Vault-13

RETAIL OPPORTUNITY INVTS COR ROIC

COM · REIT · CUSIP 76131N101

3 institutional holders -228 vs Q4 2024
30,23030.2k shares reported held*
$384.0kreported value*
1 new 0 added 1 reduced 220 sold out net sold ≈ $1.7bn (-115.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.70.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 232Q1 23: 221Q2 23: 209Q3 23: 217Q4 23: 221Q1 24: 227Q2 24: 231Q3 24: 235Q4 24: 231Q1 25: 33Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022226
Q4 2022232
Q1 2023221
Q2 2023209
Q3 2023217
Q4 2023221
Q1 2024227
Q2 2024231
Q3 2024235
Q4 2024231
Q1 20253

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 106 bought or addedQ2 23: 109 cut or sold outQ3 23: 101 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 92 bought or addedQ4 23: 112 cut or sold outQ1 24: 106 bought or addedQ1 24: 104 cut or sold outQ1 24Q2 24: 121 bought or addedQ2 24: 109 cut or sold outQ3 24: 107 bought or addedQ3 24: 121 cut or sold outQ3 24Q4 24: 114 bought or addedQ4 24: 127 cut or sold outQ1 25: 1 bought or addedQ1 25: 221 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023106109
Q3 2023101103
Q4 202392112
Q1 2024106104
Q2 2024121109
Q3 2024107121
Q4 2024114127
Q1 20251221

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 24 calls: $41.0kQ2 24 puts: $74.2kQ2 24P/C 1.81Q3 24 calls: $83.4kQ3 24 puts: $9.4kQ3 24P/C 0.11Q4 24 calls: $6.5mQ4 24 puts: $87.8kQ4 24P/C 0.01Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$41.0k$74.2k1.81
Q3 2024$83.4k$9.4k0.11
Q4 2024$6.5m$87.8k0.01
Q1 2025$0$0—

Biggest buyers

Avion Wealth New +40+40

Biggest sellers

BlackRock, Inc. Sold out -23,571,753-23.6m
VANGUARD GROUP INC Sold out -19,482,398-19.5m
STATE STREET CORP Sold out -7,508,526-7.5m
PRINCIPAL FINANCIAL GROUP INC Sold out -5,872,537-5.9m
First Trust Capital Management L.P. Sold out -5,308,294-5.3m
GEODE CAPITAL MANAGEMENT, LLC Sold out -3,277,049-3.3m
JPMORGAN CHASE & CO Sold out -3,235,094-3.2m
NEXPOINT ASSET MANAGEMENT, L.P. Sold out -2,908,421-2.9m
CITIGROUP INC Sold out -2,701,833-2.7m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -2,379,547-2.4m

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 30,18930.2k $384.0k $384.0k 0.00% Unchanged
2 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 4040 $0 $0 0.00% New
3 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $17 $17 0.00% Reduced -54 -54