their portfolio BOSTON, MA 1,723,4991.7m $113.6m $113.6m 0.10% New
15 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,385,7601.4m $91.4m $91.4m 0.02% Added +32.6k +32,581
16 EARNEST PARTNERS LLC 0.42% of their portfolio ATLANTA, GA 1,352,3691.4m $89.2m $89.2m 0.42% Reduced -43.6k -43,592
17 BlackRock Inc. 0.00% of their portfolio New York, NY 1,303,7491.3m $86.0m $86.0m 0.00% Reduced -50.9k -50,864
18 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,234,0011.2m $81.4m $81.4m 0.02% Added +134.9k +134,950
19 Qube Research & Technologies Ltd 0.13% of their portfolio LONDON, X0 1,079,4421.1m $71.2m $71.2m 0.13% Reduced -854.8k -854,773
20 TODD ASSET MANAGEMENT LLC 1.46% of their portfolio Louisville, KY 1,064,7891.1m $70.2m $70.2m 1.46% Added +84.6k +84,607
21 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,039,4711.0m $68.6m $68.6m 0.04% Added +958.1k +958,134
22 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,031,7881.0m $68.0m $68.0m 0.02% Added +101.6k +101,568
23 FMR LLC 0.00% of their portfolio BOSTON, MA 1,023,1361.0m $67.5m $67.5m 0.00% Added +453.1k +453,142
24 Optiver Holding B.V. 1.25% of their portfolio AMSTERDAM, P7 984,917984.9k $64.9m $64.9m 1.25% Added +624.2k +624,192
25 Cullen Capital Management, LLC 0.70% of their portfolio New York, NY 923,961924.0k $60.9m $60.9m 0.70% Reduced -25.8k -25,831
26 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 858,050858.0k $56.6m $56.6m 0.01% Added +376.8k +376,778
27 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 1.86% of their portfolio Munich, 2M 848,582848.6k $55.9m $55.9m 1.86% Reduced -130.3k -130,277
28 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 734,385734.4k $48.4m $48.4m 0.02% Reduced -10.7k -10,703
29 United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund 2.03% of their portfolio MELBOURNE, C3 730,000730.0k $48.1m $48.1m 2.03% New
30 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 723,981724.0k $47.7m $47.7m 0.05% Added +676.6k +676,607
31 NATIXIS ADVISORS, LLC 0.10% of their portfolio Boston, MA 695,731695.7k $45.9m $45.9m 0.10% Added +56.0k +55,967
32 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.38% of their portfolio FRANKFORT, KY 650,180650.2k $42.9m $42.9m 0.38% Added +53.0k +53,000
33 VAN ECK ASSOCIATES CORP 0.06% of their portfolio NEW YORK, NY 625,889625.9k $41.3m $41.3m 0.06% Reduced -54.1k -54,072
34 Connor, Clark & Lunn Investment Management Ltd. 0.16% of their portfolio VANCOUVER, A1 568,691568.7k $37.5m $37.5m 0.16% Added +541.8k +541,824
35 Pacer Advisors, Inc. 0.09% of their portfolio Malvern, PA 567,361567.4k $37.4m $37.4m 0.09% Added +39.0k +38,952
36 Palliser Capital (UK) Ltd 33.04% of their portfolio LONDON, X0 499,675499.7k $32.9m $32.9m 33.04% Added +436.5k +436,475
37 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.05% of their portfolio Boston, MA 450,000450.0k $29.7m $29.7m 0.05% Reduced -350.0k -350,000
38 CAPITAL ADVISORS INC/OK 0.59% of their portfolio TULSA, OK 434,304434.3k $28.6m $28.6m 0.59% Added +13.0k +12,982
39 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 428,104428.1k $28.2m $28.2m 0.02% Reduced -83.9k -83,868
40 Capital Investment Advisors, LLC 0.60% of their portfolio ATLANTA, GA 401,950401.9k $26.5m $26.5m 0.60% Added +11.7k +11,700
41 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 401,252401.3k $26.5m $26.5m 0.03% Added +218.2k +218,161
42 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 394,362394.4k $26.0m $26.0m 0.04% Reduced -52.2k -52,161
43 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 361,365361.4k $23.8m $23.8m 0.03% Added +19.0k +18,991
44 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 360,656360.7k $23.8m $23.8m 0.01% Added +13.2k +13,171
45 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 356,795356.8k $23.5m $23.5m 0.02% Reduced -68.1k -68,131
46 GABELLI FUNDS LLC 0.17% of their portfolio Rye, NY 340,500340.5k $22.4m $22.4m 0.17% Unchanged
47 AQR Arbitrage LLC 0.56% of their portfolio Greenwich, CT 326,000326.0k $21.5m $21.5m 0.56% New
48 Squarepoint Ops LLC 0.08% of their portfolio NEW YORK, NY 324,891324.9k $21.4m $21.4m 0.08% Added +3.8k +3,781
49 Grantham, Mayo, Van Otterloo & Co. LLC 0.07% of their portfolio Boston, MA 294,941294.9k $19.4m $19.4m 0.07% Added +237.5k +237,486
50 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 276,732276.7k $18.2m $18.2m 0.05% Reduced -8.7k -8,725
51 KORNITZER CAPITAL MANAGEMENT INC /KS 0.34% of their portfolio SHAWNEE MISSION, KS 274,076274.1k $18.1m $18.1m 0.34% Reduced -336 -336
52 Kapitalo Investimentos Ltda 5.11% of their portfolio SAO PAULO, D5 258,000258.0k $17.0m $17.0m 5.11% Unchanged
53 MANGROVE PARTNERS IM, LLC 1.32% of their portfolio Greenwich, CT 249,490249.5k $16.4m $16.4m 1.32% New
54 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 238,110238.1k $15.7m $15.7m 0.01% Added +14.5k +14,506
55 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 236,028236.0k $15.6m $15.6m 0.02% Reduced -786.7k -786,737
56 GROUPAMA ASSET MANAGMENT 0.21% of their portfolio PARIS, I0 230,833230.8k $15.2m $15.2m 0.21% Added +17.9k +17,884
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 230,111230.1k $15.2m $15.2m 0.00% Added +68.3k +68,266
58 Moran Wealth Management, LLC 0.46% of their portfolio NAPLES, FL 213,672213.7k $14.1m $14.1m 0.46% Added +212 +212
59 Aberdeen Group plc 0.03% of their portfolio EDINBURGH, X0 205,000205.0k $13.5m $13.5m 0.03% Reduced -5.6k -5,600
60 Catalyst Funds Management Pty Ltd 3.61% of their portfolio SYDNEY NSW, C3 204,094204.1k $13.5m $13.5m 3.61% Reduced -1.0k -1,000
61 Grassi Investment Management 1.18% of their portfolio SANTA CLARA, CA 201,944201.9k $13.3m $13.3m 1.18% Reduced -1.5k -1,535
62 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 198,371198.4k $13.1m $13.1m 0.02% Added +21.7k +21,746
63 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.12% of their portfolio Stamford, CT 169,663169.7k $11.2m $11.2m 0.12% Added +7.5k +7,496
64 Pacific Heights Asset Management LLC 0.83% of their portfolio San Francisco, CA 160,000160.0k $10.5m $10.5m 0.83% Unchanged
65 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 159,530159.5k $10.5m $10.5m 0.02% Added +80.1k +80,063
66 LMR Partners LLP 0.21% of their portfolio LONDON, X0 147,728147.7k $9.7m $9.7m 0.21% Reduced -88.1k -88,063
67 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 146,277146.3k $9.6m $9.6m 0.01% Added +82.1k +82,073
68 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 144,846144.8k $9.5m $9.5m 0.01% Reduced -1.2k -1,195
69 Maven Securities LTD 1.46% of their portfolio ST HELIER, Y9 142,596142.6k $9.4m $9.4m 1.46% Added +6.2k +6,233
70 Bell Bank 0.78% of their portfolio FARGO, ND 140,144140.1k $9.2m $9.2m 0.78% Added +119 +119
71 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 139,444139.4k $9.2m $9.2m 0.12% Added +17.4k +17,407
72 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio SAN FRANCISCO, CA 137,500137.5k $9.1m $9.1m 0.05% Unchanged
73 Greenline Partners, LLC 1.36% of their portfolio NEW YORK, NY 134,924134.9k $9.0m $9.0m 1.36% Added +1.5k +1,516
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 134,260134.3k $8.9m $8.9m 0.01% Reduced -16.9k -16,850
75 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 128,617128.6k $8.5m $8.5m 0.00% Added +4.0k +4,023
76 CIDEL ASSET MANAGEMENT INC 0.65% of their portfolio TORONTO, A6 126,752126.8k $8.4m $8.4m 0.65% Added +36.3k +36,349
77 SALEM INVESTMENT COUNSELORS INC 0.27% of their portfolio WINSTON-SALEM, NC 126,522126.5k $8.3m $8.3m 0.27% Reduced -694 -694
78 Mariner, LLC 0.02% of their portfolio Overland Park, KS 117,972118.0k $7.8m $7.8m 0.02% Added +2.5k +2,544
79 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 113,800113.8k $7.5m $7.5m 0.05% Added +84.6k +84,574
80 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 113,314113.3k $7.5m $7.5m 0.02% Reduced -21.5k -21,457
81 LMCG INVESTMENTS, LLC 0.43% of their portfolio BOSTON, MA 110,945110.9k $7.3m $7.3m 0.43% Added +3.4k +3,431
82 Ovata Capital Management Ltd 3.80% of their portfolio HONG KONG, K3 106,230106.2k $7.0m $7.0m 3.80% Added +16.1k +16,061
83 Tidal Investments LLC 0.10% of their portfolio Milwaukee, WI 105,571105.6k $7.0m $7.0m 0.10% Reduced -12.3k -12,263
84 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 105,005105.0k $6.9m $6.9m 0.01% Added +429 +429
85 TLS Advisors LLC 17.01% of their portfolio MIAMI, FL 103,100103.1k $6.8m $6.8m 17.01% Unchanged
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 103,098103.1k $6.8m $6.8m 0.00% Added +12.4k +12,409
87 Soltis Investment Advisors LLC 0.71% of their portfolio ST. GEORGE, UT 102,176102.2k $6.7m $6.7m 0.71% Added +2.5k +2,518
88 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 101,463101.5k $6.7m $6.7m 0.01% Reduced -2.0m -2,032,625
89 Addenda Capital Inc. 0.26% of their portfolio MONTREAL, A8 100,663100.7k $6.6m $6.6m 0.26% Reduced -14 -14
90 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 99,78699.8k $6.6m $6.6m 0.01% Reduced -53.4k -53,441
91 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 99,28799.3k $6.5m $6.5m 0.04% Reduced -3.9k -3,920
92 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 98,00798.0k $6.5m $6.5m 0.02% Added +431 +431
93 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 96,87496.9k $6.4m $6.4m 0.06% Added +9.6k +9,615
94 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 95,99996.0k $6.3m $6.3m 0.01% Reduced -4.3k -4,320
95 Bragg Financial Advisors, Inc 0.28% of their portfolio CHARLOTTE, NC 95,63495.6k $6.3m $6.3m 0.28% Added +1.6k +1,552
96 QRG CAPITAL MANAGEMENT, INC. 0.07% of their portfolio BERWYN, PA 95,49795.5k $6.3m $6.3m 0.07% Added +26.3k +26,329
97 NAPLES GLOBAL ADVISORS, LLC 0.62% of their portfolio NAPLES, FL 94,46294.5k $6.2m $6.2m 0.62% Added +2.2k +2,246
98 SKBA CAPITAL MANAGEMENT LLC 0.98% of their portfolio San Francisco, CA 92,90092.9k $6.1m $6.1m 0.98% Reduced -700 -700
99 FORBES J M & CO LLP 0.61% of their portfolio Boston, MA 89,97890.0k $5.9m $5.9m 0.61% Added +822 +822
100 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 86,33286.3k $5.7m $5.7m 0.02% Added +15.3k +15,345