Vault-13

RIO TINTO PLC RIO

SPONSORED ADR · ADR · CUSIP 767204100 · ISIN US7672041008

635 institutional holders
130,843,937130.8m shares reported held*
$7.2bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.08. Options: 25 managers hold calls ($436.2m notional), 23 hold puts ($364.4m).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $91.0m1.7m shares
Optiver Holding B.V. — $62.7m1.2m shares
CITADEL ADVISORS LLC — $55.8m1.0m shares
SIMPLEX TRADING, LLC — $41.0m775.0k shares
Parallax Volatility Advisers, L.P. — $38.3m696.4k shares
Twin Tree Management, LP — $33.9m615.3k shares
GROUP ONE TRADING LLC — $32.5m591.0k shares
JANE STREET GROUP, LLC — $25.0m454.6k shares
WOLVERINE TRADING, LLC — $13.0m235.5k shares
Cubist Systematic Strategies, LLC — $10.5m190.9k shares

Biggest puts

Optiver Holding B.V. — $127.7m2.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $81.4m1.5m shares
CITADEL ADVISORS LLC — $42.5m771.4k shares
SIMPLEX TRADING, LLC — $29.1m528.5k shares
GROUP ONE TRADING LLC — $19.1m346.5k shares
D. E. Shaw & Co., Inc. — $12.7m231.0k shares
CAPITAL FUND MANAGEMENT S.A. — $12.5m226.8k shares
Parallax Volatility Advisers, L.P. — $10.0m181.2k shares
Twin Tree Management, LP — $7.7m139.0k shares
WOLVERINE TRADING, LLC — $7.3m132.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.58% of their portfolio PLANO, TX 14,152,71014.2m $779.2m $779.2m 0.58% —
2 WELLINGTON MANAGEMENT GROUP LLP 0.16% of their portfolio Boston, MA 14,022,99014.0m $772.1m $772.1m 0.16% —
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.72% of their portfolio BLOOMINGTON, IL 10,931,82010.9m $601.9m $601.9m 0.72% —
4 Capital World Investors 0.11% of their portfolio LOS ANGELES, CA 8,529,5418.5m $469.6m $469.6m 0.11% —
5 FRANKLIN RESOURCES INC 0.20% of their portfolio San Mateo, CA 6,542,0156.5m $360.2m $360.2m 0.20% —
6 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.48% of their portfolio BOSTON, MA 5,932,0235.9m $326.6m $326.6m 0.48% —
7 GQG Partners LLC 0.88% of their portfolio FT. LAUDERDALE, FL 5,505,2025.5m $303.1m $303.1m 0.88% —
8 NEUBERGER BERMAN GROUP LLC 0.31% of their portfolio NEW YORK, NY 5,460,3035.5m $300.7m $300.7m 0.31% —
9 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,717,5953.7m $204.7m $204.7m 0.06% —
10 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,433,6143.4m $189.1m $189.1m 0.03% —
11 FMR LLC 0.02% of their portfolio BOSTON, MA 3,106,5343.1m $171.0m $171.0m 0.02% —
12 DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio AUSTIN, TX 3,050,1273.1m $167.9m $167.9m 0.06% —
13 Harding Loevner LP 0.95% of their portfolio Bridgewater, NJ 2,632,7242.6m $145.0m $145.0m 0.95% —
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,915,5301.9m $105.5m $105.5m 0.01% —
15 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,827,4451.8m $100.6m $100.6m 0.02% —
16 SPX Gestao de Recursos Ltda 8.19% of their portfolio RIO DE JANEIRO, D5 1,480,7011.5m $81.5m $81.5m 8.19% —
17 EARNEST PARTNERS LLC 0.54% of their portfolio ATLANTA, GA 1,453,4561.5m $80.0m $80.0m 0.54% —
18 Cullen Capital Management, LLC 0.82% of their portfolio New York, NY 1,391,2771.4m $76.6m $76.6m 0.82% —
19 Verition Fund Management LLC 0.52% of their portfolio GREENWICH, CT 1,367,2701.4m $75.3m $75.3m 0.52% —
20 BlackRock Inc. 0.00% of their portfolio New York, NY 1,151,2681.2m $63.4m $63.4m 0.00% —
21 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,107,7251.1m $61.0m $61.0m 0.02% —
22 TD Asset Management Inc 0.07% of their portfolio Toronto, A6 1,058,9321.1m $58.4m $58.4m 0.07% —
23 TODD ASSET MANAGEMENT LLC 1.53% of their portfolio Louisville, KY 990,366990.4k $54.5m $54.5m 1.53% —
24 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 972,559972.6k $53.5m $53.5m 0.07% —
25 MACQUARIE GROUP LTD 0.06% of their portfolio Sydney, NSW 2000, C3 902,570902.6k $49.7m $49.7m 0.06% —
26 MARSHALL WACE, LLP 0.11% of their portfolio LONDON, X0 818,682818.7k $45.1m $45.1m 0.11% —
27 UBS Group AG 0.03% of their portfolio ZURICH, V8 808,304808.3k $44.5m $44.5m 0.03% —
28 Encompass Capital Advisors LLC 2.53% of their portfolio New York, NY 791,800791.8k $43.6m $43.6m 2.53% —
29 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 751,631751.6k $41.4m $41.4m 0.02% —
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 599,550599.5k $33.0m $33.0m 0.01% —
31 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 591,778591.8k $32.6m $32.6m 0.01% —
32 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.38% of their portfolio FRANKFORT, KY 586,980587.0k $32.3m $32.3m 0.38% —
33 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 575,099575.1k $31.9m $31.9m 0.02% —
34 Epoch Investment Partners, Inc. 0.20% of their portfolio New York, NY 543,845543.8k $29.9m $29.9m 0.20% —
35 Holocene Advisors, LP 0.18% of their portfolio New York, NY 504,831504.8k $27.8m $27.8m 0.18% —
36 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 470,080470.1k $25.9m $25.9m 0.03% —
37 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 439,008439.0k $24.2m $24.2m 0.05% —
38 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 415,324415.3k $22.9m $22.9m 0.09% —
39 Schonfeld Strategic Advisors LLC 0.19% of their portfolio NEW YORK, NY 408,470408.5k $22.5m $22.5m 0.19% —
40 NATIXIS ADVISORS, LLC 0.09% of their portfolio Boston, MA 399,958400.0k $22.0m $22.0m 0.09% —
41 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 395,054395.1k $21.8m $21.8m 0.02% —
42 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 391,295391.3k $21.5m $21.5m 0.07% —
43 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 359,985360.0k $19.8m $19.8m 0.01% —
44 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 357,106357.1k $19.7m $19.7m 0.03% —
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 355,707355.7k $19.6m $19.6m 0.00% —
46 GABELLI FUNDS LLC 0.17% of their portfolio Rye, NY 344,000344.0k $20.2m $20.2m 0.17% —
47 Federation des caisses Desjardins du Quebec 0.22% of their portfolio LEVIS, A8 337,873337.9k $18.6m $18.6m 0.22% —
48 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 320,085320.1k $17.6m $17.6m 0.02% —
49 NATIONAL BANK OF CANADA /FI/ 0.10% of their portfolio MONTREAL, A8 306,784306.8k $16.9m $16.9m 0.10% —
50 CAMBRIDGE TRUST CO 0.78% of their portfolio BOSTON, MA 299,960300.0k $16.5m $16.5m 0.78% —
51 CAPITAL ADVISORS INC/OK 0.50% of their portfolio TULSA, OK 298,686298.7k $16.0m $16.0m 0.50% —
52 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 289,432289.4k $15.9m $15.9m 0.02% —
53 KORNITZER CAPITAL MANAGEMENT INC /KS 0.33% of their portfolio SHAWNEE MISSION, KS 278,345278.3k $15.3m $15.3m 0.33% —
54 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 273,628273.6k $15.1m $15.1m 0.02% —
55 Pacer Advisors, Inc. 0.10% of their portfolio Malvern, PA 269,163269.2k $14.8m $14.8m 0.10% —
56 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 265,994266.0k $14.6m $14.6m 0.08% —
57 SKBA CAPITAL MANAGEMENT LLC 2.72% of their portfolio San Francisco, CA 232,550232.6k $12.8m $12.8m 2.72% —
58 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio JUPITER, FL 224,677224.7k $12.4m $12.4m 0.07% —
59 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 224,641224.6k $12.4m $12.4m 0.03% —
60 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 209,677209.7k $11.5m $11.5m 0.09% —
61 Grassi Investment Management 1.65% of their portfolio SANTA CLARA, CA 205,027205.0k $11.3m $11.3m 1.65% —
62 Tidal Investments LLC 0.45% of their portfolio Milwaukee, WI 197,366197.4k $10.9m $10.9m 0.45% —
63 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 196,474196.5k $10.8m $10.8m 0.02% —
64 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 192,599192.6k $10.6m $10.6m 0.03% —
65 OPPENHEIMER ASSET MANAGEMENT INC. 0.19% of their portfolio NEW YORK, NY 192,458192.5k $10.6m $10.6m 0.19% —
66 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 182,429182.4k $10.0m $10.0m 0.04% —
67 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 181,400181.4k $10.0m $10.0m 0.03% —
68 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 180,623180.6k $9.9m $9.9m 0.03% —
69 ExodusPoint Capital Management, LP 0.14% of their portfolio NEW YORK, NY 180,514180.5k $9.9m $9.9m 0.14% —
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 179,963180.0k $9.9m $9.9m 0.01% —
71 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 178,046178.0k $9.8m $9.8m 0.02% —
72 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 170,078170.1k $9.4m $9.4m 0.02% —
73 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 169,344169.3k $9.3m $9.3m 0.02% —
74 Greenline Partners, LLC 2.11% of their portfolio NEW YORK, NY 168,473168.5k $9.3m $9.3m 2.11% —
75 Janney Capital Management LLC 0.72% of their portfolio PITTSBURGH, PA 161,232161.2k $8.9m $8.9m 0.72% —
76 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 157,337157.3k $8.7m $8.7m 0.01% —
77 CAUSEWAY CAPITAL MANAGEMENT LLC 0.24% of their portfolio LOS ANGELES, CA 155,532155.5k $8.6m $8.6m 0.24% —
78 Bell Bank 1.06% of their portfolio FARGO, ND 150,506150.5k $8.3m $8.3m 1.06% —
79 Pacific Heights Asset Management LLC 0.88% of their portfolio San Francisco, CA 150,000150.0k $8.3m $8.3m 0.88% —
80 MILLER HOWARD INVESTMENTS INC /NY 0.32% of their portfolio KINGSTON, NY 140,000140.0k $7.7m $7.7m 0.32% —
81 Aaron Wealth Advisors LLC 1.30% of their portfolio Chicago, IL 128,084128.1k $7.1m $7.1m 1.30% —
82 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 127,736127.7k $7.0m $7.0m 0.01% —
83 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 126,794126.8k $7.0m $7.0m 0.01% —
84 Impala Asset Management LLC 4.96% of their portfolio Palm Beach, FL 123,000123.0k $6.8m $6.8m 4.96% —
85 ALERUS FINANCIAL NA 0.67% of their portfolio GRAND FORKS, ND 121,777121.8k $6.7m $6.7m 0.67% —
86 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 121,700121.7k $6.7m $6.7m 0.01% —
87 Mariner, LLC 0.03% of their portfolio Overland Park, KS 118,086118.1k $6.5m $6.5m 0.03% —
88 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 117,790117.8k $6.5m $6.5m 0.04% —
89 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 2.13% of their portfolio MILWAUKEE, WI 117,623117.6k $6.5m $6.5m 2.13% —
90 SALEM INVESTMENT COUNSELORS INC 0.28% of their portfolio WINSTON-SALEM, NC 111,611111.6k $6.1m $6.1m 0.28% —
91 LEUTHOLD GROUP, LLC 0.91% of their portfolio MINNEAPOLIS, MN 110,162110.2k $6.1m $6.1m 0.91% —
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.11% of their portfolio Stamford, CT 109,538109.5k $6.0m $6.0m 0.11% —
93 MOORE CAPITAL MANAGEMENT, LP 0.16% of their portfolio NEW YORK, NY 108,759108.8k $6.0m $6.0m 0.16% —
94 Parsec Financial Management, Inc. 0.30% of their portfolio ASHEVILLE, NC 107,591107.6k $5.9m $5.9m 0.30% —
95 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 105,371105.4k $5.8m $5.8m 0.12% —
96 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 94,84094.8k $5.2m $5.2m 0.00% —
97 TD Waterhouse Canada Inc. 0.06% of their portfolio TORONTO, A6 90,84090.8k $5.2m $5.2m 0.06% —
98 GROUP ONE TRADING LLC 0.16% of their portfolio CHICAGO, IL 90,26490.3k $5.0m $5.0m 0.16% —
99 Crestline Management, L.P. 0.66% of their portfolio FORT WORTH, TX 89,00089.0k $4.9m $4.9m 0.66% —
100 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 87,50087.5k $4.8m $4.8m 0.03% —