Vault-13

RETAIL OPPORTUNITY INVTS COR ROIC

COM · REIT · CUSIP 76131N101

232 institutional holders +6 vs Q3 2022
117,640,749117.6m shares reported held*
$1.8bnreported value*
29 new 94 added 77 reduced 24 sold out net sold ≈ $41.2m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.90. Options: 2 managers hold calls ($54.1k notional), 2 hold puts ($4.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 232232Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022226
Q4 2022232

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $179.0kQ3 22 puts: $857.0kQ3 22P/C 4.79Q4 22 calls: $54.1kQ4 22 puts: $4.5kQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$179.0k$857.0k4.79
Q4 2022$54.1k$4.5k0.08

Biggest buyers

CITADEL ADVISORS LLC Added +1,764,400+1.8m
BlackRock Inc. Added +649,043+649.0k
Balyasny Asset Management L.P. New +613,592+613.6k
Nuveen Asset Management, LLC Added +568,496+568.5k
Sapience Investments, LLC New +482,778+482.8k
VANGUARD GROUP INC Added +469,577+469.6k
WESTWOOD HOLDINGS GROUP INC New +452,270+452.3k
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC Added +415,648+415.6k
STATE STREET CORP Added +400,820+400.8k
DEUTSCHE BANK AG\ Added +392,212+392.2k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -1,497,323-1.5m
Land & Buildings Investment Management, LLC Reduced -1,322,440-1.3m
JPMORGAN CHASE & CO Reduced -943,816-943.8k
Schonfeld Strategic Advisors LLC Reduced -673,101-673.1k
ALLIANCEBERNSTEIN L.P. Reduced -604,054-604.1k
Weiss Multi-Strategy Advisers LLC Reduced -567,870-567.9k
APG Asset Management US Inc. Reduced -468,096-468.1k
Forward Management, LLC Sold out -452,270-452.3k
FEDERATED HERMES, INC. Reduced -416,671-416.7k
Ranger Global Real Estate Advisors, LLC Reduced -313,510-313.5k

Biggest calls

CITADEL ADVISORS LLC New $54.1k3.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $4.5k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 22,581,84322.6m $339.4m $339.4m 0.01% Added +649.0k +649,043
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 20,171,80920.2m $303.2m $303.2m 0.01% Added +469.6k +469,577
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,935,8127.9m $119.3m $119.3m 0.01% Added +400.8k +400,820
4 JENNISON ASSOCIATES LLC 0.06% of their portfolio NEW YORK, NY 3,840,2843.8m $57.7m $57.7m 0.06% Reduced -28.8k -28,754
5 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 3,069,6013.1m $46.1m $46.1m 0.05% Added +1.8m +1,764,400
6 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,636,8712.6m $39.6m $39.6m 0.01% Added +84.8k +84,779
7 FEDERATED HERMES, INC. 0.10% of their portfolio PITTSBURGH, PA 2,417,9022.4m $36.3m $36.3m 0.10% Reduced -416.7k -416,671
8 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,107,3962.1m $31.7m $31.7m 0.01% Reduced -220.2k -220,225
9 APG Asset Management US Inc. 0.25% of their portfolio New York, NY 2,063,7862.1m $31.0m $31.0m 0.25% Reduced -468.1k -468,096
10 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.54% of their portfolio RADNOR, PA 2,051,8392.1m $30.8m $30.8m 0.54% Added +415.6k +415,648
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,862,0681.9m $28.0m $28.0m 0.01% Added +67.7k +67,652
12 AEW CAPITAL MANAGEMENT L P 1.04% of their portfolio BOSTON, MA 1,762,7131.8m $26.5m $26.5m 1.04% Reduced -155.0k -155,040
13 Ranger Global Real Estate Advisors, LLC 3.50% of their portfolio DENVER, CO 1,756,8811.8m $24.2m $24.2m 3.50% Reduced -313.5k -313,510
14 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,664,4111.7m $25.0m $25.0m 0.01% Reduced -36.3k -36,333
15 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 1,599,3261.6m $24.0m $24.0m 0.03% Reduced -1.5m -1,497,323
16 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,539,0971.5m $23.1m $23.1m 0.01% Reduced -178.7k -178,651
17 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,517,3751.5m $22.8m $22.8m 0.01% Added +568.5k +568,496
18 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 1,494,7461.5m $22.5m $22.5m 0.02% Reduced -164.4k -164,448
19 Mitsubishi UFJ Trust & Banking Corp 0.05% of their portfolio TOKYO, M0 1,342,4721.3m $20.2m $20.2m 0.05% Added +30.7k +30,719
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,342,3861.3m $20.2m $20.2m 0.00% Reduced -30.6k -30,606
21 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,299,5661.3m $19.5m $19.5m 0.01% Added +9.4k +9,404
22 Granite Investment Partners, LLC 0.81% of their portfolio EL SEGUNDO, CA 1,299,0651.3m $19.5m $19.5m 0.81% Reduced -30.0k -29,962
23 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,179,7941.2m $17.7m $17.7m 0.00% Reduced -113.9k -113,900
24 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 1,169,7861.2m $17.6m $17.6m 0.01% Added +147.8k +147,778
25 Land & Buildings Investment Management, LLC 3.58% of their portfolio STAMFORD, CT 1,106,8901.1m $16.6m $16.6m 3.58% Reduced -1.3m -1,322,440
26 LASALLE INVESTMENT MANAGEMENT SECURITIES LLC 0.65% of their portfolio BALTIMORE, MD 1,051,2221.1m $15.8m $15.8m 0.65% Added +159.7k +159,708
27 Legal & General Group Plc 0.01% of their portfolio London, X0 1,033,7711.0m $15.5m $15.5m 0.01% Added +38.7k +38,734
28 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 947,707947.7k $14.2m $14.2m 0.00% Added +77.5k +77,489
29 State of New Jersey Common Pension Fund D 0.05% of their portfolio TRENTON, NJ 941,911941.9k $14.2m $14.2m 0.05% Added +17.7k +17,675
30 RBO & CO LLC 2.46% of their portfolio ST HELENA, CA 927,142927.1k $13.9m $13.9m 2.46% Reduced -3.4k -3,392
31 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 899,997900.0k $13.5m $13.5m 0.04% Added +63.6k +63,600
32 Adelante Capital Management LLC 0.00% of their portfolio ALAMEDA, CA 894,523894.5k $0 $0 0.00% Reduced -195.1k -195,097
33 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 807,204807.2k $12.1m $12.1m 0.03% Reduced -349 -349
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 781,624781.6k $11.7m $11.7m 0.01% Added +128.6k +128,628
35 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 760,963761.0k $11.4m $11.4m 0.01% Reduced -57.8k -57,768
36 Weiss Multi-Strategy Advisers LLC 0.28% of their portfolio NEW YORK, NY 646,320646.3k $9.7m $9.7m 0.28% Reduced -567.9k -567,870
37 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 626,125626.1k $9.4m $9.4m 0.01% Added +392.2k +392,212
38 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 613,592613.6k $9.2m $9.2m 0.03% New
39 Phocas Financial Corp. 1.31% of their portfolio ALAMEDA, CA 604,732604.7k $9.1m $9.1m 1.31% Added +738 +738
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 602,430602.4k $9.1m $9.1m 0.00% Reduced -943.8k -943,816
41 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 597,000597.0k $9.0m $9.0m 0.01% Added +204.2k +204,200
42 Davis Selected Advisers 0.06% of their portfolio Tucson, AZ 565,145565.1k $8.5m $8.5m 0.06% Unchanged
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 506,290506.3k $7.6m $7.6m 0.00% Reduced -30.8k -30,757
44 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 502,287502.3k $7.5m $7.5m 0.02% Added +10.7k +10,699
45 Sapience Investments, LLC 1.52% of their portfolio Irvine, CA 482,778482.8k $7.3m $7.3m 1.52% New
46 WESTWOOD HOLDINGS GROUP INC 0.06% of their portfolio DALLAS, TX 452,270452.3k $6.8m $6.8m 0.06% New
47 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 443,591443.6k $6.7m $6.7m 0.01% Added +47.0k +46,987
48 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 421,342421.3k $6.3m $6.3m 0.02% Added +104.5k +104,476
49 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 417,704417.7k $6.3m $6.3m 0.01% Reduced -37.5k -37,530
50 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 409,547409.5k $6.2m $6.2m 0.00% Reduced -55.2k -55,219
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 384,293384.3k $5.8m $5.8m 0.00% First filing
52 STRATEGY ASSET MANAGERS LLC 1.25% of their portfolio PASADENA, CA 328,200328.2k $4.9m $4.9m 1.25% Unchanged
53 Swiss National Bank 0.00% of their portfolio ZURICH, V8 300,700300.7k $4.5m $4.5m 0.00% Added +6.2k +6,200
54 Foundry Partners, LLC 0.24% of their portfolio MINNEAPOLIS, MN 285,214285.2k $4.3m $4.3m 0.24% Added +84.3k +84,262
55 GREAT LAKES ADVISORS, LLC 0.24% of their portfolio CHICAGO, IL 276,097276.1k $4.1m $4.1m 0.24% Reduced -5.9k -5,942
56 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 264,902264.9k $4.0m $4.0m 0.01% Added +56.7k +56,662
57 VIRGINIA RETIREMENT SYSTEMS ET Al 0.04% of their portfolio RICHMOND, VA 262,900262.9k $4.0m $4.0m 0.04% Reduced -165.0k -165,000
58 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 250,283250.3k $3.8m $3.8m 0.01% Reduced -4.8k -4,846
59 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 246,757246.8k $3.7m $3.7m 0.01% Reduced -75 -75
60 Asset Management One Co., Ltd. 0.02% of their portfolio TOKYO, M0 235,625235.6k $3.6m $3.6m 0.02% Added +16.8k +16,788
61 Public Sector Pension Investment Board 0.03% of their portfolio MONTREAL, A8 226,578226.6k $3.4m $3.4m 0.03% Reduced -1.7k -1,709
62 ExodusPoint Capital Management, LP 0.05% of their portfolio NEW YORK, NY 219,633219.6k $3.3m $3.3m 0.05% Reduced -21.1k -21,101
63 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 218,405218.4k $3.3m $3.3m 0.00% Added +20.9k +20,874
64 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 201,586201.6k $3.0m $3.0m 0.01% Reduced -2.5k -2,500
65 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 195,252195.3k $2.9m $2.9m 0.00% Reduced -604.1k -604,054
66 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 183,720183.7k $2.8m $2.8m 0.00% Reduced -46.8k -46,778
67 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 178,518178.5k $2.7m $2.7m 0.01% Reduced -6.1k -6,092
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 156,511156.5k $2.4m $2.4m 0.00% Added +2.0k +2,004
69 State of Alaska, Department of Revenue 0.03% of their portfolio JUNEAU, AK 147,388147.4k $2.2m $2.2m 0.03% Added +1.2k +1,197
70 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 146,768146.8k $2.2m $2.2m 0.01% Reduced -53.2k -53,231
71 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 136,160136.2k $2.0m $2.0m 0.00% Added +101.8k +101,830
72 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.02% of their portfolio HARRISBURG, PA 133,288133.3k $2.0m $2.0m 0.02% Added +19.8k +19,815
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 132,984133.0k $2.0m $2.0m 0.00% Reduced -4.8k -4,835
74 Employees Retirement System of Texas 0.03% of their portfolio AUSTIN, TX 132,800132.8k $2.0m $2.0m 0.03% Added +120.0k +120,000
75 WHITTIER TRUST CO 0.04% of their portfolio SOUTH PASADENA, CA 128,502128.5k $1.9m $1.9m 0.04% Added +5.9k +5,947
76 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 126,500126.5k $1.9m $1.9m 0.01% Added +5.9k +5,900
77 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 125,467125.5k $1.9m $1.9m 0.00% Unchanged
78 STRS OHIO 0.01% of their portfolio COLUMBUS, OH 119,216119.2k $1.8m $1.8m 0.01% Reduced -4.7k -4,710
79 Vident Investment Advisory, LLC 0.06% of their portfolio Alpharetta, GA 107,621107.6k $1.6m $1.6m 0.06% Added +1.3k +1,316
80 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 105,098105.1k $1.6m $1.6m 0.01% Added +3.6k +3,595
81 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 104,726104.7k $1.6m $1.6m 0.00% Added +363 +363
82 Utah Retirement Systems 0.02% of their portfolio SALT LAKE CITY, UT 99,08499.1k $1.5m $1.5m 0.02% Added +13.9k +13,900
83 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 98,67498.7k $1.5m $1.5m 0.00% Reduced -56 -56
84 FMR LLC 0.00% of their portfolio BOSTON, MA 96,27496.3k $1.4m $1.4m 0.00% Added +1.1k +1,107
85 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 86,31886.3k $1.3m $1.3m 0.01% Reduced -227 -227
86 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 83,78283.8k $1.3m $1.3m 0.00% Reduced -249 -249
87 TEXAS PERMANENT SCHOOL FUND CORP 0.02% of their portfolio AUSTIN, TX 83,72883.7k $1.3m $1.3m 0.02% Reduced -5.8k -5,843
88 CENTERSQUARE INVESTMENT MANAGEMENT LLC 0.01% of their portfolio CONSHOHOCKEN, PA 83,58083.6k $1.3m $1.3m 0.01% Added +4.4k +4,430
89 Amundi 0.00% of their portfolio Paris, I0 80,79480.8k $1.2m $1.2m 0.00% Added +12.0k +12,030
90 Man Group plc 0.00% of their portfolio LONDON, X0 80,60080.6k $1.2m $1.2m 0.00% Reduced -15.9k -15,900
91 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 80,47880.5k $1.2m $1.2m 0.01% Reduced -1.0k -1,012
92 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 79,44079.4k $1.2m $1.2m 0.00% Reduced -136 -136
93 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 79,33779.3k $1.2m $1.2m 0.02% Reduced -20.9k -20,910
94 THIRD AVENUE MANAGEMENT LLC 0.20% of their portfolio NEW YORK, NY 75,00075.0k $1.1m $1.1m 0.20% Unchanged
95 COMERICA BANK 0.01% of their portfolio DALLAS, TX 73,72173.7k $1.2m $1.2m 0.01% Reduced -21.4k -21,380
96 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 73,71773.7k $1.1m $1.1m 0.00% Added +2.8k +2,833
97 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 71,83471.8k $1.1m $1.1m 0.01% Reduced -97.0k -97,011
98 TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio AUSTIN, TX 70,60070.6k $1.1m $1.1m 0.01% Added +8.4k +8,377
99 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 66,80966.8k $1.0m $1.0m 0.00% Reduced -800 -800
100 Pendal Group Ltd 0.01% of their portfolio SYDNEY, C3 66,38366.4k $997.7k $997.7k 0.01% Added +1.5k +1,490