REDWOOD TRUST INC RWT 4.75 08.15.23
NOTE 4.750% 8/1 · US DOMESTIC · CUSIP 758075AC9
45
institutional holders
-3 vs Q3 2022
19.0m
shares reported held*
$139.5mreported value*
5 new
4 added
3 reduced
9 sold out
net sold ≈ $5.2m (+4.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.36.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 48 |
| Q4 2022 | 45 |
Biggest buyers
| Aequim Alternative Investments LP | New | +5.0m |
| BNP PARIBAS FINANCIAL MARKETS | Added | +2.5m |
| LAZARD ASSET MANAGEMENT LLC | Added | +2.0m |
| ROYAL BANK OF CANADA | New | +1.4m |
| BlackRock Inc. | New | +250.0k |
| Lebenthal Global Advisors, LLC | New | +30.0k |
| Baker Ellis Asset Management LLC | New | +17.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +10.0k |
| MORGAN STANLEY | Added | +2.0k |
Biggest sellers
| Aequim Alternative Investments LP | Sold out | -7.3m |
| WEITZ INVESTMENT MANAGEMENT, INC. | Reduced | -5.0m |
| OAKTREE CAPITAL MANAGEMENT LP | Sold out | -3.2m |
| STIFEL FINANCIAL CORP | Reduced | -500.0k |
| Russell Investments Group, Ltd. | Sold out | -306.0k |
| BNP PARIBAS FINANCIAL MARKETS | Sold out | -106.6k |
| PRIVATE MANAGEMENT GROUP INC | Reduced | -71.0k |
| Lebenthal Global Advisors, LLC | Sold out | -30.0k |
| CERTUITY, LLC | Sold out | -25.0k |
| MML INVESTORS SERVICES, LLC | Sold out | -25.0k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| LAZARD ASSET MANAGEMENT LLC 0.06% of their portfolio | 42.1m $41.5m | Added +2.0m |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.44% of their portfolio | 25.2m $24.8m | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio | 15.5m $15.3m | Added +2.5m |
| PRIVATE MANAGEMENT GROUP INC 0.40% of their portfolio | 9.1m $9.1m | Reduced -71.0k |
| AVIVA PLC 0.04% of their portfolio | 8.5m $8.3m | Unchanged |
| WEITZ INVESTMENT MANAGEMENT, INC. 0.33% of their portfolio | 5.9m $5.8m | Reduced -5.0m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.7m $5.6m | Unchanged |
| CNO Financial Group, Inc. 7.56% of their portfolio | 5.0m $4.9m | Unchanged |
| Aequim Alternative Investments LP 0.13% of their portfolio | 5.0m $4.9m | New |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 4.8m $4.7m | Unchanged |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.74% of their portfolio | 4.7m $4.6m | Unchanged |
| Seelaus Asset Management LLC 2.10% of their portfolio | 2.9m $2.8m | Unchanged |
| CLOUGH CAPITAL PARTNERS L P 0.20% of their portfolio | 2.0m $1.9m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.4m $1.4m | New |
| SSI INVESTMENT MANAGEMENT LLC 0.06% of their portfolio | 1.0m $975.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 572.0k $562.7k | Reduced -500.0k |
| BEACON INVESTMENT ADVISORS LLC 0.45% of their portfolio | 554.0k $540.1k | First filing |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 291.0k $288.9k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 250.0k $243.8k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 218.0k $214.4k | Unchanged |
| Waterfront Wealth Inc. 0.07% of their portfolio | 198.0k $194.5k | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 130.0k $127.9k | First filing |
| PIPER SANDLER & CO. 0.10% of their portfolio | 100.0k $99.3k | Unchanged |
| MacKay Shields LLC 0.00% of their portfolio | 80.0k $78.8k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 80.0k $80.1k | Unchanged |
| UMB Bank, n.a. 0.00% of their portfolio | 70.0k $68.0k | Unchanged |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.00% of their portfolio | 54.0k $52.6k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 50.0k $48.8k | Added +10.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 40.0k $39.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 40.0k $39.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 35.0k $34.1k | Unchanged |
| Lebenthal Global Advisors, LLC 0.01% of their portfolio | 30.0k $29.2k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 25.0k $24.4k | Unchanged |
| Baker Ellis Asset Management LLC 0.00% of their portfolio | 17.0k $16.6k | New |
| MORGAN STANLEY 0.00% of their portfolio | 16.0k $15.6k | Added +2.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.0k $9.0k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 10.0k $9.8k | Unchanged |
| GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio | 10.0k $10.0k | Unchanged |
| HM PAYSON & CO 0.00% of their portfolio | 3.0k $3.0k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.0k $1.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.0k $195.0k | Unchanged |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $982 | Unchanged |
| Artemis Wealth Advisors, LLC 0.00% of their portfolio | 1.0k $491 | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 60 $6.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |