Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

751 institutional holders -22 vs Q4 2023
138,704,782138.7m shares reported held*
$8.8bnreported value*
91 new 240 added 279 reduced 115 sold out net bought ≈ $163.9m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.80. Options: 28 managers hold calls ($600.9m notional), 27 hold puts ($565.7m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 635Q4 22: 683Q1 23: 725Q2 23: 713Q3 23: 718Q4 23: 773Q1 24: 751751Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022635
Q4 2022683
Q1 2023725
Q2 2023713
Q3 2023718
Q4 2023773
Q1 2024751

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 334 bought or addedQ4 22: 263 cut or sold outQ4 22Q1 23: 379 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 367 bought or addedQ2 23: 286 cut or sold outQ2 23Q3 23: 357 bought or addedQ3 23: 275 cut or sold outQ3 23Q4 23: 323 bought or addedQ4 23: 322 cut or sold outQ4 23Q1 24: 331 bought or addedQ1 24: 394 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022334263
Q1 2023379248
Q2 2023367286
Q3 2023357275
Q4 2023323322
Q1 2024331394

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ2 23 calls: $535.4mQ2 23 puts: $366.5mQ2 23P/C 0.68Q3 23 calls: $460.0mQ3 23 puts: $377.9mQ3 23P/C 0.82Q4 23 calls: $683.0mQ4 23 puts: $638.3mQ4 23P/C 0.93Q1 24 calls: $600.9mQ1 24 puts: $565.7mQ1 24P/C 0.94
Numbers
QuarterCallsPutsP/C
Q2 2023$535.4m$366.5m0.68
Q3 2023$460.0m$377.9m0.82
Q4 2023$683.0m$638.3m0.93
Q1 2024$600.9m$565.7m0.94

Biggest buyers

MORGAN STANLEY Added +7,579,852+7.6m
ADAGE CAPITAL PARTNERS GP, L.L.C. New +800,000+800.0k
NATIONAL BANK OF CANADA /FI/ Added +764,635+764.6k
Qube Research & Technologies Ltd Added +718,366+718.4k
RENAISSANCE TECHNOLOGIES LLC New +676,000+676.0k
JPMORGAN CHASE & CO Added +616,160+616.2k
Fisher Asset Management, LLC Added +475,091+475.1k
Squarepoint Ops LLC New +321,110+321.1k
FRANKLIN RESOURCES INC Added +320,335+320.3k
WELLS FARGO & COMPANY/MN Added +309,369+309.4k

Biggest sellers

ACADIAN ASSET MANAGEMENT LLC Reduced -2,469,720-2.5m
Harding Loevner LP Reduced -2,056,279-2.1m
NEUBERGER BERMAN GROUP LLC Reduced -1,669,896-1.7m
Invesco Ltd. Sold out -551,531-551.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -430,112-430.1k
SPX Gestao de Recursos Ltda Reduced -416,751-416.8k
Merewether Investment Management, LP Sold out -334,482-334.5k
WELLINGTON MANAGEMENT GROUP LLP Reduced -301,984-302.0k
SEI INVESTMENTS CO Reduced -292,827-292.8k
Encompass Capital Advisors LLC Sold out -250,000-250.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $143.3m2.2m shares
Optiver Holding B.V. Added $114.9m1.8m shares
CITADEL ADVISORS LLC Added $78.2m1.2m shares
Twin Tree Management, LP Reduced $69.3m1.1m shares
JANE STREET GROUP, LLC Reduced $45.3m711.2k shares
SIMPLEX TRADING, LLC Reduced $18.0m282.5k shares
UBS Group AG Reduced $15.9m250.1k shares
GROUP ONE TRADING LLC Reduced $15.7m246.5k shares
MILLENNIUM MANAGEMENT LLC Added $15.5m243.2k shares
Squarepoint Ops LLC Reduced $13.0m203.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $158.9m2.5m shares
Optiver Holding B.V. Added $152.1m2.4m shares
CITADEL ADVISORS LLC Added $52.3m821.3k shares
MILLENNIUM MANAGEMENT LLC Added $38.3m600.2k shares
Squarepoint Ops LLC Added $27.1m424.6k shares
JANE STREET GROUP, LLC Reduced $26.1m409.2k shares
SIMPLEX TRADING, LLC Added $25.3m396.2k shares
Cubist Systematic Strategies, LLC New $10.7m168.2k shares
Walleye Trading LLC Added $9.0m141.5k shares
Twin Tree Management, LP Reduced $8.5m134.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.28% of their portfolio Boston, MA 24,536,54024.5m $1.6bn $1.6bn 0.28% Reduced -302.0k -301,984
2 Fisher Asset Management, LLC 0.49% of their portfolio PLANO, TX 16,494,83916.5m $1.1bn $1.1bn 0.49% Added +475.1k +475,091
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 15,987,11416.0m $1.0bn $1.0bn 0.03% Added +7.6m +7,579,852
4 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.63% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $696.8m $696.8m 0.63% Unchanged
5 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 6,001,1836.0m $382.5m $382.5m 0.08% Added +293.5k +293,466
6 FRANKLIN RESOURCES INC 0.10% of their portfolio San Mateo, CA 5,183,8295.2m $330.4m $330.4m 0.10% Added +320.3k +320,335
7 NEUBERGER BERMAN GROUP LLC 0.25% of their portfolio NEW YORK, NY 4,804,0334.8m $306.2m $306.2m 0.25% Reduced -1.7m -1,669,896
8 Capital World Investors 0.05% of their portfolio LOS ANGELES, CA 4,788,1864.8m $305.2m $305.2m 0.05% Added +1.3k +1,260
9 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,750,9262.8m $175.3m $175.3m 0.02% Added +48.3k +48,260
10 CITADEL ADVISORS LLC 0.13% of their portfolio MIAMI, FL 2,134,0882.1m $136.0m $136.0m 0.13% Added +29.9k +29,899
11 Qube Research & Technologies Ltd 0.22% of their portfolio LONDON, X0 1,934,2151.9m $123.3m $123.3m 0.22% Added +718.4k +718,366
12 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,836,3161.8m $117.0m $117.0m 0.01% Added +616.2k +616,160
13 EARNEST PARTNERS LLC 0.41% of their portfolio ATLANTA, GA 1,395,9611.4m $89.0m $89.0m 0.41% Added +19.3k +19,334
14 BlackRock Inc. 0.00% of their portfolio New York, NY 1,354,6131.4m $86.3m $86.3m 0.00% Added +25.9k +25,897
15 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,353,1791.4m $86.3m $86.3m 0.01% Reduced -85.4k -85,413
16 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,099,0511.1m $70.1m $70.1m 0.02% Added +41.3k +41,313
17 ACADIAN ASSET MANAGEMENT LLC 0.24% of their portfolio Boston, MA 1,094,9911.1m $69.8m $69.8m 0.24% Reduced -2.5m -2,469,720
18 NATIONAL BANK OF CANADA /FI/ 0.12% of their portfolio MONTREAL, A8 1,022,7651.0m $71.4m $71.4m 0.12% Added +764.6k +764,635
19 TODD ASSET MANAGEMENT LLC 1.28% of their portfolio Louisville, KY 980,182980.2k $62.5m $62.5m 1.28% Added +6.6k +6,626
20 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.26% of their portfolio Munich, 2M 978,859978.9k $62.4m $62.4m 2.26% Added +180.9k +180,874
21 Cullen Capital Management, LLC 0.67% of their portfolio New York, NY 949,792949.8k $60.5m $60.5m 0.67% Added +198.1k +198,080
22 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 930,220930.2k $59.3m $59.3m 0.02% Added +309.4k +309,369
23 UBS Group AG 0.02% of their portfolio ZURICH, V8 880,944880.9k $56.2m $56.2m 0.02% Added +122.2k +122,176
24 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.10% of their portfolio Boston, MA 800,000800.0k $51.0m $51.0m 0.10% New
25 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 745,088745.1k $47.5m $47.5m 0.02% Reduced -159.8k -159,763
26 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 733,719733.7k $46.8m $46.8m 0.01% Reduced -27.2k -27,167
27 VAN ECK ASSOCIATES CORP 0.07% of their portfolio NEW YORK, NY 679,961680.0k $43.3m $43.3m 0.07% Reduced -35.9k -35,868
28 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 676,000676.0k $43.1m $43.1m 0.07% New
29 TD Asset Management Inc 0.04% of their portfolio Toronto, A6 662,144662.1k $42.2m $42.2m 0.04% Reduced -128.2k -128,173
30 NATIXIS ADVISORS, LLC 0.09% of their portfolio Boston, MA 639,764639.8k $40.8m $40.8m 0.09% Reduced -28.2k -28,198
31 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.34% of their portfolio FRANKFORT, KY 597,180597.2k $38.1m $38.1m 0.34% Added +17.1k +17,100
32 FMR LLC 0.00% of their portfolio BOSTON, MA 569,994570.0k $36.3m $36.3m 0.00% Added +180.6k +180,608
33 Pacer Advisors, Inc. 0.08% of their portfolio Malvern, PA 528,409528.4k $33.7m $33.7m 0.08% Added +14.0k +13,987
34 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 511,972512.0k $32.6m $32.6m 0.02% Reduced -33.6k -33,623
35 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 481,272481.3k $30.7m $30.7m 0.01% Added +36.2k +36,190
36 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 446,523446.5k $28.5m $28.5m 0.04% Reduced -292.8k -292,827
37 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 424,926424.9k $27.1m $27.1m 0.02% Added +213.2k +213,248
38 CAPITAL ADVISORS INC/OK 0.58% of their portfolio TULSA, OK 421,322421.3k $26.9m $26.9m 0.58% Added +14.9k +14,929
39 Capital Investment Advisors, LLC 0.58% of their portfolio ATLANTA, GA 390,250390.2k $24.9m $24.9m 0.58% Reduced -10.1k -10,112
40 SPX Gestao de Recursos Ltda 2.09% of their portfolio RIO DE JANEIRO, D5 375,182375.2k $23.9m $23.9m 2.09% Reduced -416.8k -416,751
41 Optiver Holding B.V. 0.95% of their portfolio AMSTERDAM, P7 360,725360.7k $22.8m $22.8m 0.95% Added +134.2k +134,210
42 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 347,485347.5k $22.1m $22.1m 0.01% Added +4.7k +4,729
43 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 342,374342.4k $21.8m $21.8m 0.02% Added +8.7k +8,686
44 GABELLI FUNDS LLC 0.16% of their portfolio Rye, NY 340,500340.5k $21.7m $21.7m 0.16% Unchanged
45 Squarepoint Ops LLC 0.08% of their portfolio NEW YORK, NY 321,110321.1k $20.5m $20.5m 0.08% New
46 Harding Loevner LP 0.11% of their portfolio Bridgewater, NJ 289,646289.6k $18.5m $18.5m 0.11% Reduced -2.1m -2,056,279
47 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 285,457285.5k $18.2m $18.2m 0.05% Reduced -30.7k -30,729
48 KORNITZER CAPITAL MANAGEMENT INC /KS 0.32% of their portfolio SHAWNEE MISSION, KS 274,412274.4k $17.5m $17.5m 0.32% Reduced -1.6k -1,565
49 Kapitalo Investimentos Ltda 3.62% of their portfolio SAO PAULO, D5 258,000258.0k $16.4m $16.4m 3.62% Unchanged
50 LMR Partners LLP 0.38% of their portfolio LONDON, X0 235,791235.8k $15.0m $15.0m 0.38% New
51 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 223,604223.6k $14.3m $14.3m 0.01% Reduced -10.8k -10,795
52 Moran Wealth Management, LLC 0.44% of their portfolio NAPLES, FL 213,460213.5k $13.6m $13.6m 0.44% Added +2.9k +2,881
53 GROUPAMA ASSET MANAGMENT 0.25% of their portfolio PARIS, I0 212,949212.9k $13.5m $13.5m 0.25% New
54 Carrhae Capital LLP 2.65% of their portfolio London, X0 211,880211.9k $13.5m $13.5m 2.65% Reduced -124.9k -124,857
55 Aberdeen Group plc 0.03% of their portfolio EDINBURGH, X0 210,600210.6k $13.4m $13.4m 0.03% Reduced -4.5k -4,500
56 ExodusPoint Capital Management, LP 0.16% of their portfolio NEW YORK, NY 206,220206.2k $13.1m $13.1m 0.16% Reduced -14.0k -13,999
57 Catalyst Funds Management Pty Ltd 3.65% of their portfolio SYDNEY NSW, C3 205,094205.1k $13.1m $13.1m 3.65% First filing
58 Grassi Investment Management 1.17% of their portfolio SANTA CLARA, CA 203,479203.5k $13.0m $13.0m 1.17% Reduced -1.2k -1,225
59 Cubist Systematic Strategies, LLC 0.14% of their portfolio STAMFORD, CT 199,577199.6k $12.7m $12.7m 0.14% Added +117.9k +117,892
60 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 183,091183.1k $11.7m $11.7m 0.01% Added +52.6k +52,588
61 Epoch Investment Partners, Inc. 0.05% of their portfolio New York, NY 179,669179.7k $11.5m $11.5m 0.05% Reduced -103.2k -103,165
62 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 176,625176.6k $11.3m $11.3m 0.02% Reduced -110 -110
63 Segantii Capital Management Ltd 1.08% of their portfolio HONG KONG, K3 175,000175.0k $11.0m $11.0m 1.08% New
64 CAPITAL FUND MANAGEMENT S.A. 0.14% of their portfolio PARIS, I0 173,752173.8k $11.1m $11.1m 0.14% Reduced -75.2k -75,211
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.11% of their portfolio Stamford, CT 162,167162.2k $10.3m $10.3m 0.11% Reduced -310 -310
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 161,845161.8k $10.3m $10.3m 0.00% Reduced -17.5k -17,501
67 Pacific Heights Asset Management LLC 0.83% of their portfolio San Francisco, CA 160,000160.0k $10.2m $10.2m 0.83% Unchanged
68 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 153,227153.2k $9.8m $9.8m 0.01% Reduced -50.9k -50,923
69 Point72 Hong Kong Ltd 0.49% of their portfolio HONG KONG, K3 153,100153.1k $9.8m $9.8m 0.49% New
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 151,110151.1k $9.6m $9.6m 0.01% Reduced -890 -890
71 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 146,041146.0k $9.3m $9.3m 0.01% Reduced -13.9k -13,897
72 Bell Bank 0.77% of their portfolio FARGO, ND 140,025140.0k $8.9m $8.9m 0.77% Added +7.2k +7,178
73 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio SAN FRANCISCO, CA 137,500137.5k $8.8m $8.8m 0.05% Unchanged
74 Maven Securities LTD 0.52% of their portfolio ST HELIER, Y9 136,363136.4k $8.7m $8.7m 0.52% Added +8.5k +8,460
75 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 134,771134.8k $8.6m $8.6m 0.02% Reduced -45.9k -45,913
76 Greenline Partners, LLC 1.36% of their portfolio NEW YORK, NY 133,408133.4k $8.5m $8.5m 1.36% Added +3.1k +3,095
77 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 131,080131.1k $8.4m $8.4m 0.02% Added +38.7k +38,677
78 SALEM INVESTMENT COUNSELORS INC 0.28% of their portfolio WINSTON-SALEM, NC 127,216127.2k $8.4m $8.4m 0.28% Added +13.9k +13,856
79 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 126,195126.2k $8.0m $8.0m 0.01% Reduced -214.5k -214,521
80 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 124,594124.6k $7.9m $7.9m 0.00% Reduced -28 -28
81 OPPENHEIMER ASSET MANAGEMENT INC. 0.11% of their portfolio NEW YORK, NY 122,037122.0k $7.8m $7.8m 0.11% Reduced -11.3k -11,253
82 Tidal Investments LLC 0.13% of their portfolio Milwaukee, WI 117,834117.8k $7.5m $7.5m 0.13% Added +8.3k +8,314
83 Mariner, LLC 0.02% of their portfolio Overland Park, KS 115,428115.4k $7.4m $7.4m 0.02% Reduced -6.2k -6,189
84 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio JUPITER, FL 114,407114.4k $7.3m $7.3m 0.03% New
85 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 110,120110.1k $7.3m $7.3m 0.02% New
86 LMCG INVESTMENTS, LLC 0.40% of their portfolio BOSTON, MA 107,514107.5k $6.9m $6.9m 0.40% Added +225 +225
87 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 2.19% of their portfolio MILWAUKEE, WI 107,196107.2k $6.8m $6.8m 2.19% Reduced -11.3k -11,334
88 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 104,576104.6k $6.7m $6.7m 0.01% Reduced -26.6k -26,645
89 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 103,207103.2k $6.6m $6.6m 0.05% Added +35.8k +35,822
90 TLS Advisors LLC 15.30% of their portfolio MIAMI, FL 103,100103.1k $6.6m $6.6m 15.30% Added +78.8k +78,800
91 Addenda Capital Inc. 0.25% of their portfolio MONTREAL, A8 100,677100.7k $6.6m $6.6m 0.25% Added +21.9k +21,864
92 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 100,319100.3k $6.4m $6.4m 0.02% Added +77.4k +77,394
93 Soltis Investment Advisors LLC 0.71% of their portfolio ST. GEORGE, UT 99,65899.7k $6.4m $6.4m 0.71% Reduced -101 -101
94 Aquatic Capital Management LLC 0.21% of their portfolio CHICAGO, IL 98,90098.9k $6.3m $6.3m 0.21% Added +48.6k +48,600
95 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 97,57697.6k $6.2m $6.2m 0.02% Reduced -1.0k -1,019
96 Bragg Financial Advisors, Inc 0.27% of their portfolio CHARLOTTE, NC 94,08294.1k $6.0m $6.0m 0.27% Added +1.9k +1,909
97 SKBA CAPITAL MANAGEMENT LLC 0.93% of their portfolio San Francisco, CA 93,60093.6k $6.0m $6.0m 0.93% Reduced -42.4k -42,350
98 NAPLES GLOBAL ADVISORS, LLC 0.62% of their portfolio NAPLES, FL 92,21692.2k $6.1m $6.1m 0.62% Added +4.5k +4,480
99 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 90,68990.7k $5.8m $5.8m 0.00% Added +9.7k +9,688
100 CIDEL ASSET MANAGEMENT INC 0.44% of their portfolio TORONTO, A6 90,40390.4k $5.8m $5.8m 0.44% Added +313 +313