Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

683 institutional holders +48 vs Q3 2022
139,720,035139.7m shares reported held*
$9.9bnreported value*
94 new 240 added 200 reduced 63 sold out net bought ≈ $619.9m (+8.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.15. Options: 28 managers hold calls ($768.8m notional), 26 hold puts ($678.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 635Q4 22: 683683Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022635
Q4 2022683

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $436.2mQ3 22 puts: $364.4mQ3 22P/C 0.84Q4 22 calls: $768.8mQ4 22 puts: $678.7mQ4 22P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$436.2m$364.4m0.84
Q4 2022$768.8m$678.7m0.88

Biggest buyers

GQG Partners LLC Added +2,923,205+2.9m
WELLINGTON MANAGEMENT GROUP LLP Added +2,828,671+2.8m
Pendal Group Ltd New +2,622,987+2.6m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,422,509+1.4m
UBS Group AG Added +948,418+948.4k
NEUBERGER BERMAN GROUP LLC Added +787,650+787.6k
CITADEL ADVISORS LLC Added +712,767+712.8k
Encompass Capital Advisors LLC Added +537,221+537.2k
GOLDMAN SACHS GROUP INC Added +433,252+433.3k
ACADIAN ASSET MANAGEMENT LLC Added +353,049+353.0k

Biggest sellers

SPX Gestao de Recursos Ltda Sold out -1,480,701-1.5m
Verition Fund Management LLC Sold out -1,367,270-1.4m
DIMENSIONAL FUND ADVISORS LP Reduced -740,987-741.0k
Schonfeld Strategic Advisors LLC Reduced -405,270-405.3k
TWO SIGMA INVESTMENTS, LP Reduced -386,495-386.5k
D. E. Shaw & Co., Inc. Sold out -357,106-357.1k
Cullen Capital Management, LLC Reduced -332,343-332.3k
Federation des caisses Desjardins du Quebec Reduced -243,225-243.2k
TD Asset Management Inc Reduced -234,120-234.1k
TWO SIGMA ADVISERS, LP Sold out -181,400-181.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $213.0m3.0m shares
Twin Tree Management, LP Added $153.9m2.2m shares
CITADEL ADVISORS LLC Added $77.4m1.1m shares
UBS Group AG New $71.2m1.0m shares
Optiver Holding B.V. Reduced $56.1m800.3k shares
SIMPLEX TRADING, LLC Reduced $46.3m649.8k shares
Parallax Volatility Advisers, L.P. Reduced $39.0m547.7k shares
GROUP ONE TRADING LLC Reduced $34.9m489.6k shares
D. E. Shaw & Co., Inc. Added $14.6m204.8k shares
JANE STREET GROUP, LLC Reduced $11.1m155.9k shares

Biggest puts

UBS Group AG New $142.4m2.0m shares
Optiver Holding B.V. Reduced $139.3m2.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $108.9m1.5m shares
Twin Tree Management, LP Added $91.3m1.3m shares
CITADEL ADVISORS LLC Added $66.8m938.0k shares
SIMPLEX TRADING, LLC Reduced $34.0m477.0k shares
GROUP ONE TRADING LLC Added $33.2m466.5k shares
Parallax Volatility Advisers, L.P. Added $29.8m419.0k shares
D. E. Shaw & Co., Inc. Reduced $9.2m129.7k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $5.0m70.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.24% of their portfolio Boston, MA 16,851,66116.9m $1.2bn $1.2bn 0.24% Added +2.8m +2,828,671
2 Fisher Asset Management, LLC 0.69% of their portfolio PLANO, TX 14,424,48114.4m $1.0bn $1.0bn 0.69% Added +271.8k +271,771
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.81% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $778.3m $778.3m 0.81% Unchanged
4 Capital World Investors 0.13% of their portfolio LOS ANGELES, CA 8,521,7778.5m $606.8m $606.8m 0.13% Reduced -7.8k -7,764
5 GQG Partners LLC 1.62% of their portfolio FT. LAUDERDALE, FL 8,428,4078.4m $600.1m $600.1m 1.62% Added +2.9m +2,923,205
6 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.73% of their portfolio BOSTON, MA 7,354,5327.4m $523.6m $523.6m 0.73% Added +1.4m +1,422,509
7 FRANKLIN RESOURCES INC 0.24% of their portfolio San Mateo, CA 6,376,4356.4m $454.0m $454.0m 0.24% Reduced -165.6k -165,580
8 NEUBERGER BERMAN GROUP LLC 0.44% of their portfolio NEW YORK, NY 6,247,9536.2m $444.9m $444.9m 0.44% Added +787.6k +787,650
9 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 4,150,8474.2m $295.5m $295.5m 0.08% Added +433.3k +433,252
10 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,252,2263.3m $231.6m $231.6m 0.03% Reduced -181.4k -181,388
11 FMR LLC 0.02% of their portfolio BOSTON, MA 3,038,7073.0m $216.4m $216.4m 0.02% Reduced -67.8k -67,827
12 Pendal Group Ltd 1.59% of their portfolio SYDNEY, C3 2,622,9872.6m $183.8m $183.8m 1.59% New
13 Harding Loevner LP 1.02% of their portfolio Bridgewater, NJ 2,485,8682.5m $177.0m $177.0m 1.02% Reduced -146.9k -146,856
14 DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio AUSTIN, TX 2,309,1402.3m $164.4m $164.4m 0.06% Reduced -741.0k -740,987
15 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,148,2332.1m $153.0m $153.0m 0.02% Added +232.7k +232,703
16 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 1,794,3711.8m $127.8m $127.8m 0.03% Reduced -33.1k -33,074
17 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,756,7221.8m $125.1m $125.1m 0.06% Added +948.4k +948,418
18 CITADEL ADVISORS LLC 0.14% of their portfolio MIAMI, FL 1,685,3261.7m $120.0m $120.0m 0.14% Added +712.8k +712,767
19 EARNEST PARTNERS LLC 0.63% of their portfolio ATLANTA, GA 1,439,6381.4m $102.5m $102.5m 0.63% Reduced -13.8k -13,818
20 Encompass Capital Advisors LLC 5.19% of their portfolio New York, NY 1,329,0211.3m $94.6m $94.6m 5.19% Added +537.2k +537,221
21 BlackRock Inc. 0.00% of their portfolio New York, NY 1,241,6871.2m $88.4m $88.4m 0.00% Added +90.4k +90,419
22 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,123,6401.1m $80.0m $80.0m 0.02% Added +15.9k +15,915
23 Cullen Capital Management, LLC 0.97% of their portfolio New York, NY 1,058,9341.1m $75.4m $75.4m 0.97% Reduced -332.3k -332,343
24 MARSHALL WACE, LLP 0.18% of their portfolio LONDON, X0 1,003,4091.0m $71.4m $71.4m 0.18% Added +184.7k +184,727
25 TODD ASSET MANAGEMENT LLC 1.71% of their portfolio Louisville, KY 990,199990.2k $70.5m $70.5m 1.71% Reduced -167 -167
26 MACQUARIE GROUP LTD 0.08% of their portfolio Sydney, NSW 2000, C3 902,724902.7k $64.3m $64.3m 0.08% Added +154 +154
27 TD Asset Management Inc 0.07% of their portfolio Toronto, A6 824,812824.8k $58.7m $58.7m 0.07% Reduced -234.1k -234,120
28 Holocene Advisors, LP 0.35% of their portfolio New York, NY 801,298801.3k $57.1m $57.1m 0.35% Added +296.5k +296,467
29 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 764,971765.0k $54.5m $54.5m 0.03% Added +13.3k +13,340
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 655,132655.1k $46.6m $46.6m 0.01% Added +55.6k +55,582
31 NATIXIS ADVISORS, LLC 0.17% of their portfolio Boston, MA 644,931644.9k $45.9m $45.9m 0.17% Added +245.0k +244,973
32 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.44% of their portfolio FRANKFORT, KY 586,980587.0k $41.8m $41.8m 0.44% Unchanged
33 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 558,713558.7k $40.0m $40.0m 0.02% Reduced -16.4k -16,386
34 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 546,201546.2k $38.9m $38.9m 0.01% Reduced -45.6k -45,577
35 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 542,334542.3k $38.6m $38.6m 0.05% Added +72.3k +72,254
36 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio JUPITER, FL 541,247541.2k $38.5m $38.5m 0.21% Added +316.6k +316,570
37 Epoch Investment Partners, Inc. 0.20% of their portfolio New York, NY 481,252481.3k $34.3m $34.3m 0.20% Reduced -62.6k -62,593
38 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 471,409471.4k $33.6m $33.6m 0.07% Added +32.4k +32,401
39 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 427,115427.1k $30.4m $30.4m 0.03% Added +32.1k +32,061
40 ACADIAN ASSET MANAGEMENT LLC 0.14% of their portfolio Boston, MA 394,189394.2k $28.0m $28.0m 0.14% Added +353.0k +353,049
41 Russell Investments Group, Ltd. 0.06% of their portfolio Seattle, WA 387,468387.5k $27.6m $27.6m 0.06% Added +217.4k +217,390
42 NATIONAL BANK OF CANADA /FI/ 0.07% of their portfolio MONTREAL, A8 357,484357.5k $25.4m $25.4m 0.07% Added +50.7k +50,700
43 Pacer Advisors, Inc. 0.13% of their portfolio Malvern, PA 354,055354.1k $25.2m $25.2m 0.13% Added +84.9k +84,892
44 GABELLI FUNDS LLC 0.19% of their portfolio Rye, NY 344,000344.0k $24.5m $24.5m 0.19% Unchanged
45 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 339,101339.1k $24.1m $24.1m 0.03% Added +19.0k +19,016
46 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 296,997297.0k $21.1m $21.1m 0.01% Reduced -63.0k -62,988
47 CAPITAL ADVISORS INC/OK 0.60% of their portfolio TULSA, OK 296,636296.6k $21.1m $21.1m 0.60% Reduced -2.0k -2,050
48 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 293,378293.4k $20.9m $20.9m 0.02% Added +3.9k +3,946
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 287,730287.7k $20.5m $20.5m 0.00% Reduced -68.0k -67,977
50 CAMBRIDGE TRUST CO 0.88% of their portfolio BOSTON, MA 277,172277.2k $19.7m $19.7m 0.88% Reduced -22.8k -22,788
51 KORNITZER CAPITAL MANAGEMENT INC /KS 0.40% of their portfolio SHAWNEE MISSION, KS 276,920276.9k $19.7m $19.7m 0.40% Reduced -1.4k -1,425
52 Balyasny Asset Management L.P. 0.07% of their portfolio Chicago, IL 274,933274.9k $19.6m $19.6m 0.07% Reduced -140.4k -140,391
53 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 269,871269.9k $19.2m $19.2m 0.03% Reduced -3.8k -3,757
54 Point72 Asset Management, L.P. 0.07% of their portfolio STAMFORD, CT 246,712246.7k $17.6m $17.6m 0.07% New
55 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 246,606246.6k $17.6m $17.6m 0.02% First filing
56 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 210,447210.4k $15.0m $15.0m 0.01% Added +53.1k +53,110
57 Grassi Investment Management 1.97% of their portfolio SANTA CLARA, CA 205,027205.0k $14.6m $14.6m 1.97% Unchanged
58 SKBA CAPITAL MANAGEMENT LLC 2.59% of their portfolio San Francisco, CA 196,450196.4k $14.0m $14.0m 2.59% Reduced -36.1k -36,100
59 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 190,012190.0k $13.5m $13.5m 0.03% Reduced -2.6k -2,587
60 Connor, Clark & Lunn Investment Management Ltd. 0.08% of their portfolio VANCOUVER, A1 189,765189.8k $13.5m $13.5m 0.08% Added +118.0k +118,019
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 187,102187.1k $13.3m $13.3m 0.01% Added +7.1k +7,139
62 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 185,508185.5k $13.2m $13.2m 0.02% Added +58.7k +58,714
63 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 184,851184.9k $13.2m $13.2m 0.02% Reduced -11.6k -11,623
64 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 179,677179.7k $12.8m $12.8m 0.03% Added +1.6k +1,631
65 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 178,846178.8k $12.7m $12.7m 0.03% Added +9.5k +9,502
66 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.20% of their portfolio Stamford, CT 170,845170.8k $12.2m $12.2m 0.20% Added +61.3k +61,307
67 OPPENHEIMER ASSET MANAGEMENT INC. 0.19% of their portfolio NEW YORK, NY 167,294167.3k $11.9m $11.9m 0.19% Reduced -25.2k -25,164
68 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 163,092163.1k $11.6m $11.6m 0.03% Reduced -17.5k -17,531
69 Janney Capital Management LLC 0.82% of their portfolio PITTSBURGH, PA 161,981162.0k $11.5m $11.5m 0.82% Added +749 +749
70 Tidal Investments LLC 0.44% of their portfolio Milwaukee, WI 159,256159.3k $11.3m $11.3m 0.44% Reduced -38.1k -38,110
71 CAUSEWAY CAPITAL MANAGEMENT LLC 0.32% of their portfolio LOS ANGELES, CA 153,074153.1k $10.9m $10.9m 0.32% Reduced -2.5k -2,458
72 Bell Bank 1.24% of their portfolio FARGO, ND 150,323150.3k $10.7m $10.7m 1.24% Reduced -183 -183
73 Pacific Heights Asset Management LLC 1.04% of their portfolio San Francisco, CA 150,000150.0k $10.7m $10.7m 1.04% Unchanged
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 143,255143.3k $10.2m $10.2m 0.02% Added +116.2k +116,227
75 Moran Wealth Management, LLC 0.35% of their portfolio NAPLES, FL 128,992129.0k $9.2m $9.2m 0.35% First filing
76 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 2.44% of their portfolio MILWAUKEE, WI 123,700123.7k $8.8m $8.8m 2.44% Added +6.1k +6,077
77 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 122,766122.8k $8.7m $8.7m 0.02% Reduced -5.0k -4,970
78 ALERUS FINANCIAL NA 0.80% of their portfolio GRAND FORKS, ND 122,536122.5k $8.7m $8.7m 0.80% Added +759 +759
79 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 118,061118.1k $8.4m $8.4m 0.03% Reduced -64.4k -64,368
80 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 112,640112.6k $8.0m $8.0m 0.04% Reduced -5.2k -5,150
81 SALEM INVESTMENT COUNSELORS INC 0.34% of their portfolio WINSTON-SALEM, NC 111,586111.6k $7.9m $7.9m 0.34% Reduced -25 -25
82 LEUTHOLD GROUP, LLC 1.02% of their portfolio MINNEAPOLIS, MN 106,663106.7k $7.6m $7.6m 1.02% Reduced -3.5k -3,499
83 Advisors Asset Management, Inc. 0.16% of their portfolio Monument, CO 106,113106.1k $7.6m $7.6m 0.16% Added +742 +742
84 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 106,032106.0k $7.5m $7.5m 0.06% Reduced -103.6k -103,645
85 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 104,165104.2k $7.4m $7.4m 0.00% Added +9.3k +9,325
86 Parsec Financial Management, Inc. 0.32% of their portfolio ASHEVILLE, NC 101,532101.5k $7.2m $7.2m 0.32% Reduced -6.1k -6,059
87 Bornite Capital Management LP 1.86% of their portfolio NEW YORK, NY 100,000100.0k $7.1m $7.1m 1.86% New
88 Employees Retirement System of Texas 0.10% of their portfolio AUSTIN, TX 99,82299.8k $7.1m $7.1m 0.10% Added +12.9k +12,950
89 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 95,76195.8k $6.8m $6.8m 0.01% Added +10.1k +10,116
90 Greenline Partners, LLC 1.34% of their portfolio NEW YORK, NY 95,41495.4k $6.8m $6.8m 1.34% Reduced -73.1k -73,059
91 Federation des caisses Desjardins du Quebec 0.08% of their portfolio LEVIS, A8 94,64894.6k $6.7m $6.7m 0.08% Reduced -243.2k -243,225
92 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 93,63093.6k $6.7m $6.7m 0.03% Added +6.1k +6,130
93 Mariner, LLC 0.02% of their portfolio Overland Park, KS 89,33289.3k $6.4m $6.4m 0.02% Reduced -28.8k -28,754
94 Bragg Financial Advisors, Inc 0.38% of their portfolio CHARLOTTE, NC 86,96787.0k $6.2m $6.2m 0.38% Added +3.9k +3,926
95 NAPLES GLOBAL ADVISORS, LLC 0.78% of their portfolio NAPLES, FL 86,70786.7k $6.2m $6.2m 0.78% Added +1.1k +1,070
96 Capital Investment Advisors, LLC 0.18% of their portfolio ATLANTA, GA 85,49285.5k $6.1m $6.1m 0.18% Added +12.8k +12,839
97 Amundi 0.00% of their portfolio Paris, I0 83,94883.9k $6.3m $6.3m 0.00% Added +1.2k +1,200
98 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.10% of their portfolio BALA CYNWYD, PA 81,65881.7k $5.8m $5.8m 0.10% New
99 Aaron Wealth Advisors LLC 0.86% of their portfolio Chicago, IL 81,54381.5k $5.8m $5.8m 0.86% Reduced -46.5k -46,541
100 Main Street Financial Solutions, LLC 0.90% of their portfolio NEWTOWN, PA 80,57080.6k $5.7m $5.7m 0.90% Added +40.2k +40,197