Vault-13

RETRACTABLE TECHNOLOGIES INC RVP

COM · Common Stock · CUSIP 76129W105

31 institutional holders +0 vs Q1 2025
2,090,4742.1m shares reported held*
7.0% of all shares outstanding*
$1.3mreported value*
4 new 2 added 12 reduced 4 sold out net sold ≈ $140.0k (-219.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 29.9m as of 2025-08-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.64. Options: 2 managers hold calls ($119.3k notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 41Q1 23: 37Q2 23: 42Q3 23: 37Q4 23: 38Q1 24: 35Q2 24: 36Q3 24: 32Q4 24: 31Q1 25: 31Q2 25: 3131Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202243
Q4 202241
Q1 202337
Q2 202342
Q3 202337
Q4 202338
Q1 202435
Q2 202436
Q3 202432
Q4 202431
Q1 202531
Q2 202531

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 11 bought or addedQ3 23: 21 cut or sold outQ4 23: 17 bought or addedQ4 23: 13 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 18 cut or sold outQ2 24: 7 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 12 cut or sold outQ4 24: 6 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 11 bought or addedQ1 25: 10 cut or sold outQ2 25: 6 bought or addedQ2 25: 16 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231121
Q4 20231713
Q1 2024918
Q2 2024718
Q3 20241212
Q4 2024614
Q1 20251110
Q2 2025616

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 24 calls: $2.1kQ3 24 puts: $77Q3 24P/C 0.04Q4 24 calls: $2.7kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $10.9kQ1 25 puts: $141Q1 25P/C 0.01Q2 25 calls: $119.3kQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$2.1k$770.04
Q4 2024$2.7k$00.00
Q1 2025$10.9k$1410.01
Q2 2025$119.3k$00.00

Biggest buyers

Biggest sellers

CITADEL ADVISORS LLC Reduced -89,166-89.2k
BlackRock, Inc. Reduced -29,010-29.0k
WealthTrust Axiom LLC Reduced -28,500-28.5k
XTX Topco Ltd Sold out -20,903-20.9k
UBS Group AG Reduced -20,326-20.3k
VANGUARD GROUP INC Reduced -15,700-15.7k
Virtu Financial LLC Sold out -12,803-12.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,454-11.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -11,236-11.2k
PFG Investments, LLC Reduced -7,500-7.5k

Biggest calls

CITADEL ADVISORS LLC Added $119.3k186.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SHAW THOMAS J 13D · may seek influence +1.7 pts · filed 2025-08-29
Stated purposeAs reported in other public filings for the Reporting Person and Issuer, the Reporting Person entered into a written plan for the purchase of Retractable Technologies, Inc. common stock intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) on August 22, 2024. In accordance with the plan, trading began November 20, 2025 and may continue through November 19, 2025 if not earlier terminated. Full filing
55.0% +1.7 pts 16.5m≈ $11.9m 2025-08-29

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 0 sellingQ4 24: 1 buyingQ4 24: 0 sellingQ4 24Q1 25: 1 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20231$71.8k0——
Q1 20241$171.0k0——
Q2 20241$232.9k0——
Q3 20241$226.7k0——
Q4 20241$108.2k0——
Q1 20251$167.0k0——
Q2 20251$207.8k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-06-30 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 1,347 $0.62 $8351.3k shares +<1%
2025-06-17 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 21,687 $0.66 $14.3k21.7k shares +<1%
2025-06-13 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 19,769 $0.66 $13.0k19.8k shares +<1%
2025-06-11 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 8,758 $0.67 $5.9k8.8k shares +<1%
2025-06-04 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 8,000 $0.66 $5.3k8.0k shares +<1%
2025-05-16 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 5,665 $0.73 $4.1k5.7k shares +<1%
2025-05-15 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 86,014 $0.75 $64.5k86.0k shares +1%
2025-05-14 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 4,530 $0.75 $3.4k4.5k shares +<1%
2025-05-13 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 8,500 $0.75 $6.4k8.5k shares +<1%
2025-05-12 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 13,383 $0.75 $10.0k13.4k shares +<1%
2025-05-09 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 3,000 $0.75 $2.2k3.0k shares +<1%
2025-05-08 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 8,113 $0.75 $6.1k8.1k shares +<1%
2025-05-07 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 400 $0.74 $296400 shares +<1%
2025-05-06 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 4,500 $0.75 $3.4k4.5k shares +<1%
2025-05-05 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 22,620 $0.71 $16.1k22.6k shares +<1%
2025-05-02 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 8,291 $0.75 $6.2k8.3k shares +<1%
2025-04-21 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 16,165 $0.69 $11.2k16.2k shares +<1%
2025-04-16 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 166 $0.69 $115166 shares +<1%
2025-04-11 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 33,524 $0.69 $23.1k33.5k shares +<1%
2025-04-09 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 332 $0.67 $222332 shares +<1%
2025-04-04 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 15,000 $0.67 $10.1k15.0k shares +<1%
2025-04-03 SHAW THOMAS J PRESIDENT AND CEO, director Bought plan 1,534 $0.68 $1.0k1.5k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 673,809673.8k $431.2k $431.2k 0.00% Reduced -15.7k -15,700
2 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 348,407348.4k $222.8k $222.8k 0.00% Reduced -11.2k -11,236
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 245,810245.8k $157.2k $157.2k 0.00% Reduced -29.0k -29,010
4 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 155,630155.6k $99.5k $99.5k 0.00% Unchanged
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 128,107128.1k $81.9k $81.9k 0.00% Reduced -143 -143
6 WealthTrust Axiom LLC 0.01% of their portfolio WAYNE, PA 73,03373.0k $46.7k $46.7k 0.01% Reduced -28.5k -28,500
7 RBF Capital, LLC 0.00% of their portfolio RENO, NV 66,30866.3k $42.4k $42.4k 0.00% Unchanged
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 63,79863.8k $40.8k $40.8k 0.00% Reduced -89.2k -89,166
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 59,79659.8k $38.2k $38.2k 0.00% Unchanged
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 53,01353.0k $33.9k $33.9k 0.00% Reduced -611 -611
11 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 43,53843.5k $27.8k $27.8k 0.00% Unchanged
12 Avidian Wealth Enterprises, LLC 0.00% of their portfolio Houston, TX 30,80030.8k $19.7k $19.7k 0.00% Unchanged
13 Frisch Financial Group, Inc. 0.00% of their portfolio MELVILLE, NY 27,00027.0k $17.0k $17.0k 0.00% New
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,18423.2k $14.8k $14.8k 0.00% Reduced -11.5k -11,454
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,68319.7k $12.6k $12.6k 0.00% Reduced -20.3k -20,326
16 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 19,60019.6k $12.5k $12.5k 0.00% Reduced -7.5k -7,500
17 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,02015.0k $9.6k $9.6k 0.00% Unchanged
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,40014.4k $9.2k $9.2k 0.00% Reduced -1.0k -1,000
19 CX Institutional 0.00% of their portfolio AUBURN, IN 7,0007.0k $4.0k $4.0k 0.00% Unchanged
20 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,4006.4k $4.0k $4.0k 0.00% Unchanged
21 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 6,1006.1k $3.9k $3.9k 0.00% Unchanged
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,6973.7k $2.4k $2.4k 0.00% Reduced -475 -475
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3902.4k $1.5k $1.5k 0.00% Added +2.4k +2,362
24 Performa Ltd (US), LLC 0.00% of their portfolio CHARLESTON, SC 1,7501.8k $1.1k $1.1k 0.00% Unchanged
25 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,4531.5k $929 $929 0.00% New
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 500500 $320 $320 0.00% Unchanged
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 133133 $85 $85 0.00% Added +21 +21
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 100100 $64 $64 0.00% New
29 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 88 $5 $5 0.00% Unchanged
30 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 77 $4 $4 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged