Vault-13

RETAIL OPPORTUNITY INVTS COR ROIC

COM · REIT · CUSIP 76131N101

235 institutional holders +4 vs Q2 2024
124,978,247125.0m shares reported held*
$2.0bnreported value*
31 new 76 added 95 reduced 26 sold out net sold ≈ $12.3m (-776.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($773.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.74. Options: 4 managers hold calls ($83.4k notional), 2 hold puts ($9.4k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 232Q1 23: 221Q2 23: 209Q3 23: 217Q4 23: 221Q1 24: 227Q2 24: 231Q3 24: 235235Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022232
Q1 2023221
Q2 2023209
Q3 2023217
Q4 2023221
Q1 2024227
Q2 2024231
Q3 2024235

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 123 bought or addedQ4 22: 101 cut or sold outQ1 23: 107 bought or addedQ1 23: 117 cut or sold outQ1 23Q2 23: 106 bought or addedQ2 23: 109 cut or sold outQ3 23: 101 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 92 bought or addedQ4 23: 112 cut or sold outQ1 24: 106 bought or addedQ1 24: 104 cut or sold outQ1 24Q2 24: 121 bought or addedQ2 24: 109 cut or sold outQ3 24: 107 bought or addedQ3 24: 121 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022123101
Q1 2023107117
Q2 2023106109
Q3 2023101103
Q4 202392112
Q1 2024106104
Q2 2024121109
Q3 2024107121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ4 23 calls: $65.5kQ4 23 puts: $59.5kQ4 23P/C 0.91Q1 24 calls: $42.0kQ1 24 puts: $72.9kQ1 24P/C 1.73Q2 24 calls: $41.0kQ2 24 puts: $74.2kQ2 24P/C 1.81Q3 24 calls: $83.4kQ3 24 puts: $9.4kQ3 24P/C 0.11
Numbers
QuarterCallsPutsP/C
Q4 2023$65.5k$59.5k0.91
Q1 2024$42.0k$72.9k1.73
Q2 2024$41.0k$74.2k1.81
Q3 2024$83.4k$9.4k0.11

Biggest buyers

Alyeska Investment Group, L.P. New +3,131,367+3.1m
Balyasny Asset Management L.P. Added +1,056,208+1.1m
CITADEL ADVISORS LLC Added +1,003,206+1.0m
Quinn Opportunity Partners LLC Added +985,681+985.7k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +711,835+711.8k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +611,323+611.3k
MILLENNIUM MANAGEMENT LLC Added +579,490+579.5k
MORGAN STANLEY Added +537,368+537.4k
Ranger Global Real Estate Advisors, LLC New +416,946+416.9k
APG Asset Management US Inc. New +360,613+360.6k

Biggest sellers

LASALLE INVESTMENT MANAGEMENT SECURITIES LLC Reduced -2,266,421-2.3m
Sumitomo Mitsui Trust Group, Inc. Reduced -1,796,032-1.8m
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC Reduced -967,367-967.4k
Allianz Asset Management GmbH Reduced -830,867-830.9k
JENNISON ASSOCIATES LLC Sold out -624,831-624.8k
JPMORGAN CHASE & CO Reduced -494,890-494.9k
MARSHALL WACE, LLP Reduced -474,352-474.4k
GOLDMAN SACHS GROUP INC Reduced -439,540-439.5k
GUGGENHEIM CAPITAL LLC Sold out -390,231-390.2k
NEUBERGER BERMAN GROUP LLC Reduced -380,810-380.8k

Biggest calls

GROUP ONE TRADING LLC New $69.2k4.4k shares
CITADEL ADVISORS LLC Reduced $14.2k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Covestor Ltd New $052 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $9.4k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.01% of their portfolio New York, NY 23,174,42723.2m $364.5m $364.5m 0.01% First filing
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 19,468,27619.5m $306.2m $306.2m 0.01% Reduced -115.6k -115,560
3 CENTERSQUARE INVESTMENT MANAGEMENT LLC 1.40% of their portfolio CONSHOHOCKEN, PA 9,508,4509.5m $149.6m $149.6m 1.40% Added +46.2k +46,162
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,307,8127.3m $116.1m $116.1m 0.00% Reduced -99.5k -99,472
5 PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio DES MOINES, IA 6,107,5936.1m $96.1m $96.1m 0.05% Added +75.8k +75,803
6 FEDERATED HERMES, INC. 0.16% of their portfolio PITTSBURGH, PA 4,685,4654.7m $73.7m $73.7m 0.16% Added +127.8k +127,819
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,078,0744.1m $64.1m $64.1m 0.00% Reduced -494.9k -494,890
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,290,9733.3m $51.8m $51.8m 0.00% Added +24.4k +24,421
9 Alyeska Investment Group, L.P. 0.25% of their portfolio CHICAGO, IL 3,131,3673.1m $49.3m $49.3m 0.25% New
10 Balyasny Asset Management L.P. 0.11% of their portfolio Chicago, IL 2,676,8182.7m $42.1m $42.1m 0.11% Added +1.1m +1,056,208
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 2,347,1182.3m $36.9m $36.9m 0.01% Added +85.0k +85,037
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,231,9862.2m $35.1m $35.1m 0.00% Added +537.4k +537,368
13 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 2,042,9892.0m $31.9m $31.9m 0.03% Reduced -11.3k -11,282
14 LASALLE INVESTMENT MANAGEMENT SECURITIES LLC 1.09% of their portfolio BALTIMORE, MD 1,811,0641.8m $28.5m $28.5m 1.09% Reduced -2.3m -2,266,421
15 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,804,8571.8m $28.4m $28.4m 0.01% Reduced -29.3k -29,267
16 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.41% of their portfolio RADNOR, PA 1,652,8771.7m $26.0m $26.0m 0.41% Reduced -967.4k -967,367
17 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 1,504,2851.5m $23.7m $23.7m 0.02% Reduced -1.8m -1,796,032
18 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,458,8801.5m $22.9m $22.9m 0.02% Added +1.0m +1,003,206
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,438,6481.4m $22.6m $22.6m 0.00% Added +39.0k +38,958
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,142,0221.1m $18.0m $18.0m 0.00% Reduced -164.8k -164,844
21 Quinn Opportunity Partners LLC 1.56% of their portfolio CHARLOTTESVILLE, VA 995,681995.7k $15.7m $15.7m 1.56% Added +985.7k +985,681
22 Legal & General Group Plc 0.00% of their portfolio London, X0 962,560962.6k $15.1m $15.1m 0.00% Reduced -87.5k -87,518
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 952,252952.3k $15.0m $15.0m 0.00% Added +711.8k +711,835
24 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 897,703897.7k $14.1m $14.1m 0.01% Added +579.5k +579,490
25 STRATEGY ASSET MANAGERS LLC 2.65% of their portfolio PASADENA, CA 876,179876.2k $13.8m $13.8m 2.65% Added +320.5k +320,520
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 849,579849.6k $13.4m $13.4m 0.00% Reduced -439.5k -439,540
27 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 775,877775.9k $12.2m $12.2m 0.01% Reduced -380.8k -380,810
28 RBO & CO LLC 1.88% of their portfolio ST HELENA, CA 756,905756.9k $11.9m $11.9m 1.88% Reduced -4.2k -4,221
29 State of New Jersey Common Pension Fund D 0.04% of their portfolio TRENTON, NJ 657,866657.9k $10.3m $10.3m 0.04% Reduced -29.2k -29,164
30 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 611,323611.3k $9.6m $9.6m 0.01% New
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 567,147567.1k $8.9m $8.9m 0.00% Reduced -220.9k -220,892
32 NORGES BANK 0.00% of their portfolio OSLO, Q8 558,553558.6k $8.8m $8.8m 0.00% Reduced -77.5k -77,457
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 492,100492.1k $7.7m $7.7m 0.00% Reduced -43.2k -43,173
34 Phocas Financial Corp. 0.84% of their portfolio ALAMEDA, CA 474,003474.0k $7.5m $7.5m 0.84% Reduced -45.5k -45,452
35 Ranger Global Real Estate Advisors, LLC 2.83% of their portfolio DENVER, CO 416,946416.9k $6.6m $6.6m 2.83% New
36 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 413,645413.6k $6.5m $6.5m 0.01% Reduced -15.1k -15,130
37 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 406,494406.5k $6.4m $6.4m 0.01% Added +261.6k +261,648
38 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 371,440371.4k $5.8m $5.8m 0.01% Reduced -161.4k -161,442
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 364,125364.1k $5.7m $5.7m 0.00% Added +131.9k +131,855
40 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 361,600361.6k $5.7m $5.7m 0.01% Added +56.6k +56,600
41 APG Asset Management US Inc. 0.04% of their portfolio New York, NY 360,613360.6k $5.7m $5.7m 0.04% New
42 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 335,004335.0k $5.3m $5.3m 0.00% Added +2.5k +2,472
43 EASTERLY INVESTMENT PARTNERS LLC 0.37% of their portfolio BEVERLY, MA 289,654289.7k $4.6m $4.6m 0.37% New
44 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 286,405286.4k $4.5m $4.5m 0.01% Reduced -24.4k -24,350
45 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 270,926270.9k $4.3m $4.3m 0.00% Reduced -47.3k -47,302
46 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 270,448270.4k $4.3m $4.3m 0.02% Reduced -10.0k -10,000
47 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 266,505266.5k $4.2m $4.2m 0.03% Reduced -294.0k -294,039
48 Davis Selected Advisers 0.02% of their portfolio Tucson, AZ 265,055265.1k $4.2m $4.2m 0.02% Reduced -234.4k -234,400
49 Swiss National Bank 0.00% of their portfolio ZURICH, V8 249,800249.8k $3.9m $3.9m 0.00% Unchanged
50 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 242,308242.3k $3.8m $3.8m 0.00% Added +174.9k +174,860
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 238,315238.3k $3.7m $3.7m 0.00% Added +101.3k +101,275
52 Lighthouse Investment Partners, LLC 0.20% of their portfolio Palm Beach Gardens, FL 230,000230.0k $3.6m $3.6m 0.20% New
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 214,255214.3k $3.4m $3.4m 0.00% Added +104.8k +104,750
54 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 211,816211.8k $3.3m $3.3m 0.00% Added +161.0k +160,981
55 STABLEFORD CAPITAL II LLC 1.26% of their portfolio SCOTTSDALE, AZ 202,466202.5k $3.2m $3.2m 1.26% Reduced -1.4k -1,395
56 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 193,808193.8k $3.0m $3.0m 0.01% Reduced -69.6k -69,629
57 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 192,873192.9k $3.0m $3.0m 0.01% Reduced -700 -700
58 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 183,941183.9k $2.9m $2.9m 0.01% Reduced -4.4k -4,407
59 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 183,780183.8k $2.9m $2.9m 0.01% Added +1.4k +1,400
60 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 169,892169.9k $2.7m $2.7m 0.00% Reduced -8.0k -7,970
61 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 156,000156.0k $2.5m $2.5m 0.01% Reduced -1.9k -1,900
62 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 152,648152.6k $2.4m $2.4m 0.00% Unchanged
63 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio HOUSTON, TX 151,259151.3k $2.4m $2.4m 0.05% Reduced -106.3k -106,300
64 NAN FUNG TRINITY (HK) LTD 0.45% of their portfolio CENTRAL, HONG KONG, K3 150,400150.4k $2.4m $2.4m 0.45% New
65 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 150,000150.0k $2.4m $2.4m 0.00% New
66 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 149,721149.7k $2.4m $2.4m 0.00% Reduced -67.2k -67,182
67 Sapience Investments, LLC 1.14% of their portfolio Irvine, CA 146,986147.0k $2.3m $2.3m 1.14% Reduced -460 -460
68 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 144,391144.4k $2.3m $2.3m 0.00% Reduced -474.4k -474,352
69 State of Alaska, Department of Revenue 0.02% of their portfolio JUNEAU, AK 131,499131.5k $2.1m $2.1m 0.02% Reduced -2.8k -2,809
70 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 124,455124.5k $2.0m $2.0m 0.00% Added +15.9k +15,860
71 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 120,322120.3k $1.9m $1.9m 0.00% Reduced -3.3k -3,345
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 120,250120.2k $1.9m $1.9m 0.00% Reduced -18.7k -18,733
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 115,124115.1k $1.8m $1.8m 0.00% Reduced -591 -591
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 111,703111.7k $1.8m $1.8m 0.00% Added +89.2k +89,177
75 WESTPAC BANKING CORP 0.12% of their portfolio SYDNEY, C3 111,142111.1k $1.7m $1.7m 0.12% Added +4.5k +4,535
76 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 109,662109.7k $1.7m $1.7m 0.02% Reduced -127.2k -127,151
77 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 107,197107.2k $1.7m $1.7m 0.00% Reduced -352.5k -352,500
78 Nebula Research & Development LLC 0.20% of their portfolio New York, NY 104,282104.3k $1.6m $1.6m 0.20% Added +18.9k +18,946
79 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 100,443100.4k $1.6m $1.6m 0.00% Reduced -14.7k -14,700
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 100,088100.1k $1.6m $1.6m 0.00% Reduced -185.3k -185,264
81 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 98,35998.4k $1.5m $1.5m 0.00% Reduced -1.1k -1,122
82 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 97,35397.4k $1.5m $1.5m 0.00% Added +1.2k +1,173
83 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 96,87396.9k $1.5m $1.5m 0.03% Reduced -109.3k -109,345
84 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 95,44495.4k $1.5m $1.5m 0.00% Reduced -7.6k -7,641
85 FMR LLC 0.00% of their portfolio BOSTON, MA 92,67092.7k $1.5m $1.5m 0.00% Reduced -45.2k -45,240
86 Amundi 0.00% of their portfolio Paris, I0 91,05391.1k $1.4m $1.4m 0.00% Added +3.6k +3,607
87 ALLSTATE CORP 0.14% of their portfolio NORTHBROOK, IL 90,96791.0k $1.4m $1.4m 0.14% Reduced -7.6k -7,625
88 THIRD AVENUE MANAGEMENT LLC 0.23% of their portfolio NEW YORK, NY 90,00090.0k $1.4m $1.4m 0.23% Unchanged
89 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 83,32283.3k $1.3m $1.3m 0.00% Reduced -101.9k -101,914
90 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 75,74975.7k $1.2m $1.2m 0.00% Reduced -6.9k -6,857
91 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 75,60075.6k $1.2m $1.2m 0.00% Unchanged
92 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 74,66974.7k $1.2m $1.2m 0.01% Reduced -23 -23
93 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 74,10074.1k $1.2m $1.2m 0.00% Reduced -830.9k -830,867
94 Corebridge Financial, Inc. 0.01% of their portfolio HOUSTON, TX 71,28671.3k $1.1m $1.1m 0.01% Reduced -762 -762
95 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 67,86867.9k $1.1m $1.1m 0.00% Added +6.0k +6,042
96 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 67,62567.6k $1.1m $1.1m 0.00% Added +2.8k +2,823
97 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 66,60066.6k $1.0m $1.0m 0.01% Reduced -3.0k -3,013
98 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 65,38465.4k $1.0m $1.0m 0.00% Unchanged
99 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 63,85363.9k $1.0m $1.0m 0.00% Unchanged
100 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 62,68362.7k $986.0k $986.0k 0.00% Reduced -72.5k -72,530