Vault-13

REPLIGEN CORP RGEN 0.375 07.15.24

NOTE 0.375% 7/1 · US DOMESTIC · CUSIP 759916AB5

16 institutional holders -17 vs Q3 2023
98,00098.0k shares reported held*
$76.2mreported value*
0 new 4 added 1 reduced 18 sold out net sold ≈ $262.7m (-1.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $777.58.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 35Q4 22: 35Q1 23: 36Q2 23: 36Q3 23: 33Q4 23: 1616Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202235
Q4 202235
Q1 202336
Q2 202336
Q3 202333
Q4 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 4 bought or addedQ4 23: 19 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022812
Q1 20231313
Q2 20231313
Q3 2023711
Q4 2023419

Biggest buyers

JPMORGAN CHASE & CO Added +6,249,000+6.2m
Parallax Volatility Advisers, L.P. Added +2,500,000+2.5m
Warberg Asset Management LLC Added +2,432,000+2.4m
MORGAN STANLEY Added +1,000+1.0k

Biggest sellers

Aequim Alternative Investments LP Sold out -60,500,000-60.5m
DeepCurrents Investment Group LLC Sold out -35,509,000-35.5m
D. E. Shaw & Co., Inc. Sold out -30,058,000-30.1m
Balyasny Asset Management L.P. Sold out -15,200,000-15.2m
LAZARD ASSET MANAGEMENT LLC Sold out -15,176,000-15.2m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -14,410,000-14.4m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -14,305,000-14.3m
Kohlberg Kravis Roberts & Co. L.P. Sold out -13,539,000-13.5m
Castle Creek Arbitrage, LLC Sold out -7,897,000-7.9m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -2,780,000-2.8m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,324,00019.3m $30.4m $30.4m 0.00% Added +6.2m +6,249,000
2 Parallax Volatility Advisers, L.P. 0.54% of their portfolio San Francisco, CA 12,500,00012.5m $19.8m $19.8m 0.54% Added +2.5m +2,500,000
3 Warberg Asset Management LLC 2.77% of their portfolio WINNETKA, IL 5,864,0005.9m $9.2m $9.2m 2.77% Added +2.4m +2,432,000
4 Alberta Investment Management Corp 0.07% of their portfolio EDMONTON, A0 5,000,0005.0m $7.8m $7.8m 0.07% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 2,605,0002.6m $4.1m $4.1m 0.00% Unchanged
6 BlackRock Inc. 0.00% of their portfolio New York, NY 1,967,0002.0m $3.1m $3.1m 0.00% Unchanged
7 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 811,000811.0k $1.3m $1.3m 0.03% Unchanged
8 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 212,000212.0k $335.0k $335.0k 0.00% Unchanged
9 Fox Hill Wealth Management 0.10% of their portfolio DEDHAM, MA 81,00081.0k $127.5k $127.5k 0.10% First filing
10 PATRON PARTNERS, LLC 0.01% of their portfolio HOUSTON, TX 10,00010.0k $15.7k $15.7k 0.01% Unchanged
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0006.0k $9.5k $9.5k 0.00% Reduced -1.0k -1,000
12 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0005.0k $7.9k $7.9k 0.00% Unchanged
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0002.0k $3.1k $3.1k 0.00% Added +1.0k +1,000
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0002.0k $3.0k $3.0k 0.00% Unchanged
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $1.6k $1.6k 0.00% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged