Vault-13

RIGETTI COMPUTING INC RGTIW

*W EXP 99/99/999 · Equity WRT · CUSIP 76655K111

American cloud quantum computing company

21 institutional holders -2 vs Q3 2023
2,585,5412.6m shares reported held*
$347.6kreported value*
1 new 1 added 3 reduced 3 sold out net bought ≈ $65.1k (+482.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.13. Options: 2 managers hold calls ($34.6k notional), 1 hold puts ($15.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 31Q4 22: 31Q1 23: 30Q2 23: 24Q3 23: 23Q4 23: 2121Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202231
Q4 202231
Q1 202330
Q2 202324
Q3 202323
Q4 202321

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 2 bought or addedQ4 23: 6 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202279
Q1 202359
Q2 202328
Q3 202347
Q4 202326

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $33.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $41.2kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $75.1kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $34.6kQ4 23 puts: $15.6kQ4 23P/C 0.45
Numbers
QuarterCallsPutsP/C
Q1 2023$33.0k$00.00
Q2 2023$41.2k$00.00
Q3 2023$75.1k$00.00
Q4 2023$34.6k$15.6k0.45

Biggest buyers

COWEN AND COMPANY, LLC New +698,293+698.3k
UBS Group AG Added +173+173

Biggest sellers

Corriente Advisors, LLC Sold out -115,872-115.9k
Indaba Capital Management, L.P. Sold out -62,500-62.5k
Virtu Financial LLC Reduced -14,090-14.1k
Eisler Capital (US) LLC Sold out -12,500-12.5k
LMR Partners LLP Reduced -10,417-10.4k
JANE STREET GROUP, LLC Reduced -1,071-1.1k

Biggest calls

DEUTSCHE BANK AG\ Reduced $21.0k150.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $13.6k100.9k shares

Biggest puts

Corriente Advisors, LLC New $15.6k115.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
505Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 4 sellingQ2 22Q3 22: 0 buyingQ3 22: 5 sellingQ4 22: 0 buyingQ4 22: 5 sellingQ4 22Q1 23: 0 buyingQ1 23: 3 sellingQ2 23: 0 buyingQ2 23: 3 sellingQ2 23Q3 23: 0 buyingQ3 23: 4 sellingQ4 23: 0 buyingQ4 23: 2 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20221—0——
Q2 20220—4$2.2m—
Q3 20220—5$3.6m—
Q4 20220—5$818.2k—
Q1 20230—3$49.7k—
Q2 20230—3$81.1k$67.3k
Q3 20230—4$590.6k$33.1k
Q4 20230—2$48.9k—
DateInsiderTradeSharesPrice ValueTheir holding
2023-11-17 Danis Richard General Counsel & Corp. Sec. Sold 37,765 $1.08 $40.8k37.8k shares -3%
2023-11-17 Rivas David Chief Technology Officer Sold 7,494 $1.08 $8.1k7.5k shares -1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.00% of their portfolio LONDON, X0 1,379,7331.4m $186.3k $186.3k 0.00% Reduced -10.4k -10,417
2 COWEN AND COMPANY, LLC 0.01% of their portfolio NEW YORK, NY 698,293698.3k $94.3k $94.3k 0.01% New
3 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 125,000125.0k $16.9k $16.9k 0.00% Unchanged
4 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 75,00075.0k $10.1k $10.1k 0.00% Unchanged
5 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 58,70058.7k $7.9k $7.9k 0.00% Unchanged
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 51,07451.1k $6.9k $6.9k 0.00% Reduced -1.1k -1,071
7 KIM, LLC 0.00% of their portfolio WICHITA, KS 35,86735.9k $4.7k $4.7k 0.00% Unchanged
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 30,17330.2k $4.1k $4.1k 0.00% Added +173 +173
9 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio SAN FRANCISCO, CA 22,67522.7k $3.0k $3.0k 0.00% Unchanged
10 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,00020.0k $2.7k $2.7k 0.00% Unchanged
11 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,74218.7k $2.0k $2.0k 0.00% Unchanged
12 Silver Rock Financial LP 0.01% of their portfolio Los Angeles, CA 16,03616.0k $2.2k $2.2k 0.01% Unchanged
13 SECURITY BENEFIT LIFE INSURANCE CO /KS/ 0.00% of their portfolio TOPEKA, KS 12,50012.5k $1.6k $1.6k 0.00% Unchanged
14 Virtu Financial LLC 0.00% of their portfolio New York, NY 10,36610.4k $1.0k $1.0k 0.00% Reduced -14.1k -14,090
15 Texas Yale Capital Corp. 0.00% of their portfolio ST. PETERSBURG, FL 10,00010.0k $1.4k $1.4k 0.00% Unchanged
16 Laurion Capital Management LP 0.00% of their portfolio NEW YORK, NY 10,00010.0k $1.3k $1.3k 0.00% Unchanged
17 Biltmore Family Office, LLC 0.00% of their portfolio CHARLOTTE, NC 10,00010.0k $1.4k $1.4k 0.00% Unchanged
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 750750 $101 $101 0.00% Unchanged
19 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 625625 $0 $0 0.00% Unchanged
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77 $0 $0 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged