Vault-13

REPLIGEN CORP RGEN 0.375 07.15.24

NOTE 0.375% 7/1 · US DOMESTIC · CUSIP 759916AB5

36 institutional holders +0 vs Q1 2023
460,004460.0k shares reported held*
$277.0mreported value*
3 new 10 added 9 reduced 4 sold out net sold ≈ $16.9m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $634.58.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 35Q4 22: 35Q1 23: 36Q2 23: 3636Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202235
Q4 202235
Q1 202336
Q2 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 13 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022812
Q1 20231313
Q2 20231313

Biggest buyers

D. E. Shaw & Co., Inc. Added +6,300,000+6.3m
CAPSTONE INVESTMENT ADVISORS, LLC Added +4,500,000+4.5m
DeepCurrents Investment Group LLC Added +3,500,000+3.5m
LAZARD ASSET MANAGEMENT LLC New +3,037,000+3.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +2,772,000+2.8m
Balyasny Asset Management L.P. Added +2,700,000+2.7m
Kohlberg Kravis Roberts & Co. L.P. Added +2,500,000+2.5m
Warberg Asset Management LLC Added +1,663,000+1.7m
Invesco Ltd. New +270,000+270.0k
CITIGROUP INC Added +205,000+205.0k

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -17,988,000-18.0m
VOYA INVESTMENT MANAGEMENT LLC Sold out -7,750,000-7.8m
FMR LLC Reduced -6,855,000-6.9m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -2,300,000-2.3m
PUTNAM INVESTMENTS LLC Sold out -2,185,000-2.2m
JPMORGAN CHASE & CO Reduced -1,976,000-2.0m
BARCLAYS PLC Reduced -1,088,000-1.1m
PALISADE CAPITAL MANAGEMENT, LP Reduced -220,000-220.0k
BlackRock Inc. Reduced -75,000-75.0k
Calamos Advisors LLC Reduced -16,000-16.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 1.21% of their portfolio MILL VALLEY, CA 60,500,00060.5m $32.2m $32.2m 1.21% Unchanged
2 DeepCurrents Investment Group LLC 2.01% of their portfolio NEW YORK, NY 35,509,00035.5m $46.8m $46.8m 2.01% Added +3.5m +3,500,000
3 D. E. Shaw & Co., Inc. 0.06% of their portfolio New York, NY 30,058,00030.1m $39.5m $39.5m 0.06% Added +6.3m +6,300,000
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.43% of their portfolio NEW YORK, NY 15,510,00015.5m $20.4m $20.4m 0.43% Added +2.8m +2,772,000
5 Balyasny Asset Management L.P. 0.06% of their portfolio Chicago, IL 15,200,00015.2m $20.0m $20.0m 0.06% Added +2.7m +2,700,000
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,773,00014.8m $19.1m $19.1m 0.00% Reduced -2.0m -1,976,000
7 Kohlberg Kravis Roberts & Co. L.P. 0.55% of their portfolio NEW YORK, NY 13,539,00013.5m $17.8m $17.8m 0.55% Added +2.5m +2,500,000
8 CAPSTONE INVESTMENT ADVISORS, LLC 0.52% of their portfolio NEW YORK, NY 13,500,00013.5m $17.8m $17.8m 0.52% Added +4.5m +4,500,000
9 Parallax Volatility Advisers, L.P. 0.45% of their portfolio San Francisco, CA 10,000,00010.0m $13.1m $13.1m 0.45% Unchanged
10 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 8,200,0008.2m $10.8m $10.8m 0.05% Reduced -16.0k -16,000
11 Castle Creek Arbitrage, LLC 1.29% of their portfolio AVON, CO 7,897,0007.9m $10.4m $10.4m 1.29% Unchanged
12 Alberta Investment Management Corp 0.06% of their portfolio EDMONTON, A0 5,000,0005.0m $6.6m $6.6m 0.06% Unchanged
13 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,037,0003.0m $4.0m $4.0m 0.00% New
14 ADVENT CAPITAL MANAGEMENT /DE/ 0.07% of their portfolio NEW YORK, NY 2,780,0002.8m $3.7m $3.7m 0.07% Reduced -2.3m -2,300,000
15 Warberg Asset Management LLC 1.00% of their portfolio WINNETKA, IL 2,678,0002.7m $3.5m $3.5m 1.00% Added +1.7m +1,663,000
16 FMR LLC 0.00% of their portfolio BOSTON, MA 2,605,0002.6m $3.4m $3.4m 0.00% Reduced -6.9m -6,855,000
17 BlackRock Inc. 0.00% of their portfolio New York, NY 1,654,0001.7m $2.2m $2.2m 0.00% Reduced -75.0k -75,000
18 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,403,0001.4m $1.8m $1.8m 0.00% Reduced -1.1m -1,088,000
19 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 950,000950.0k $1.2m $1.2m 0.01% Unchanged
20 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 811,000811.0k $1.1m $1.1m 0.03% Reduced -220.0k -220,000
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 313,000313.0k $404.8k $404.8k 0.00% Added +100.0k +100,000
22 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 270,000270.0k $354.0k $354.0k 0.00% New
23 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 212,000212.0k $277.9k $277.9k 0.00% Added +205.0k +205,000
24 Quaero Capital S.A. 0.20% of their portfolio GENEVE, V8 200,000200.0k $263.2k $263.2k 0.20% Unchanged
25 COMERICA BANK 0.32% of their portfolio DALLAS, TX 128,004128.0k $18.0k $18.0k 0.32% First filing
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 84,00084.0k $110.1k $110.1k 0.00% Unchanged
27 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 83,00083.0k $109.3k $109.3k 0.01% Reduced -15.0k -15,000
28 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 15,00015.0k $19.7k $19.7k 0.00% New
29 Verition Fund Management LLC 0.23% of their portfolio GREENWICH, CT 11,35311.4k $14.9m $14.9m 0.23% Added +1.8k +1,760
30 PATRON PARTNERS, LLC 0.01% of their portfolio HOUSTON, TX 10,00010.0k $13.1k $13.1k 0.01% Unchanged
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,0008.0k $10.5k $10.5k 0.00% Unchanged
32 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0005.0k $6.6k $6.6k 0.00% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0002.0k $2.6k $2.6k 0.00% Reduced -7.0k -7,000
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0002.0k $3.0k $3.0k 0.00% Unchanged
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $1.3k $1.3k 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged